CXAI · CXApp Inc. · Holdings

$1.83 -0.03 (-1.61%) At close · Oct 23

Market Cap

$4.28M

2.34M

Volume · Oct 23 92.96K Avg daily vol (48 sessions) 197.3K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of CXAI: 13F, 13D and 13G, insiders and funds →

Recent SEC filings are still being reconciled. Holder totals and changes may be incomplete until processing catches up.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 56

Total Value: $2,336,684

Total Shares: 16,642,646

Institutional Ownership Trend

23 quarters

Holder Concentration

Across 58 13F filers

Top Holder

29.3%

of institutional value

Top 5

80.1%

of institutional value

Top 10

94.7%

of institutional value

HHI

1,743

Moderately concentrated

Who Holds CXAI

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 50 filers, like-for-like change +2.0%; actively managed books +1.2%; index-like books +146.9%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	48.0%	16	+1.6%	2	2
Exempt adviser	2.5%	1	0.0%	0	0
Adviser	2.5%	1	0.0%	0	0
Bank	25.8%	8	+5.3%	0	0
Broker-dealer	0.0%	1	+1791.1%	0	0
Non-US	3.1%	2	+0.1%	0	0
Holding company	0.0%	3	+62.3%	0	0
Unknown	18.0%	18	-0.8%	6	2

Style	Share	Filers	Change	New	Exited
Index-like	1.3%	9	+146.9%	0	0
Systematic-like	0.5%	3	+1215.5%	1	0
Concentrated	3.5%	6	-49.2%	1	2
Diversified active	94.6%	32	+4.5%	6	2
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	2.7%	19	+5.6%	2	1
Medium turnover	39.3%	11	+3.8%	1	0
High turnover	56.5%	17	+4.3%	5	1
Unknown	1.4%	3	-58.8%	0	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	5.7%	9	-28.6%	3	2
Medium horizon	9.6%	8	-1.8%	1	1
Long horizon	34.3%	26	+11.0%	3	1
Unknown	50.4%	7	+2.0%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	7.7%	9	+2.9%	3	0
$1B to $10B	53.4%	15	-0.7%	2	2
$10B to $100B	33.2%	10	-5.5%	2	1
$100B or more	5.8%	16	+233.9%	1	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.0%	4	-56.6%	1	1
Pooled investment vehicles	45.0%	8	+0.6%	1	1
Registered funds and BDCs	3.0%	3	+20.2%	0	0
Other investment advisers	0.0%	1	-26.5%	0	0
Unknown	52.0%	34	+2.3%	6	2

Private funds	Share	Filers	Change	New	Exited
Hedge funds	45.0%	8	+0.6%	1	0
Private equity funds	0.0%	1	0.0%	0	0
Other private funds	2.1%	1	0.0%	0	0
Private funds, type not stated	2.5%	1	0.0%	0	0
No private funds	0.9%	6	+102.7%	1	2
Real estate funds	0.0%	0	—	0	0
Unknown	49.5%	33	+2.5%	6	2

Location	Share	Filers	Change	New	Exited
United States	66.3%	42	+1.1%	8	4
Outside the US	33.7%	8	+3.8%	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

41 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

9.10%

of shares outstanding, 27th percentile

Mar 31, 2026: 1.21%

Private-fund advisers

1.38%

of shares outstanding

Institutional ownership

17.7%

19.8% of the estimated free float

Top 10 holders

94.6%

of 13F shares, Herfindahl 0.179

Active holders

+407.0%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (2 institutional, 2 passive, 0 exempt)

How long holders have held it value-weighted 6.1 quarters

Under 1 year 31.1% 1 to 3 years 37.7% 3 years or more 31.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$0.29

estimated per share

Mar 31, 2026: $0.77

Quarter-end price

$0.19

implied by 13F values

Estimated gain or loss

-34.9%

price against the estimated cost

Estimated at a loss

82.0%

of costed 13F value

Estimated cost covers 82.6% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shareholder Targets

13F filers that own its peers but not CXAI, quarter ended Jun 30, 2026

CXAI has no holder-overlap peers, so these filers hold the largest Technology stocks: NVDA, AAPL, MSFT, AVGO, MU, AMD, INTC, AMAT, LRCX, CSCO, TSM, KLAC, SNDK, TXN, PANW, MRVL, WDC, APH, ORCL, STX. 7,072 filers in all.

#	Filer	In peers	Of book	Largest peers
1	FMR LLC Holding company, Diversified active	$636,769,614,103 20 held	27.8%	NVDA, AAPL, MSFT
2	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$489,725,900,193 20 held	22.1%	NVDA, AAPL, MSFT
3	Invesco Ltd. Adviser, Diversified active	$413,827,857,231 20 held	32.8%	NVDA, AAPL, MU
4	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$287,532,333,393 20 held	28.9%	NVDA, AAPL, MSFT
5	NORGES BANK Non-US, Index-like	$280,908,085,880 20 held	28.0%	NVDA, AAPL, MSFT
6	BANK OF AMERICA CORP /DE/ Bank, Diversified active	$205,326,967,659 20 held	13.6%	NVDA, AAPL, MSFT
7	Capital Research Global Investors Adviser, Diversified active	$203,724,108,091 19 held	28.5%	AVGO, NVDA, MSFT
8	Capital World Investors Adviser, Diversified active	$185,750,860,435 15 held	22.1%	AVGO, MU, NVDA
9	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Registered adviser, Index-like	$174,850,027,256 20 held	31.9%	NVDA, AAPL, MSFT
10	CHARLES SCHWAB INVESTMENT MANAGEMENT INC Registered adviser, Diversified active	$146,658,496,220 20 held	19.6%	NVDA, AAPL, MSFT

Fund Ownership of CXAI by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 1.72% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.55%	+0.39 pp	12,791	3
Index ETFs	1.17%	+1.08 pp	27,445	1
Active ETFs	0.00%	0.00 pp	0	0
Active funds	0.00%	0.00 pp	0	0
Unclassified	0.00%	0.00 pp	0	0
All registered funds	1.72%	+1.47 pp	40,236	4

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 20 Exempt adviser 1 Adviser 1 Bank 9 Broker-dealer 1 Non-US 3 Holding company 4 Unknown 17

Showing 62 of 62

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

JANE STREET GROUP, LLC

$685,707

29.35%

3,686,604

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	3,126,752	$581,575	84.8%	Defined
Jane Street Global Trading, LLC	559,852	$104,132	15.2%	Defined

UBS Group AG

$558,234

23.89%

3,001,263

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	2,981,663	$554,589	99.3%	Defined
UBS Switzerland AG	19,600	$3,645	0.7%	Defined

HRT FINANCIAL LP

$256,612

10.98%

1,379,639

VANGUARD CAPITAL MANAGEMENT LLC

$255,234

10.92%

1,372,229

RENAISSANCE TECHNOLOGIES LLC

$117,785

5.04%

633,254

GEODE CAPITAL MANAGEMENT, LLC

$75,065

3.21%

403,584

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	12,344	$2,295	3.1%	Defined
Held directly	391,240	$72,770	96.9%	Defined

VANGUARD FIDUCIARY TRUST CO

$67,042

2.87%

360,446

CITADEL ADVISORS LLC

$61,445

2.63%

330,350

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	330,350	$61,445	100.0%	Defined

STATE STREET CORP

$59,887

2.56%

321,977

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS TRUST COMPANY	321,977	$59,887	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$44,336

1.90%

238,372

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	203,250	$37,804	85.3%	Other
G1 EXECUTION SERVICES, LLC	35,122	$6,532	14.7%	Other

Virtu Financial LLC

$34,355

1.47%

184,709

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	184,709	$34,355	100.0%	Defined

NORTHERN TRUST CORP

$22,680

0.97%

121,938

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	121,938	$22,680	100.0%	Defined

CITADEL ADVISORS LLC

$18,786

0.80%

101,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	101,000	$18,786	100.0%	Defined

StoneX Group Inc.

$10,315

0.44%

55,458

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STONEX FINANCIAL INC.	55,458	$10,315	100.0%	Defined

Scientech Research LLC

$8,874

0.38%

47,712

GROUP ONE TRADING LLC

$7,913

0.34%

42,547

SIMPLEX TRADING, LLC

$7,889

0.34%

42,417

Vanguard Personalized Indexing Management, LLC

$7,848

0.34%

42,198

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$7,123

0.30%

38,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	38,300	$7,123	100.0%	Other

GOLDMAN SACHS GROUP INC

$5,152

0.22%

27,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	27,700	$5,152	100.0%	Defined

CITADEL ADVISORS LLC

$5,133

0.22%

27,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	27,600	$5,133	100.0%	Defined

BANK OF MONTREAL /CAN/

$3,720

0.16%

20,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	20,000	$3,720	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,938

0.13%

15,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	15,800	$2,938	100.0%	Other

PARSONS CAPITAL MANAGEMENT INC/RI

$2,790

0.12%

15,000

IMC-Chicago, LLC

$2,194

0.09%

11,800

Ground Swell Capital, LLC

$2,090

0.09%

11,238

Naviter Wealth, LLC

$1,860

0.08%

10,000

CITIGROUP INC

$1,461

0.06%

7,855

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	7,855	$1,461	100.0%	Defined

BlackRock, Inc.

$839

0.04%

4,512

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Investment Management, LLC	27	$5	0.6%	Sole
BlackRock Institutional Trust Company, N.A.	4,485	$834	99.4%	Sole

Tower Research Capital LLC (TRC)

$477

0.02%

2,569

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	2,569	$477	100.0%	Defined

MORGAN STANLEY

$407

0.02%

2,191

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	2,191	$407	100.0%	Defined

SBI Securities Co., Ltd.

$314

0.01%

124

IFP Advisors, Inc

$128

0.01%

948

WELLS FARGO & COMPANY/MN

$18

0.00%

100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	100	$18	100.0%	Defined

Federation des caisses Desjardins du Quebec

$12

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	67	$12	100.0%	Defined

JPMORGAN CHASE & CO

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities plc	53	$9	100.0%	Defined

DANSKE BANK A/S

0.00%

Steward Partners Investment Advisory, LLC

0.00%

HARBOUR INVESTMENTS, INC.

0.00%

HANTZ FINANCIAL SERVICES, INC.

0.00%

3,102

SOA Wealth Advisors, LLC.

0.00%

BNP PARIBAS ARBITRAGE, SA

0.00%

Clear Street Group Inc. CXAIW

—

21,135

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND CXAIW

—

125,000

LMR Partners LLP CXAIW

—

100,001

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LMR PARTNERS (DIFC) Ltd	100,001	$0	—	Sole

TORONTO DOMINION BANK CXAIW

—

949,005

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TD SECURITIES (USA) LLC	949,005	$0	—	Defined

SkyView Investment Advisors, LLC CXAIW

—

7,500

WOLVERINE ASSET MANAGEMENT LLC CXAIW

—

1,014,438

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	1,014,438	$0	—	Defined

ARISTEIA CAPITAL, L.L.C. CXAIW

—

72,322

Oasis Management Co Ltd. CXAIW

—

100,000

UBS Group AG CXAIW

—

5,799

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	5,799	$0	—	Defined

GABELLI & Co INVESTMENT ADVISERS, INC. CXAIW

—

83,053

JANE STREET GROUP, LLC CXAIW

—

25,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	25,000	$0	—	Defined

TENOR CAPITAL MANAGEMENT Co., L.P. CXAIW

—

150,000

OSAIC HOLDINGS, INC.

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1	$0	—	Defined

MILLENNIUM MANAGEMENT LLC CXAIW

—

350,000

Davidson Kempner Capital Management LP CXAIW

—

350,042

Limestone Investment Advisors LP CXAIW

—

15,168

GABELLI FUNDS LLC CXAIW

—

81,946

Greenland Capital Management LP CXAIW

—

99,192

Walleye Trading LLC CXAIW

—

515,198

TWO SIGMA SECURITIES, LLC CXAIW

—

13,129

Key facts CIK 1820875 CUSIP 23248B307 13F (30d) 2 filings 2 filers Visit website Investor relations