CXAI · CXApp Inc. · Shareholders & Ownership
$1.92
-0.05 (-2.54%)
At close · Oct 21
View the 10-Q filed Aug 14, 2026
Return incl. dividend (before tax)
Going-concern doubt
— cleared Aug 14, 2026
The latest filing states the doubt was alleviated.
“The Company has historically incurred recurring losses and negative cash flows from operations. These conditions and events, considered in the aggregate, raised substantial doubt about the Company's ability to continue as a going concern. Based on the Company's cash on hand, forecast cash collections, planned operating expenditures and management's plans that were considered probable of implementation and effective mitigation, management concluded that its plans alleviate the substantial doubt for at least one year from the date these unaudited condensed consolidated financial statements are issued.”View the 10-Q filed Aug 14, 2026
Customer concentration
— top customer 30% of receivables
One customer — 30% of receivables (June 30, 2026)
“As of June 30, 2026, one customer accounted for approximately 30% of the Company’s consolidated gross accounts receivable. The concentration was attributable to accounts receivable associated with EngineRoom.”
Market Cap
$4.49M
Shares
2.34M
Volume · Oct 21
25.69K
Avg daily vol (46 sessions)
200.22K
Every disclosed holder of CXAI in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns CXAI
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: the summed disclosures exceed shares outstanding, so they are not parts of one whole.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 3,976,688 | 170.13% |
| Insiders (Forms 3, 4, 5) | 0 | 0.00% |
| 13D/G-only blocks | 84,679 | 3.62% |
| Remaining | 1,723,961 | -73.76% |
| Registered funds (N-PORT, not summed) | 40,236 | 1.72% |
Shares outstanding: 2,337,406, the issuer's latest cover-page count restated onto today's split basis.
Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.
Remaining is negative: the summed disclosures exceed shares outstanding, as when filings are dated at different times or holders that do not disclose their links count the same shares. It is flagged, not clipped.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of CXAI
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
WOLVERINE ASSET MANAGEMENT LLC
13F
CIK 1279891 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,014,438 | ||
| 2 |
TORONTO DOMINION BANK
13F
CIK 947263 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
949,005 | ||
| 3 |
Walleye Trading LLC
13F
CIK 1388391 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
515,198 | ||
| 4 |
Davidson Kempner Capital Management LP
13F
CIK 1595082 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
350,042 | ||
| 5 |
TENOR CAPITAL MANAGEMENT Co., L.P.
13F
CIK 1346554 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
150,000 | ||
| 6 |
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND
13F
CIK 1535845 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
125,000 | ||
| 7 |
LMR Partners LLP
13F
CIK 1578621 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
100,001 | ||
| 8 |
Oasis Management Co Ltd.
13F
CIK 1317904 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
100,000 | ||
| 9 |
Greenland Capital Management LP
13F
CIK 1896430 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
99,192 | ||
| 10 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
Classes CXAI, CXAIW, carried, not yet filed for the newest quarter
|
98,732 | ||
| 10.1 |
JANE STREET GROUP, LLC
13G
CIK 1595888 · Unknown · Jun 30, 2026
Rule 13d-1(c), passive investor, not summed
|
74,334 | ||
| 11 |
GABELLI & Co INVESTMENT ADVISERS, INC.
13F
CIK 932724 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
83,053 | ||
| 12 |
GABELLI FUNDS LLC
13F
CIK 1081407 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
81,946 | ||
| 13 |
Sheikh Khurram P
Insider
CIK 1409638 · Jun 18, 2026
Director, Chief Executive Officer, 10% Owner, issuer-wide, not summed
|
79,288 | ||
| 14 |
ARISTEIA CAPITAL, L.L.C.
13F
CIK 1080171 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
72,322 | ||
| 15 |
UBS Group AG
13F
CIK 1610520 · Bank · Jun 30, 2026
Classes CXAI, CXAIW, carried, not yet filed for the newest quarter
|
65,824 | ||
| 16 |
|
57,201 | ||
| 17 |
HRT FINANCIAL LP
13F
CIK 1475597 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
27,593 | ||
| 18 |
COWEN AND COMPANY, LLC
13G
CIK 48966 · Broker-dealer · Sep 30, 2024
Rule 13d-1(b), qualified institution
|
27,478 | ||
| 19 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
27,445 | ||
| 20 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
27,445 | ||
| 21 |
|
26,712 | ||
| 22 |
Clear Street Group Inc.
13F
CIK 1881567 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
21,135 | ||
| 23 |
|
16,176 | ||
| 24 |
Limestone Investment Advisors LP
13F
CIK 2075597 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,168 | ||
| 25 |
|
15,122 | ||
| 26 |
|
13,840 | ||
| 27 |
TWO SIGMA SECURITIES, LLC
13F
CIK 1450144 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,129 | ||
| 28 |
RENAISSANCE TECHNOLOGIES LLC
13F
CIK 1037389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,665 | ||
| 29 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
11,820 | ||
| 30 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
8,072 | ||
| 31 |
SkyView Investment Advisors, LLC
13F
CIK 1848237 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7,500 | ||
| 32 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7,209 | ||
| 33 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6,607 | ||
| 34 |
|
6,440 | ||
| 35 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,767 | ||
| 36 |
Virtu Financial LLC
13F
CIK 1533964 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,694 | ||
| 37 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,439 | ||
| 38 |
StoneX Group Inc.
13F
CIK 913760 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,109 | ||
| 39 |
Scientech Research LLC
13F
CIK 2011556 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
954 | ||
| 40 |
IFP Advisors, Inc
13F
CIK 1641866 · Registered investment adviser · Sep 30, 2026
|
948 | ||
| 41 |
GROUP ONE TRADING LLC
13F
CIK 932540 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
851 | ||
| 42 |
SIMPLEX TRADING, LLC
13F
CIK 1488542 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
848 | ||
| 43 |
Vanguard Personalized Indexing Management, LLC
13F
CIK 1767306 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
844 | ||
| 44 |
GOLDMAN SACHS GROUP INC
13F
CIK 886982 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
554 | ||
| 45 |
Fidelity Total Market Index Fund
Fund
S000006026 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
519 | ||
| 46 |
Fidelity Series Total Market Index Fund
Fund
S000065248 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
452 | ||
| 47 |
BANK OF MONTREAL /CAN/
13F
CIK 927971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
400 | ||
| 48 |
PARSONS CAPITAL MANAGEMENT INC/RI
13F
CIK 1018674 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
300 | ||
| 49 |
IMC-Chicago, LLC
13F
CIK 1452861 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
236 | ||
| 50 |
Ground Swell Capital, LLC
13F
CIK 1534450 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
225 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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