COWEN AND COMPANY, LLC

CIK

48966

Location

NEW YORK, NY

Portfolio Value

Mid $2,615,859,440

Diversification

Diversified

Reports for

Cowen Financial Products LLC

Filing Date

Global Rank

#1,058 / 7,436 ▼ 148 · as of Sep 2024

Top Industry

Semiconductors 28.5%

Period ended 1 year ago

Filed Nov 12, 2024 · 1y

19 quarters · since Mar 2020

Portfolio Concentration

309 tracked positions · as of Sep 30, 2024 · Δ vs Jun 30, 2024

Top Position

25.9%

+2.2 pts

Top 5

52.4%

−9.6 pts

Top 10

72.7%

−5.1 pts

HHI

971

Diversified−62

Portfolio Trend

19 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2024

Sector	% Portfolio	Value	Positions
Technology	39.0%	$1,020,748,194	39
Healthcare	18.4%	$480,048,141	51
Financial Services	14.5%	$380,101,145	69
Consumer Cyclical	11.8%	$308,083,023	21
Communication Services	10.7%	$280,092,631	15
Unclassified	1.9%	$50,427,445	64
Energy	1.2%	$32,530,023	2
Basic Materials	0.9%	$23,762,120	8
Real Estate	0.7%	$19,012,907	3
Industrials	0.5%	$12,885,549	29
Consumer Defensive	0.3%	$6,709,045	5
Utilities	0.1%	$1,459,217	3

Last Quarter's Activity

Export CSV

Sep 30, 2024 vs Jun 30, 2024

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
HTZ	Hertz Global Holdings, Inc	+4,644,611	9,112,814	$5,266,800
CHPT	ChargePoint Holdings, Inc.	+1,935,258	9,999,012	$6,316,400
KVACF	Keen Vision Acquisition Corp.	+1,629,654	4,111,360	$8,597,240
—		+1,445,187	2,303,280	$18,166,260
ALUR	Allurion Technologies, Inc.	+1,289,693	2,212,998	$0
ONMDW	OneMedNet Corp	+1,257,498	5,941,672	$0
—		+1,221,600	1,626,500	$0
FSHP	Flag Ship Acquisition Corp	+1,175,132	1,504,027	$5,441,411
NVDA	Nvidia Corp	+1,147,258	9,945,826	$677,526,245
USAR	USA Rare Earth, Inc.	+1,045,300	1,451,258	$0
BAER	Bridger Aerospace Group Holdings, Inc.	+680,205	1,035,404	$0
AFJK	Aimei Health Technology Co., Ltd.	+653,511	1,886,539	$3,459,165
—		+621,724	1,838,159	$0
—		+598,987	1,006,718	$0
AMZN	Amazon Com Inc	+590,736	1,269,822	$146,445,682
CXAI	CXApp Inc.	+574,982	1,373,919	$0
SPKL	Spark I Acquisition Corp	+547,784	722,784	$4,498,942
MRNO	Murano Global Investments Plc	+531,805	838,127	$0
MSFT	Microsoft Corp	+530,640	577,257	$143,440,211
ALCYF	Alchemy Investments Acquisition Corp 1	+498,355	848,255	$8,967,891
ATEK	Athena Technology Acquisition Corp. II	+491,020	588,263	$0
GOOGL	Alphabet Inc.	+471,577	971,577	$71,881,683
—		+445,404	1,099,034	$0
BYND	Beyond Meat, Inc.	+408,800	600,000	$135,598
BNAI	Brand Engagement Network Inc.	+369,388	695,962	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
INVZ	Innoviz Technologies Ltd.	−4,374,181	3,753,135	$3,107,595
DNA	Ginkgo Bioworks Holdings, Inc.	−3,151,114	12,500	$101,875
AUR	Aurora Innovation, Inc.	−2,422,990	69,312	$0
NKE	NIKE, Inc.	−1,652,700	355,141	$1,345,188
—		−1,372,909	188,494	$0
KDK	Kodiak AI, Inc.	−1,345,140	1,963,091	$0
SMFG	Sumitomo Mitsui Financial Group, Inc.	−1,240,500	1,560,230	$19,705,704
—		−949,243	100,051	$0
PTGX	Protagonist Therapeutics, Inc	−841,294	340,974	$15,343,830
AMD	Advanced Micro Devices Inc	−650,124	317,107	$52,030,916
ORKA	Oruka Therapeutics, Inc.	−641,668	58,332	$1,429,717
AAPL	Apple Inc.	−520,528	823,959	$122,948,187
META	Meta Platforms, Inc.	−463,835	309,820	$177,353,360
CORZ	Core Scientific, Inc./tx	−436,401	528,835	$682,714
—		−360,869	50,432	$0
—		−340,769	3,147,521	$23,250,043
RENEF	Cartesian Growth Corp II	−319,909	153,474	$0
ALSAF	Alpha Star Acquisition Corp	−316,573	654,974	$0
URGN	UroGen Pharma Ltd.	−302,893	1,796,589	$22,816,680
RGTI	Rigetti Computing, Inc.	−294,093	400,000	$0
EMCGF	Embrace Change Acquisition Corp.	−288,994	240,367	$0
EOSE	Eos Energy Enterprises, Inc.	−286,697	273,815	$0
IBAC	IB Acquisition Corp.	−261,286	713,645	$883,460
GPAT	GP-Act III Acquisition Corp.	−260,761	924,639	$151,502
—		−221,724	250,000	$0
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
LLY	ELI LILLY & Co	260,399	$119,846,968
—		912,700	$24,173,053
PLTR	Palantir Technologies Inc.	523,644	$19,479,556
CHTR	Charter Communications, Inc. /Mo/	27,985	$9,069,378
SIMAU	SIM Acquisition Corp. I	1,526,396	$7,002,970
SIRI	Sirius Xm Holdings Inc.	1,322,953	$5,783,226
DTSQ	DT Cloud Star Acquisition Corp	898,344	$4,432,232
POLE	Andretti Acquisition Corp. II	422,900	$4,229,000
EURK	Eureka Acquisition Corp	922,178	$4,180,936
AOS	Smith A O Corp	50,000	$3,610,700
CDAQF	Compass Digital Acquisition Corp.	555,712	$3,499,125
NFLX	Netflix Inc	14,500	$3,405,715
CAPN	Cayson Acquisition Corp	317,595	$3,182,301
SOC	Sable Offshore Corp.	88,158	$2,083,173
QETA	Quetta Acquisition Corp	206,210	$2,032,295
FVN	Future Vision II Acquisition Corp.	199,865	$2,000,648
STT	State Street Corp	113,000	$1,751,409
VLOS	Velos Acquisition I Corp.	1,066,942	$1,659,420
UBER	Uber Technologies, Inc	21,387	$1,607,446
BIRK	Birkenstock Holding plc	26,197	$1,291,250
TONT	Graf Global Corp.	120,000	$1,201,200
BSCA	Invesco BulletShares 2036 Corporate Bond ETF	44,583	$1,123,765
ALFUU	Centurion Acquisition Corp.	1,483,432	$1,099,980
SERV	Serve Robotics Inc. /DE/	240,000	$1,092,000
BIPH	Brookfield Infrastructure Partners L.P.	55,799	$1,074,130
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
PZZA	Papa Johns International Inc	696,800	$32,735,664
FULC	Fulcrum Therapeutics, Inc.	2,965,427	$18,378,236
—		275,950	$12,128,002
SLAMF	Slam Corp.	892,899	$9,929,036
GBTC	Grayscale Bitcoin Trust ETF	148,000	$7,117,897
AFK	VanEck Africa Index ETF	190,437	$6,461,527
GSM	Ferroglobe PLC	520,000	$2,787,200
IBRX	ImmunityBio, Inc.	400,000	$2,528,000
PYPL	PayPal Holdings, Inc.	108,000	$2,347,130
SRI	Stoneridge Inc	140,000	$2,234,400
—		122,652	$1,346,718
ACET	Adicet Bio, Inc.	801,298	$969,570
DD	DuPont de Nemours, Inc.	64,550	$902,724
OKLO	Oklo Inc.	105,000	$889,350
BYD	Boyd Gaming Corp	35,200	$713,719
IMAQ	International Media Acquisition Corp.	522,485	$588,075
SRPT	Sarepta Therapeutics, Inc.	24,500	$467,005
ITT	Itt Inc.	23,255	$440,980
ELV	Elevance Health, Inc.	6,210	$371,974
MIR	Mirion Technologies, Inc.	25,000	$268,500
ANGI	Angi Inc.	139,133	$267,135
CGC	Canopy Growth Corp	100,800	$188,978
OMEX	Odyssey Marine Exploration Inc	36,000	$175,680
CL	Colgate Palmolive Co	42,300	$153,754
CCO	Clear Channel Outdoor Holdings, Inc.	85,000	$119,850
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

309 tracked positions · $2,615,859,440 total · filing declares 628 positions · $2,969,102,367 · as of Sep 30, 2024

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 309 positions by value · page 1 of 7

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp PUT + SHARES Technology	Added	9,945,826	+1,147,258	$677,526,245	−5.5%	25.90%
COIN	Coinbase Global, Inc. Financial Services	Reduced	1,275,333	-213,642	$227,226,080	−31.3%	8.69%
META	Meta Platforms, Inc. Communication Services	Reduced	309,820	-463,835	$177,353,360	−54.5%	6.78%
AMZN	Amazon Com Inc PUT + SHARES Consumer Cyclical	Added	1,269,822	+590,736	$146,445,682	+11.6%	5.60%
MSFT	Microsoft Corp PUT + SHARES Technology	Added	577,257	+530,640	$143,440,211	+588.4%	5.48%
PTCT	Ptc Therapeutics, Inc. Healthcare	Reduced	3,590,655	-165,814	$133,213,300	+16.0%	5.09%
AAPL	Apple Inc. PUT + SHARES Technology	Reduced	823,959	-520,528	$122,948,187	−56.6%	4.70%
LLY	ELI LILLY & Co PUT + SHARES Healthcare	NEW	260,399	NEW	$119,846,968	NEW	4.58%
TSLA	Tesla, Inc. Consumer Cyclical	Added	308,553	+69,169	$80,726,721	+70.4%	3.09%
TARS	Tarsus Pharmaceuticals, Inc. Healthcare	Held	2,197,385	0	$72,271,992	+21.0%	2.76%
GOOGL	Alphabet Inc. PUT CALL + SHARES Communication Services	Added	971,577	+471,577	$71,881,683	−21.6%	2.75%
BABA	Alibaba Group Holding Ltd Consumer Cyclical	Added	631,199	+106,573	$66,982,837	+77.3%	2.56%
AMD	Advanced Micro Devices Inc Technology	Reduced	317,107	-650,124	$52,030,916	−66.8%	1.99%
STOK	Stoke Therapeutics, Inc. Healthcare	Reduced	3,244,498	-121,246	$39,874,880	−12.3%	1.52%
ESTA	Establishment Labs Holdings Inc. Healthcare	Reduced	869,948	-70,000	$37,642,649	−11.9%	1.44%
ET	Energy Transfer LP Energy	Added	1,897,000	+70,000	$30,446,850	+2.7%	1.16%
	PUT CALL	NEW	912,700	NEW	$24,173,053	NEW	0.92%
		Reduced	3,147,521	-340,769	$23,250,043	+15.0%	0.89%
URGN	UroGen Pharma Ltd. Healthcare	Reduced	1,796,589	-302,893	$22,816,680	−35.2%	0.87%
MERC	Mercer International Inc. Basic Materials	Held	3,300,000	0	$22,341,000	−20.7%	0.85%
RCKT	Rocket Pharmaceuticals, Inc. Healthcare	Held	1,100,000	0	$20,317,000	−14.2%	0.78%
SMFG	Sumitomo Mitsui Financial Group, Inc. Financial Services	Reduced	1,560,230	-1,240,500	$19,705,704	−47.5%	0.75%
PLTR	Palantir Technologies Inc. Technology	NEW	523,644	NEW	$19,479,556	NEW	0.74%
STHO	Star Holdings Real Estate	Added	1,324,301	+4,705	$18,328,325	+15.2%	0.70%
		Added	2,303,280	+1,445,187	$18,166,260	+188.0%	0.69%
PTGX	Protagonist Therapeutics, Inc Healthcare	Reduced	340,974	-841,294	$15,343,830	−62.5%	0.59%
SPY	Spdr S&P 500 ETF Trust PUT CALL + SHARES	Added	191,760	+121,760	$10,128,740	+5006.5%	0.39%
CHTR	Charter Communications, Inc. /Mo/ Communication Services	NEW	27,985	NEW	$9,069,378	NEW	0.35%
ALCYF	Alchemy Investments Acquisition Corp 1 Financial Services	Added	848,255	+498,355	$8,967,891	+139.1%	0.34%
KVACF	Keen Vision Acquisition Corp. Financial Services	Added	4,111,360	+1,629,654	$8,597,240	−24.8%	0.33%
TAK	Takeda Pharmaceutical Co Ltd Healthcare	Held	530,600	0	$7,545,132	+9.9%	0.29%
AAXJ	iShares MSCI All Country Asia ex Japan ETF CALL + SHARES	Added	229,310	+209,310	$7,253,660	+214.1%	0.28%
SIMAU	SIM Acquisition Corp. I Financial Services	NEW	1,526,396	NEW	$7,002,970	NEW	0.27%
CHPT	ChargePoint Holdings, Inc. PUT CALL + SHARES Consumer Cyclical	Added	9,999,012	+1,935,258	$6,316,400	−6.1%	0.24%
TDS	Telephone & Data Systems Inc /De/ Communication Services	Reduced	271,509	-21,228	$6,312,584	+4.0%	0.24%
ACI	Albertsons Companies, Inc. CALL + SHARES Consumer Defensive	Added	381,700	+222,700	$6,133,566	+95.3%	0.23%
SIRI	Sirius Xm Holdings Inc. PUT CALL + SHARES Communication Services	NEW	1,322,953	NEW	$5,783,226	NEW	0.22%
QQQ	Invesco Qqq Trust, Series 1 PUT CALL + SHARES	Added	82,260	+55,160	$5,584,747	+25986.0%	0.21%
		Reduced	147,842	-11,415	$5,525,539	+23.8%	0.21%
FSHP	Flag Ship Acquisition Corp Financial Services	Added	1,504,027	+1,175,132	$5,441,411	+65.3%	0.21%
HTZ	Hertz Global Holdings, Inc PUT Industrials	Added	9,112,814	+4,644,611	$5,266,800	+1295.2%	0.20%
SPKL	Spark I Acquisition Corp Financial Services	Added	722,784	+547,784	$4,498,942	—	0.17%
DTSQ	DT Cloud Star Acquisition Corp Financial Services	NEW	898,344	NEW	$4,432,232	NEW	0.17%
POLE	Andretti Acquisition Corp. II Financial Services	NEW	422,900	NEW	$4,229,000	NEW	0.16%
EURK	Eureka Acquisition Corp Financial Services	NEW	922,178	NEW	$4,180,936	NEW	0.16%
CEF	Sprott Physical Gold & Silver Trust Financial Services	Reduced	157,732	-50,000	$3,862,856	−15.7%	0.15%
AOS	Smith A O Corp PUT + SHARES Industrials	NEW	50,000	NEW	$3,610,700	NEW	0.14%
CDAQF	Compass Digital Acquisition Corp. Financial Services	NEW	555,712	NEW	$3,499,125	NEW	0.13%
AFJK	Aimei Health Technology Co., Ltd. Financial Services	Added	1,886,539	+653,511	$3,459,165	+377.7%	0.13%
NFLX	Netflix Inc PUT + SHARES Communication Services	NEW	14,500	NEW	$3,405,715	NEW	0.13%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.