DFIN · Donnelley Financial Solutions, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-01 | BINZ JOSEPH LEO |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on May 13, 2027, the first anniversary of the 2026 annual meeting, or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director. Includes 3,924 restricted stock units. |
Common Stock
|
3,924 |
| 2026-05-13 | Pattabhiram Chandar |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director. Includes 11,914 shares held directly and 8,516 restricted stock units. |
Common Stock
|
4,265 |
| 2026-05-13 | CRANDALL RICHARD L |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director. Includes 64,573 shares held directly and 50,048 restricted stock units. |
Common Stock
|
5,864 |
| 2026-05-13 | Sayed Ayman |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director. Includes 8,561 restricted stock units. |
Common Stock
|
4,265 |
| 2026-05-13 | Ellis Juliet S |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director. Includes 43,214 shares held directly and 21,520 restricted stock units. |
Common Stock
|
4,265 |
| 2026-05-13 | Aguilar Luis A |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director. Includes 38,878 shares held directly and 18,730 restricted stock units. |
Common Stock
|
4,265 |
| 2026-05-13 | GREENFIELD GARY G |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director. Includes 30,123.5 shares held directly and 21,520 restricted stock units. |
Common Stock
|
4,265 |
| 2026-05-13 | MARTIN LOIS M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. Additionally, the reporting person may defer payment of any vesting of shares until the date such person ceases to be a director. Includes 63,253 shares held directly and 14,694 restricted stock units. |
Common Stock
|
4,265 |
| 2026-03-06 | Johnson Eric J |
President, GIC |
Sell↓
Filing footnotes — Common Stock (Direct)
The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $50.00 to $50.58 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. Includes 87,473 shares held directly, 26,584 restricted stock unit, and 2,757 earned performance share units with additional service-based vesting. |
Common Stock
|
20,280 |
| 2026-03-04 | Johnson Eric J |
President, GIC |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Includes 107,753 shares held directly, 26,584 restricted stock unit, and 2,757 earned performance share units with additional service-based vesting. |
Common Stock
|
1,393 |
| 2026-03-04 | Clay Craig |
President, GCM |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Includes 121,088 shares held directly, 33,817 restricted stock unit, and 3,555 earned performance share units with additional service-based vesting. |
Common Stock
|
2,097 |
| 2026-03-04 | Williams Robert Kirk |
Chief People & Admin Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $52.025 to $52.033 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. Includes 36,450 shares held directly, 22,174 restricted stock unit, and 2,179 earned performance share units with additional service-based vesting. |
Common Stock
|
7,684 |
| 2026-03-04 | Trzcinski Leah Marie |
Chief Legal Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Includes 4,813 shares held directly, 15,000 restricted stock unit, and 950 earned performance share units with additional service-based vesting. |
Common Stock
|
406 |
| 2026-03-04 | Leib Daniel |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Includes 517,834 shares held directly, 94,031 restricted stock unit, and 9,450 earned performance share units with additional service-based vesting. |
Common Stock
|
4,600 |
| 2026-03-04 | Turner Kami |
Chief Accounting Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Includes 45,203 shares held directly, 4,605 restricted stock unit, and 506 earned performance share units with additional service-based vesting. |
Common Stock
|
269 |
| 2026-03-04 | Williams Robert Kirk |
Chief People & Admin Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. |
Common Stock
|
954 |
| 2026-03-04 | Gardella David A |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Includes 201,925 shares held directly, 39,416 restricted stock unit, and 3,705 earned performance share units with additional service-based vesting. |
Common Stock
|
1,840 |
| 2026-03-03 | Turner Kami |
Chief Accounting Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. |
Common Stock
|
753 |
| 2026-03-03 | Johnson Eric J |
President, GIC |
Award↑
Filing footnotes — Common Stock (Direct)
Represents earned portions of Company granted PSUs issued in 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2026, the Compensation Committee determined the achievement of the performance goals for 2025 and 2023-2025, resulting in 7,700 and 7,219 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2023 and 2024, resulting in 7,678 and 5,157 earned stock units. The total earned stock units of 27,754 were delivered on March 3, 2026. |
Common Stock
|
14,919 |
| 2026-03-03 | Gardella David A |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. |
Common Stock
|
4,827 |
| 2026-03-03 | Williams Robert Kirk |
Chief People & Admin Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3. |
Common Stock
|
7,533 |
| 2026-03-03 | Leib Daniel |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents earned portions of the Company granted PSUs issued in 2024 and 2025 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2024 PSUs, 10% is subject to performance goals related to 2025 performance, which was determined by the Compensation Committee not to be achieved on March 3, 2026 and resulted in 0 earned stock units related to that performance goal. For the 2025 PSUs, 10% is subject to goals related to 2025 performance, which was determined by the Compensation Committee to be achieved on March 3, 2026 and resulted in 5,252 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2027. Earned stock units for the 2024 and 2025 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2026 and 2027 respectively, and final performance and payout is determined. |
Common Stock
|
5,252 |
| 2026-03-03 | Clay Craig |
President, GCM |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3. |
Common Stock
|
20,544 |
| 2026-03-03 | Gardella David A |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents earned portions of Company granted PSUs issued in 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2026, the Compensation Committee determined the achievement of the performance goals for 2025 and 2023-2025, resulting in 11,151 and 10,458 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2023 and 2024, resulting in 11,120 and 7,469 earned stock units. The total earned stock units of 40,198 were delivered on March 3, 2026. |
Common Stock
|
21,609 |
| 2026-03-03 | Williams Robert Kirk |
Chief People & Admin Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $52.26 to $52.485 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
Common Stock
|
4,237 |
| 2026-03-03 | Johnson Eric J |
President, GIC |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. |
Common Stock
|
3,382 |
| 2026-03-03 | Turner Kami |
Chief Accounting Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents earned portions of the Company granted PSUs issued in 2024 and 2025 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2024 PSUs, 10% is subject to performance goals related to 2025 performance, which was determined by the Compensation Committee not to be achieved on March 3, 2026 and resulted in 0 earned stock units related to that performance goal. For the 2025 PSUs, 10% is subject to goals related to 2025 performance, which was determined by the Compensation Committee to be achieved on March 3, 2026 and resulted in 262 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2027. Earned stock units for the 2024 and 2025 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2026 and 2027 respectively, and final performance and payout is determined. |
Common Stock
|
262 |
| 2026-03-03 | Trzcinski Leah Marie |
Chief Legal Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. |
Common Stock
|
805 |
| 2026-03-03 | Johnson Eric J |
President, GIC |
Award↑
Filing footnotes — Common Stock (Direct)
Represents earned portions of the Company granted PSUs issued in 2024 and 2025 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2024 PSUs, 10% is subject to performance goals related to 2025 performance, which was determined by the Compensation Committee not to be achieved on March 3, 2026 and resulted in 0 earned stock units related to that performance goal. For the 2025 PSUs, 10% is subject to goals related to 2025 performance, which was determined by the Compensation Committee to be achieved on March 3, 2026 and resulted in 1,463 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2027. Earned stock units for the 2024 and 2025 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2026 and 2027 respectively, and final performance and payout is determined. |
Common Stock
|
1,463 |
| 2026-03-03 | Turner Kami |
Chief Accounting Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2027. |
Common Stock
|
2,578 |
| 2026-03-03 | Turner Kami |
Chief Accounting Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents earned portions of Company granted PSUs issued in 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2026, the Compensation Committee determined the achievement of the performance goals for 2025 and 2023-2025, resulting in 1,726 and 1,618 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2023 and 2024, resulting in 1,721 and 1,156 earned stock units. The total earned stock units of 6,221 were delivered on March 3, 2026. |
Common Stock
|
3,344 |
| 2026-03-03 | Trzcinski Leah Marie |
Chief Legal Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents earned portions of the Company granted PSUs issued in 2024 and 2025 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2024 PSUs, 10% is subject to performance goals related to 2025 performance, which was determined by the Compensation Committee not to be achieved on March 3, 2026 and resulted in 0 earned stock units related to that performance goal. For the 2025 PSUs, 10% is subject to goals related to 2025 performance, which was determined by the Compensation Committee to be achieved on March 3, 2026 and resulted in 600 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2027. Earned stock units for the 2024 and 2025 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2026 and 2027 respectively, and final performance and payout is determined. |
Common Stock
|
600 |
| 2026-03-03 | Turner Kami |
Chief Accounting Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3. |
Common Stock
|
2,795 |
| 2026-03-03 | Johnson Eric J |
President, GIC |
Award↑
Filing footnotes — Common Stock (Direct)
Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2027. |
Common Stock
|
15,466 |
| 2026-03-03 | Gardella David A |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents earned portions of the Company granted PSUs issued in 2024 and 2025 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2024 PSUs, 10% is subject to performance goals related to 2025 performance, which was determined by the Compensation Committee not to be achieved on March 3, 2026 and resulted in 0 earned stock units related to that performance goal. For the 2025 PSUs, 10% is subject to goals related to 2025 performance, which was determined by the Compensation Committee to be achieved on March 3, 2026 and resulted in 2,026 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2027. Earned stock units for the 2024 and 2025 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2026 and 2027 respectively, and final performance and payout is determined. |
Common Stock
|
2,026 |
| 2026-03-03 | Williams Robert Kirk |
Chief People & Admin Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2027. |
Common Stock
|
13,256 |
| 2026-03-03 | Gardella David A |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2027. |
Common Stock
|
24,303 |
| 2026-03-03 | Williams Robert Kirk |
Chief People & Admin Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. |
Common Stock
|
2,352 |
| 2026-03-03 | Clay Craig |
President, GCM |
Award↑
Filing footnotes — Common Stock (Direct)
Represents earned portions of the Company granted PSUs issued in 2024 and 2025 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2024 PSUs, 10% is subject to performance goals related to 2025 performance, which was determined by the Compensation Committee not to be achieved on March 3, 2026 and resulted in 0 earned stock units related to that performance goal. For the 2025 PSUs, 10% is subject to goals related to 2025 performance, which was determined by the Compensation Committee to be achieved on March 3, 2026 and resulted in 1,876 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2027. Earned stock units for the 2024 and 2025 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2026 and 2027 respectively, and final performance and payout is determined. |
Common Stock
|
1,876 |
| 2026-03-03 | Gardella David A |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3. |
Common Stock
|
17,808 |
| 2026-03-03 | Trzcinski Leah Marie |
Chief Legal Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2027. |
Common Stock
|
8,101 |
| 2026-03-03 | Clay Craig |
President, GCM |
Award↑
Filing footnotes — Common Stock (Direct)
Represents earned portions of Company granted PSUs issued in 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2026, the Compensation Committee determined the achievement of the performance goals for 2025 and 2023-2025, resulting in 11,151 and 10,458 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2023 and 2024, resulting in 11,120 and 7,469 earned stock units. The total earned stock units of 40,198 were delivered on March 3, 2026. |
Common Stock
|
21,609 |
| 2026-03-03 | Clay Craig |
President, GCM |
Award↑
Filing footnotes — Common Stock (Direct)
Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2027. |
Common Stock
|
19,516 |
| 2026-03-03 | Johnson Eric J |
President, GIC |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3. |
Common Stock
|
12,071 |
| 2026-03-03 | Leib Daniel |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. |
Common Stock
|
11,800 |
| 2026-03-03 | Clay Craig |
President, GCM |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. |
Common Stock
|
5,348 |
| 2026-03-03 | Leib Daniel |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents earned portions of Company granted PSUs issued in 2023 pursuant to a Rule 16b-3 plan for which performance has been determined. On March 3, 2026, the Compensation Committee determined the achievement of the performance goals for 2025 and 2023-2025, resulting in 26,553 and 24,894 earned stock units, respectively. The Compensation Committee had previously determined the achievement of the performance goals for 2023 and 2024, resulting in 26,477 and 17,783 earned stock units. The total earned stock units of 95,707 were delivered on March 3, 2026. |
Common Stock
|
51,447 |
| 2026-03-03 | Leib Daniel |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2027. |
Common Stock
|
55,234 |
| 2026-03-03 | Williams Robert Kirk |
Chief People & Admin Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents earned portions of the Company granted PSUs issued in 2024 and 2025 pursuant to a Rule 16b-3 plan for which performance has been determined. For the 2024 PSUs, 10% is subject to performance goals related to 2025 performance, which was determined by the Compensation Committee not to be achieved on March 3, 2026 and resulted in 0 earned stock units related to that performance goal. For the 2025 PSUs, 10% is subject to goals related to 2025 performance, which was determined by the Compensation Committee to be achieved on March 3, 2026 and resulted in 1,200 earned stock units, subject to additional modification based on the Company's relative total shareholder return at the end of 2027. Earned stock units for the 2024 and 2025 PSUs remain subject to service-based vesting until each of the performance periods related to that PSU's goals is complete, at the close of 2026 and 2027 respectively, and final performance and payout is determined. |
Common Stock
|
1,200 |
| 2026-03-03 | Leib Daniel |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares were withheld as payment of a tax liability incident to vesting of performance stock units issued in accordance with Rule 16b-3. |
Common Stock
|
42,399 |