ECIA · Encision Inc · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“As such, there is substantial doubt about the Company's ability to continue as a going concern.”View the 10-Q filed Nov 13, 2025
Key customers — 11% of receivables (September 30, 2025)
“The accounts receivable balance at September 30, 2025, of $761,947 and at March 31, 2025, of $786,471 included no more than 11% from any one customer.”
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Every disclosed holder of ECIA in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns ECIA
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 0 | 0.00% |
| Insiders (Forms 3, 4, 5) | 9,079,739 | 53.79% |
| 13D/G-only blocks | 1,583,934 | 9.38% |
| Remaining | 6,215,972 | 36.83% |
| Registered funds (N-PORT, not summed) | 0 | 0.00% |
Shares outstanding: 16,879,645, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of ECIA
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
5,196,249 | ||
| 2 |
|
1,506,785 | ||
| 2.1 |
FRIES ROBERT H
13D
CIK 1263239 · Unknown · Aug 19, 2025
Item 4 purpose: Passive investment
not summed
|
1,380,138 | ||
| 3 |
Trudel Gregory J.
13D
CIK 1594965 · Unknown · Aug 19, 2025
Item 4 purpose: Passive investment
not summed
|
1,484,072 | ||
| 3.1 |
|
1,297,822 | ||
| 4 |
Shepard Brandon Jason
13D
CIK 2039195 · Unknown · Aug 19, 2025
Item 4 purpose: Passive investment
not summed
|
1,005,833 | ||
| 4.1 |
|
1,000,000 | ||
| 5 |
DAFNA Capital Management LLC
13G
CIK 1389933 · Registered investment adviser · Dec 31, 2023
Rule 13d-1(b), qualified institution, unconfirmed, last confirmed Dec 31, 2023
|
964,662 | ||
| 6 |
|
619,272 | ||
| 7 |
|
60,241 | ||
| 8 |
|
18,642 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.