ECIA · Encision Inc · Insider Trading
Substantial doubt about the company's ability to continue as a going concern.
“As such, there is substantial doubt about the Company's ability to continue as a going concern.”View the 10-Q filed Nov 13, 2025
Key customers — 11% of receivables (September 30, 2025)
“The accounts receivable balance at September 30, 2025, of $761,947 and at March 31, 2025, of $786,471 included no more than 11% from any one customer.”
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-04-16 | FRIES ROBERT H |
Director |
Buy↑
|
common stock
|
11,250 |
| 2026-04-15 | FRIES ROBERT H |
Director |
Buy↑
|
common stock
|
155,535 |
| 2025-11-18 | Trudel Gregory J. |
Director, CEO |
Award↑
Filing footnotes — Common Stock Option to buy (Direct)
The shares subject to the option grant vest 20% after the first year of service on 11/18/2026 and 48 equal installments there after |
Common Stock Option to buy
|
10,000 |
| 2025-11-18 | JACKMAN BRIAN J |
VP of Marketing |
Award↑
Filing footnotes — Common Stock Option to buy (Direct)
The shares subject to the option grant vest 20% after the first year of service on 11/18/2026 and 48 equal installments there after |
Common Stock Option to buy
|
10,000 |
| 2025-11-18 | KORNELSEN VERN D |
Director, Chief Financial Officer |
Award↑
Filing footnotes — Common Stock Option to buy (Direct)
The shares subject to the option grant vest 33% after the first year of service on 11/18/2026 and 36 equal installments there after |
Common Stock Option to buy
|
10,000 |
| 2025-08-19 | Shepard Brandon Jason |
VP of Finance |
Buy↑
Filing footnotes — Common Stock (Direct)
The Reporting Person purchased 1,000,000 shares at a price of $0.10 cents per share as part of the private placement contemplated by that Securities Purchase Agreement dated 8/19/2025. |
Common Stock
|
1,000,000 |
| 2025-08-19 | CMED PARTNERS LLLP |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The common stock was purchased directly from the Company in a private placement transaction. |
Common Stock
|
2,000,000 |
| 2025-08-19 | FRIES ROBERT H |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The Reporting Person purchased 750,000 shares at a price of $0.10 cents per share as part of the private placement contemplated by that Securities Purchase Agreement dated 8/19/2025. |
Common Stock
|
750,000 |
| 2025-08-19 | Trudel Gregory J. |
Director, CEO |
Buy↑
Filing footnotes — Common Stock (Direct)
The Reporting Person purchased 1,000,000 shares at a price of $0.10 cents per share as part of the private placement contemplated by that Securities Purchase Agreement dated 8/19/2025. |
Common Stock
|
1,000,000 |
| 2025-04-17 | Shepard Brandon Jason |
VP of Finance |
Award↑
Filing footnotes — Common Stock Option to buy (Direct)
The shares subject to the option grant vest 20% after the first year of service on 04/17/2026 and 48 equal installments there after |
Common Stock Option to buy
|
250,000 |
| 2025-04-17 | KORNELSEN VERN D |
Director, Chief Financial Officer |
Award↑
Filing footnotes — Common Stock Option to Buy (Direct)
The shares subject to the option grant vest 33% after the first year of service on 04/17/2026 and 36 equal installments there after |
Common Stock Option to Buy
|
10,000 |
| 2025-04-17 | Trudel Gregory J. |
Director, CEO |
Award↑
Filing footnotes — Common Stock Option to buy (Direct)
The shares subject to the option grant vest 20% after the first year of service on 04/17/2026 and 48 equal installments there after |
Common Stock Option to buy
|
10,000 |
| 2025-01-16 | KORNELSEN VERN D |
Director, Chief Financial Officer |
Award↑
Filing footnotes — Common Stock Option to buy (Direct)
The shares subject to the option grant vest 33% after the first year of service on 01/16/2026 and 36 equal installments there after |
Common Stock Option to buy
|
5,000 |
| 2025-01-16 | PACE PATRICK W |
Director |
Award↑
Filing footnotes — Common Stock Option to buy (Direct)
The shares subject to the option grant vest 33% after the first year of service on 01/16/2026 and 36 equal installments there after |
Common Stock Option to buy
|
10,000 |
| 2024-12-23 | Geary Peter D |
Dir of Strategic Integation |
Award↑
|
Common Stock
|
5,000 |
| 2024-12-23 | Geary Peter D |
Dir of Strategic Integation |
Other↑
|
Common Stock
|
3,500 |
| 2024-12-23 | JACKMAN BRIAN J |
VP of Marketing |
Award↑
|
Common Stock
|
5,000 |
| 2024-12-23 | JACKMAN BRIAN J |
VP of Marketing |
Other↑
|
Common Stock
|
3,500 |
| 2024-12-23 | Trudel Gregory J. |
Director, CEO |
Other↑
|
Common Stock
|
3,500 |
| 2024-12-23 | Trudel Gregory J. |
Director, CEO |
Award↑
|
Common Stock
|
5,000 |
| 2024-11-14 | PACE PATRICK W |
Director |
Award↑
Filing footnotes — Common Stock Option to buy (Direct)
The shares subject to the option grant vest 33% after the first year of service on 11/14/2025 and 36 equal installments there after |
Common Stock Option to buy
|
5,000 |
| 2024-11-14 | Trudel Gregory J. |
Director, CEO |
Award↑
Filing footnotes — Common Stock Option to buy (Direct)
The shares subject to the option grant vest 20% after the first year of service on 11/14/2025 and 48 equal installments there after |
Common Stock Option to buy
|
5,000 |
| 2024-11-14 | JACKMAN BRIAN J |
VP of Marketing |
Award↑
Filing footnotes — Common Stock Option to buy (Direct)
The shares subject to the option grant vest 20% after the first year of service on 11/14/2025 and 48 equal installments there after |
Common Stock Option to buy
|
5,000 |
| 2024-11-14 | Geary Peter D |
Dir of Strategic Integation |
Award↑
Filing footnotes — Common Stock Option to buy (Direct)
The shares subject to the option grant vest 20% after the first year of service on 11/14/2025 and 48 equal installments there after |
Common Stock Option to buy
|
5,000 |
| 2024-11-14 | KORNELSEN VERN D |
Director, Chief Financial Officer |
Award↑
Filing footnotes — Common Stock Option to buy (Direct)
The shares subject to the option grant vest 33% after the first year of service on 11/14/2025 and 24 equal installments there after |
Common Stock Option to buy
|
5,000 |
| 2024-08-29 | FRIES ROBERT H |
Director |
Buy↑
|
Common Stock
|
35,000 |
| 2024-08-20 | Trudel Gregory J. |
Director, CEO |
Buy↑
|
Common Stock
|
3,300 |
| 2024-08-19 | Shepard Brandon Jason |
VP of Finance |
Award↑
Filing footnotes — Common Stock - Option to buy (Direct)
The shares subject to the option grant vest 20% after the first-year service date and in 48 equal installments thereafter |
Common Stock - Option to buy
|
25,000 |
| 2024-04-30 | FRIES ROBERT H |
Director |
Award↑
Filing footnotes — Common Stock- option to buy (Direct)
The shares subject to the option grant vest 33% after the first year service date and in 24 equal installments thereafter. |
Common Stock- option to buy
|
85,000 |
| 2024-04-30 | PACE PATRICK W |
Director |
Award↑
Filing footnotes — Common stock- option to buy (Direct)
The shares subject to the option grant vest 33% after the first year service date and in 24 equal installments thereafter. |
Common stock- option to buy
|
20,000 |
| 2024-04-30 | Trudel Gregory J. |
Director, CEO |
Award↑
Filing footnotes — Common Stock- option to buy (Direct)
The shares subject to the option grant vest 20% after the first year service date and in 48 equal installments thereafter. |
Common Stock- option to buy
|
200,000 |
| 2024-04-30 | JACKMAN BRIAN J |
VP of Marketing |
Award↑
Filing footnotes — Common Stock- option to buy (Direct)
The shares subject to the option grant vest 20% after the first year service date and in 48 equal installments thereafter. |
Common Stock- option to buy
|
40,000 |
| 2024-04-30 | Geary Peter D |
Dir of Strategic Integation |
Award↑
Filing footnotes — Common Stock- option to buy (Direct)
The shares subject to the option grant vest 20% after the first year service date and in 48 equal installments thereafter. |
Common Stock- option to buy
|
20,000 |
| 2024-04-12 | PACE PATRICK W |
Director |
Buy↓
|
Common stock-option to buy
|
20,000 |
| 2024-04-12 | PACE PATRICK W |
Director |
Convert↑
|
Common Stock
|
10,286 |
| 2024-04-01 | Ray Mala M |
VP Finance |
Award↑
|
Common stock
|
19,667 |
| 2024-04-01 | Ray Mala M |
VP Finance |
Other↑
|
Common stock
|
13,435 |
| 2024-03-29 | Geary Peter D |
Dir of Strategic Integation |
Award↑
|
Common Stock
|
20,000 |
| 2024-03-29 | Trudel Gregory J. |
Director, CEO |
Other↑
|
Common Stock
|
125,627 |
| 2024-03-29 | Geary Peter D |
Dir of Strategic Integation |
Other↑
|
Common Stock
|
11,259 |
| 2024-03-29 | Geary Peter D |
Dir of Strategic Integation |
Award↑
|
Common Stock
|
20,000 |
| 2024-03-28 | Trudel Gregory J. |
Director, CEO |
Award↑
|
Common stock
|
200,000 |
| 2024-03-28 | Geary Peter D |
Dir of Strategic Integation |
Other↑
|
Common stock
|
11,259 |
| 2024-03-05 | JACKMAN BRIAN J |
VP of Marketing |
Award↑
|
Common stock
|
20,000 |
| 2024-03-05 | JACKMAN BRIAN J |
VP of Marketing |
Other↑
|
Common Stock
|
17,715 |
| 2024-03-05 | JACKMAN BRIAN J |
VP of Marketing |
Other↑
|
Common stock
|
16,315 |
| 2024-03-05 | JACKMAN BRIAN J |
VP of Marketing |
Award↑
|
Common stock
|
20,000 |
| 2024-01-18 | PACE PATRICK W |
Director |
Award↑
Filing footnotes — Common Stock- option to buy (Direct)
The shares subject to the option grant vest 33% after the first year of service on January 18, 2025 and in 24 equal installments thereafter. |
Common Stock- option to buy
|
10,000 |
| 2023-10-18 | Ray Mala M |
VP Finance |
Award↑
Filing footnotes — Common Stock- option to buy (Direct)
The shares subject to the option grant vest 20% after the first year service date and in 48 equal installments thereafter. |
Common Stock- option to buy
|
10,000 |
| 2023-10-18 | KORNELSEN VERN D |
Director, Chief Financial Officer |
Award↑
Filing footnotes — Common Stock- option to buy (Direct)
The shares subject to the option grant vest 33% after the first year of service on October 18, 2024 and in 24 equal installments thereafter. |
Common Stock- option to buy
|
20,000 |