First Guaranty Bancshares, Inc 8-K, filed Dec 26, 2023
First Guaranty Bancshares, Inc. (FGBI)
8-K
2023-12-26
For: 2023-12-19
View Original
Added on
April 12, 2026
About this 8-K
First Guaranty Bancshares, Inc filed this 8-K on December 26, 2023, reporting on events of December 19, 2023.
Items reported
- Item 3.02: Unregistered sale of equity
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact name of registrant as specified in its charter)
|
|
|
|
||||||
|
(State or other jurisdiction
|
(Commission File Number)
|
(I.R.S. Employer
|
||||||
|
incorporation or organization)
|
Identification Number)
|
|||||||
|
|
||||||||
|
|
|
|||||||
|
(Address of principal executive offices)
|
(Zip Code)
|
|||||||
|
(
|
||||||||
|
(Registrant’s telephone number, including area code)
|
||||||||
|
Not Applicable
|
||||||||
|
(Former name or former address, if changed since last report)
|
||||||||
Check the appropriate box if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
|
|
Written communications pursuant to Rule 425 under Securities Act (17 CFR 230.425)
|
|
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
||||||||||||
|
|
|
|
||||||||||||
|
|
|
|
Item 3.02. Unregistered Sales of Equity Securities.
On December 19, 2023, First Guaranty Bancshares, Inc. (“First Guaranty”) completed a private placement of 1,000,000 shares of its common stock, $1.00 par value per share (the “Common Stock”) for aggregate offering proceeds of $10,000,000. The offer and sale of the Common Stock by First Guaranty was made in reliance upon the exemptions from registration available under Section 4(a)(2) of the Securities Act and Rule 506(b) of Regulation D.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
FIRST GUARANTY BANCSHARES, INC.
|
|||||||||||
|
(Registrant)
|
|||||||||||
|
Date: December 26, 2023
|
|||||||||||
|
By:
|
/s/Eric J. Dosch
|
||||||||||
|
Eric J. Dosch
|
|||||||||||
|
Chief Financial Officer
|
|||||||||||