HGLB · Highland Global Allocation Fund · Fund Operations
Market Cap
$154.05M
Shares
23.59M
Volume · Oct 21
114.44K
Avg daily vol (3M)
90.75K
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2025-12-12 | 2025-09-30 | N-2 | 811-23369 | Original | — | — |
| 2024-12-13 | 2024-09-30 | N-2 | 811-23369 | Original | — | — |
| 2023-12-14 | 2023-09-30 | N-2 | 811-23369 | Original | — | — |
| 2022-12-13 | 2022-09-30 | N-2 | 811-23369 | Original | — | — |
| 2021-12-14 | 2021-09-30 | N-2 | 811-23369 | Original | — | — |
| 2020-12-14 | 2020-09-30 | N-2 | 811-23369 | Original | Yes | — |
Showing 1–6 of 6 filings
Service providers (latest report, filed 2025-12-12)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | NEXPOINT ASSET MANAGEMENT, L.P. | US | — |
| Custodian | Bank of New York Mellon | US | — |
| Transfer Agent | Equiniti Trust Company, LLC | US | — |
| Administrator | SEI Investments Global Funds Services | US | — |
| Pricing Service | Bloomberg | US | — |
| Pricing Service | IHS Markit | GB | — |
| Pricing Service | Intercontinental Exchange, Inc. | US | — |
| Pricing Service | Pricing Direct | US | — |
| Pricing Service | S&P | US | — |
| Pricing Service | Thomson Reuters Corporation | CA | — |
| Shareholder Servicing Agent | NexPoint Securities, Inc. | US | Yes |
| Principal Underwriter | NexPoint Securities, Inc. | US | Yes |
| Independent Public Accountant | Cohen & Company, Ltd. | US | — |
Key facts
CIK
1622148
CUSIP
43010T104
13F (30d)
5 filings
5 filers