HGLB · Highland Global Allocation Fund
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2024-06-28 | Powell Ethan |
Director |
Buy↑
|
Common Stock
|
6,750 |
| 2022-12-05 | Froehlich Robert J |
Director |
Sell↓
Filing footnotes — Common Stock (Indirect)
These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust. |
Common Stock
(I)
|
1,391 |
| 2021-10-12 | Froehlich Robert J |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA Account. |
Common Stock
(I)
|
999 |
| 2021-07-08 | Froehlich Robert J |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These shares are held by Mr. Froehlich though Mr. Froehlich's personal trust. |
Common Stock
(I)
|
758 |
| 2021-07-08 | Froehlich Robert J |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA Account. |
Common Stock
(I)
|
3,600 |
| 2020-10-13 | Froehlich Robert J |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. Total shares also reflect reinvested dividends. |
Common Stock
(I)
|
1,000 |
| 2020-02-25 | Froehlich Robert J |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. Total shares also reflect reinvested dividends. |
Common Stock
(I)
|
182 |