HGLB · Highland Global Allocation Fund · Shareholders & Ownership
Market Cap
$154.05M
Shares
23.59M
Volume · Oct 20
98.6K
Avg daily vol (3M)
89.36K
Every disclosed holder of HGLB in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns HGLB
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 6,225,928 | — |
| Insiders (Forms 3, 4, 5) | 0 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 387,916 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of HGLB
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,225,125 | ||
| 1.1 |
RAYMOND JAMES & ASSOCIATES
13G
CIK 1084208 · Registered investment adviser · Jun 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
2,225,124 | ||
| 2 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
826,174 | ||
| 3 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
546,359 | ||
| 4 |
Matisse Capital
13F
CIK 1668256 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
525,000 | ||
| 4.1 |
Matisse Discounted Closed-End Fund Strategy
Fund
S000038548 · Registered fund · Jun 30, 2026
Starboard Investment Trust, not summed
|
350,000 | ||
| 5 |
Shaker Financial Services, LLC
13F
CIK 1511794 · Registered investment adviser · Sep 30, 2026
|
419,347 | ||
| 6 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
229,469 | ||
| 7 |
Quantedge Capital Pte Ltd
13F
CIK 1561418 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
201,587 | ||
| 8 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
CIK 1536186 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
201,096 | ||
| 9 |
NewEdge Advisors, LLC
13F
CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
169,935 | ||
| 10 |
Sovereign Financial Group, Inc.
13F
CIK 1846175 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
113,391 | ||
| 11 |
Advisory Solutions Group, LLC
13F
CIK 2147643 · Unknown · Sep 30, 2026
|
107,866 | ||
| 12 |
OPPENHEIMER & CO INC
13F
CIK 822581 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
90,402 | ||
| 13 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
63,973 | ||
| 14 |
|
48,000 | ||
| 15 |
Capital Investment Advisors, LLC
13F
CIK 1582732 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
40,144 | ||
| 16 |
Modern Capital Tactical Income Fund
Fund
S000069477 · Registered fund · Jun 30, 2026
Modern Capital Funds Trust, not summed
|
37,390 | ||
| 17 |
Summit Financial, LLC
13F
CIK 1765536 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
36,500 | ||
| 18 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
30,986 | ||
| 19 |
NWF Advisory Services Inc.
13F
CIK 2045735 · Registered investment adviser · Sep 30, 2026
|
28,700 | ||
| 20 |
WEDBUSH SECURITIES INC
13F
CIK 1142495 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
27,482 | ||
| 21 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
24,469 | ||
| 22 |
Kapstone Financial Advisors LLC
13F
CIK 1966087 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
23,455 | ||
| 23 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
CIK 1352860 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
23,189 | ||
| 24 |
AQR CAPITAL MANAGEMENT LLC
13F
CIK 1167557 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
22,435 | ||
| 25 |
HB Wealth Management, LLC
13F
CIK 1911253 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
22,435 | ||
| 26 |
Cambridge Investment Research Advisors, Inc.
13F
CIK 1419186 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
21,316 | ||
| 27 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
18,836 | ||
| 28 |
Virtu Financial LLC
13F
CIK 1533964 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,159 | ||
| 29 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,387 | ||
| 30 |
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors
13F
CIK 1748861 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,107 | ||
| 31 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,949 | ||
| 32 |
Integrated Wealth Concepts LLC
13F
CIK 1737109 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,530 | ||
| 33 |
Concorde Asset Management, LLC
13F
CIK 1631773 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,000 | ||
| 34 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
13F
CIK 1818604 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,904 | ||
| 35 |
AE Wealth Management LLC
13F
CIK 1697723 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,563 | ||
| 36 |
BENJAMIN EDWARDS INC
13F
CIK 1451623 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,145 | ||
| 37 |
Rockefeller Capital Management L.P.
13F
CIK 1739439 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
9,012 | ||
| 38 |
CoreCap Advisors, LLC
13F
CIK 1902501 · Registered investment adviser · Sep 30, 2026
|
5,385 | ||
| 39 |
Godfrey Financial Associates, Inc.
13F
CIK 2097943 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,203 | ||
| 40 |
NBC SECURITIES, INC.
13F
CIK 791540 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,067 | ||
| 41 |
Pinnacle Wealth Planning Services, Inc.
13F
CIK 1726752 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
520 | ||
| 42 |
Multi-Hedge Strategies Fund
Fund
S000003747 · Registered fund · Jun 30, 2026
Rydex Variable Trust, not summed
|
389 | ||
| 43 |
HIGHLINE WEALTH PARTNERS LLC
13F
CIK 2042654 · Registered investment adviser · Sep 30, 2026
|
325 | ||
| 44 |
Guggenheim Multi-Hedge Strategies Fund
Fund
S000003763 · Registered fund · Jun 30, 2026
Rydex Series Funds, not summed
|
137 | ||
| 45 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Key facts
CIK
1622148
CUSIP
43010T104
13F (30d)
5 filings
5 filers