HGLB · Highland Global Allocation Fund

$7.55 +0.02 (+0.27%)

Market Cap

$177.64M

23.59M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 42

Total Value: $48,646,252

Total Shares: 6,468,919

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 42 13F filers · Δ vs Mar 31, 2026

Top Holder

34.4%

−4.3 pts

Top 5

71.8%

−6.4 pts

Top 10

86.7%

−5.1 pts

HHI

1,606

Moderately concentrated−384

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +4

Institutional value: -0.4%

Shares held: +3.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Small Shaker Financial Services, LLC	+329,650	520,207
Small Matisse Capital	+82,000	525,000
Mega MORGAN STANLEY	+61,884	826,174
Mid OPPENHEIMER & CO INC	+21,836	90,402
Small Quantedge Capital Pte Ltd	+12,600	201,587

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega LPL Financial LLC	−322,418	546,359
Mega RAYMOND JAMES FINANCIAL INC	−128,036	2,225,125
Small NWF Advisory Services Inc.	−99,081	165,400
Large OSAIC HOLDINGS, INC.	−95,582	229,469
Large NewEdge Advisors, LLC	−41,472	169,935

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	201,096	$1,512,240
Small Advisory Solutions Group, LLC	113,297	$851,993
Mega JANE STREET GROUP, LLC	63,973	$481,076
Mid XTX Topco Ltd	30,986	$233,014
Small Kapstone Financial Advisors LLC	23,455	$176,381

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega PNC FINANCIAL SERVICES GROUP, INC.	45,000	$361,350
Mid Advisory Services Network, LLC	1,797	$14,429
Large CWM, LLC	913	$7,331
Large NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	465	$3,733

Filter: New 8 Increased 11 Reduced 16 Sold out 4 Unchanged 7

Showing 42 of 42

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

RAYMOND JAMES FINANCIAL INC

$16,732,940

34.40%

2,225,125

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	2,225,125	$16,732,940	100.0%	Defined

MORGAN STANLEY

$6,212,828

12.77%

826,174

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	826,174	$6,212,828	100.0%	Defined

LPL Financial LLC

$4,108,619

8.45%

546,359

Matisse Capital

$3,948,000

8.12%

525,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	175,000	$1,316,000	33.3%	Other
Held directly	350,000	$2,632,000	66.7%	Sole

Shaker Financial Services, LLC

$3,911,956

8.04%

520,207

OSAIC HOLDINGS, INC.

$1,725,606

3.55%

229,469

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	229,469	$1,725,606	100.0%	Defined

Quantedge Capital Pte Ltd

$1,515,934

3.12%

201,587

LANDSCAPE CAPITAL MANAGEMENT, L.L.C.

$1,512,240

3.11%

201,096

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Landscape High Leverage Fund, LP	37,384	$281,127	18.6%	Defined
LANDSCAPE OFFSHORE HL FUND LTD.	104,214	$783,689	51.8%	Defined
Held directly	59,498	$447,424	29.6%	Sole

NewEdge Advisors, LLC

$1,277,911

2.63%

169,935

NWF Advisory Services Inc.

$1,243,808

2.56%

165,400

Sovereign Financial Group, Inc.

$852,700

1.75%

113,391

Advisory Solutions Group, LLC

$851,993

1.75%

113,297

OPPENHEIMER & CO INC

$679,823

1.40%

90,402

JANE STREET GROUP, LLC

$481,076

0.99%

63,973

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	63,973	$481,076	100.0%	Defined

UBS Group AG

$360,960

0.74%

48,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	48,000	$360,960	100.0%	Defined

Capital Investment Advisors, LLC

$301,882

0.62%

40,144

Summit Financial, LLC

$274,480

0.56%

36,500

XTX Topco Ltd

$233,014

0.48%

30,986

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	30,986	$233,014	100.0%	Defined

WEDBUSH SECURITIES INC

$206,664

0.42%

27,482

Cetera Investment Advisers

$184,006

0.38%

24,469

Kapstone Financial Advisors LLC

$176,381

0.36%

23,455

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$174,381

0.36%

23,189

AQR CAPITAL MANAGEMENT LLC

$168,711

0.35%

22,435

HB Wealth Management, LLC

$168,711

0.35%

22,435

Cambridge Investment Research Advisors, Inc.

$160,296

0.33%

21,316

CITADEL ADVISORS LLC

$141,646

0.29%

18,836

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	18,836	$141,646	100.0%	Defined

Virtu Financial LLC

$129,035

0.27%

17,159

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	17,159	$129,035	100.0%	Defined

ROYAL BANK OF CANADA

$108,190

0.22%

14,387

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	14,387	$108,190	100.0%	Defined

Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors

$106,084

0.22%

14,107

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$97,376

0.20%

12,949

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	12,949	$97,376	100.0%	Other

Integrated Wealth Concepts LLC

$94,225

0.19%

12,530

Concorde Asset Management, LLC

$90,240

0.19%

12,000

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$89,518

0.18%

11,904

AE Wealth Management LLC

$86,953

0.18%

11,563

BENJAMIN EDWARDS INC

$83,810

0.17%

11,145

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	11,145	$83,810	100.0%	Defined

Rockefeller Capital Management L.P.

$67,770

0.14%

9,012

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	9,012	$67,770	100.0%	Defined

CoreCap Advisors, LLC

$40,495

0.08%

5,385

Godfrey Financial Associates, Inc.

$24,086

0.05%

3,203

NBC SECURITIES, INC.

$15,543

0.03%

2,067

Pinnacle Wealth Planning Services, Inc.

$3,910

0.01%

520

HIGHLINE WEALTH PARTNERS LLC

$2,444

0.01%

325

WELLS FARGO & COMPANY/MN

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1	$7	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	45,000	$361,350	100.0%	Defined

Key facts CIK 1622148 CUSIP 43010T104 13F (30d) 30 filings 30 filers