HNNA · Hennessy Advisors Inc · Insider Trading
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Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-09-30 | STEADMAN DANIEL B |
Executive VP |
Gift↓
|
Common Stock
|
2,000 |
| 2026-09-29 | Newton Kiera |
Director |
Sell↓
|
Common Stock
|
504 |
| 2026-09-24 | SEAVEY THOMAS L |
Director |
Sell↓
|
Common Stock
|
1,875 |
| 2026-09-24 | STEADMAN DANIEL B |
Executive VP |
Sell↓
Filing footnotes — Common Stock (Direct)
The price in Column 4 is a weighted average price. The prices actually ranged from $10.2000 to $10.3200. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. |
Common Stock
|
5,000 |
| 2026-09-18 | HENNESSY NEIL J |
Director, CEO, 10% Owner |
Award↑
Filing footnotes — Common Stock (Indirect)
Includes 19,700 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027. |
Common Stock
(I)
|
19,700 |
| 2026-09-18 | NILSEN TERESA M |
Director, President, COO and Secretary |
Tax↓
|
Common Stock
|
9,520 |
| 2026-09-18 | NILSEN TERESA M |
Director, President, COO and Secretary |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 19,700 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027. The amount reported in Column 5 reflects a reduction of 0.5 shares from the amount previously reported due to correction of an administrative error. There was no transaction. |
Common Stock
|
19,700 |
| 2026-09-18 | STEADMAN DANIEL B |
Executive VP |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 9,400 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027. |
Common Stock
|
9,400 |
| 2026-09-18 | HANSEL HENRY |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027. |
Common Stock
|
5,600 |
| 2026-09-18 | HENNESSY NEIL J |
Director, CEO, 10% Owner |
Tax↓
|
Common Stock
(I)
|
9,520 |
| 2026-09-18 | LIBARLE DANIEL G |
Insider |
Award↑
Filing footnotes — Common Stock (Indirect)
Includes 2,800 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027. |
Common Stock
(I)
|
2,800 |
| 2026-09-18 | Pomilia Susan Weber |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027. |
Common Stock
|
5,600 |
| 2026-09-18 | HENNESSY BRIAN A |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027. |
Common Stock
(I)
|
5,600 |
| 2026-09-18 | Fahy Kathryn |
SVP and CFO |
Tax↓
|
Common Stock
|
4,258 |
| 2026-09-18 | Knight ORiordan Lydia D |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027. |
Common Stock
|
5,600 |
| 2026-09-18 | STEADMAN DANIEL B |
Executive VP |
Tax↓
|
Common Stock
|
3,206 |
| 2026-09-18 | Fahy Kathryn |
SVP and CFO |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 12,500 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027. |
Common Stock
|
12,500 |
| 2026-09-18 | Newton Kiera |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027. |
Common Stock
|
5,600 |
| 2026-09-18 | SEAVEY THOMAS L |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027. |
Common Stock
|
5,600 |
| 2026-09-16 | Newton Kiera |
Director |
Sell↓
|
Common Stock
|
199 |
| 2026-09-14 | Newton Kiera |
Director |
Sell↓
|
Common Stock
|
593 |
| 2026-05-11 | Fahy Kathryn |
SVP and CFO |
Sell↓
|
Common Stock
|
10,000 |
| 2025-12-30 | Newton Kiera |
Director |
Sell↓
|
Common Stock
|
571 |
| 2025-12-26 | STEADMAN DANIEL B |
Executive VP |
Gift↓
|
Common Stock
|
750 |
| 2025-12-19 | HENNESSY BRIAN A |
Director |
Gift↓
|
Common Stock
(I)
|
4,900 |
| 2025-12-10 | Fahy Kathryn |
SVP and CFO |
Gift↓
|
Common Stock
|
2,000 |
| 2025-12-08 | STEADMAN DANIEL B |
Executive VP |
Gift↓
|
Common Stock
|
500 |
| 2025-12-08 | STEADMAN DANIEL B |
Executive VP |
Gift↑
|
Common Stock
(I)
|
500 |
| 2025-09-29 | Newton Kiera |
Director |
Sell↓
|
Common Stock
|
390 |
| 2025-09-23 | Newton Kiera |
Director |
Sell↓
|
Common Stock
|
3 |
| 2025-09-18 | LIBARLE DANIEL G |
Insider |
Award↑
Filing footnotes — Common Stock (Indirect)
Includes 2,800 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026. |
Common Stock
(I)
|
2,800 |
| 2025-09-18 | Knight ORiordan Lydia D |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026. |
Common Stock
|
5,600 |
| 2025-09-18 | HENNESSY BRIAN A |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026. |
Common Stock
(I)
|
5,600 |
| 2025-09-18 | STEADMAN DANIEL B |
Executive VP |
Tax↓
|
Common Stock
|
3,008 |
| 2025-09-18 | NILSEN TERESA M |
Director, President, COO and Secretary |
Tax↓
|
Common Stock
|
9,000 |
| 2025-09-18 | OFFENBACH RODGER |
Insider |
Award↑
Filing footnotes — Common Stock (Indirect)
Includes 2,800 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026. |
Common Stock
(I)
|
2,800 |
| 2025-09-18 | HANSEL HENRY |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026. |
Common Stock
|
5,600 |
| 2025-09-18 | SEAVEY THOMAS L |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026. Includes 5 shares previously reported as sold due to an administrative error. There was no transaction. |
Common Stock
|
5,600 |
| 2025-09-18 | Newton Kiera |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026. |
Common Stock
|
5,600 |
| 2025-09-18 | HENNESSY NEIL J |
Director, CEO, 10% Owner |
Tax↓
|
Common Stock
(I)
|
9,000 |
| 2025-09-18 | Pomilia Susan Weber |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026. |
Common Stock
|
5,600 |
| 2025-09-18 | STEADMAN DANIEL B |
Executive VP |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 9,400 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026. |
Common Stock
|
9,400 |
| 2025-09-18 | Fahy Kathryn |
SVP and CFO |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 12,500 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026. |
Common Stock
|
12,500 |
| 2025-09-18 | HENNESSY NEIL J |
Director, CEO, 10% Owner |
Award↑
Filing footnotes — Common Stock (Indirect)
Includes 19,700 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026. |
Common Stock
(I)
|
19,700 |
| 2025-09-18 | Fahy Kathryn |
SVP and CFO |
Tax↓
|
Common Stock
|
4,022 |
| 2025-09-18 | NILSEN TERESA M |
Director, President, COO and Secretary |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 19,700 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026. |
Common Stock
|
19,700 |
| 2025-08-27 | STEADMAN DANIEL B |
Executive VP |
Gift↓
|
Common Stock
|
2,000 |
| 2025-08-15 | SEAVEY THOMAS L |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The price in Column 4 is a weighted average price. The prices actually ranged from $10.6000 to $10.9550. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. |
Common Stock
|
2,603 |
| 2025-08-14 | SEAVEY THOMAS L |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The price in Column 4 is a weighted average price. The prices actually ranged from $10.6300 to $10.8000. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. |
Common Stock
|
2,698 |
| 2025-08-13 | SEAVEY THOMAS L |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The price in Column 4 is a weighted average price. The prices actually ranged from $10.6600 to $10.7700. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. |
Common Stock
|
7,704 |