HNNA · Hennessy Advisors Inc · Shareholders & Ownership

$10.27 +0.00 (+0.00%) At close · Oct 20

Market Cap

$81.18M

7.90M

Volume · Oct 20 911 Avg daily vol (3M) 6775

Every disclosed holder of HNNA in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns HNNA

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	31	1,173,509	14.85%	Yes
Insiders (Forms 3, 4, 5)	12	883,529	11.18%	Yes
13D/G-only blocks	1	409,015	5.17%	Yes
Remaining	—	5,438,357	68.80%	Rest
Registered funds (N-PORT, not summed)	28	526,063	6.66%	No

Shares outstanding: 7,904,410, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of HNNA

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	SEAPORT GLOBAL ASSET MANAGEMENT LLC 13G CIK 1801142 · Investment adviser · Dec 31, 2025 Rule 13d-1(b), qualified institution	409,015	5.17%	—	Dec 31, 2025	Rule 13d-1(b), qualified institution
2	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	238,662	3.02%	-194	Jun 30, 2026	carried, not yet filed for the newest quarter
3	HANSEL HENRY Insider CIK 1165095 · Sep 18, 2026 Director, issuer-wide	225,725	2.86%	+5,600	Sep 18, 2026	Director, issuer-wide
4	Truffle Hound Capital, LLC 13F CIK 1595862 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	200,000	2.53%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
5	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	181,566	2.30%	0	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
6	AEGIS FINANCIAL CORP 13F CIK 1140753 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	170,768	2.16%	+29,415	Jun 30, 2026	carried, not yet filed for the newest quarter
6.1	Aegis Value Fund Fund S000043790 · Registered fund · Jun 30, 2026 Aegis Funds, not summed	169,951	2.15%	+29,415	Jun 30, 2026	Aegis Funds, not summed
7	NILSEN TERESA M Insider CIK 1165098 · Sep 18, 2026 Director, President, COO and Secretary, issuer-wide	162,520	2.06%	—	Sep 18, 2026	Director, President, COO and Secretary, issuer-wide
8	Pomilia Susan Weber Insider CIK 1605021 · Sep 18, 2026 Director, issuer-wide	123,106	1.56%	+5,600	Sep 18, 2026	Director, issuer-wide
9	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	97,688	1.24%	-2,400	Jun 30, 2026	carried, not yet filed for the newest quarter
10	Allworth Financial LP 13F CIK 1555170 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	81,380	1.03%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
11	Fahy Kathryn Insider CIK 1729765 · Sep 18, 2026 SVP and CFO, issuer-wide	68,930	0.87%	+8,242	Sep 18, 2026	SVP and CFO, issuer-wide
12	LIBARLE DANIEL G Insider CIK 1165094 · Sep 18, 2026 Insider, issuer-wide	66,610	0.84%	+2,800	Sep 18, 2026	Insider, issuer-wide
13	Perigon Wealth Management, LLC 13F CIK 1575239 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	63,798	0.81%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
14	SEAVEY THOMAS L Insider CIK 1165097 · Sep 24, 2026 Director, issuer-wide	59,754	0.76%	-1,875	Sep 24, 2026	Director, issuer-wide
15	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	58,540	0.74%	+7,238	Jun 30, 2026	carried, not yet filed for the newest quarter
16	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	53,469	0.68%	+792	Jun 30, 2026	carried, not yet filed for the newest quarter
16.1	Dimensional U.S. Core Equity 2 ETF Fund S000070903 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	14,900	0.19%	0	Jul 31, 2026	Dimensional ETF Trust, not summed
16.2	U.S. VECTOR EQUITY PORTFOLIO Fund S000000982 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	4,456	0.06%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
16.3	Dimensional U.S. Targeted Value ETF Fund S000070901 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	3,429	0.04%	0	Jul 31, 2026	Dimensional ETF Trust, not summed
16.4	U.S. Targeted Value Portfolio Fund S000000970 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	3,114	0.04%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
16.5	U.S. CORE EQUITY 1 PORTFOLIO Fund S000000979 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	2,136	0.03%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
17	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	51,029	0.65%	-194	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
18	HENNESSY BRIAN A Insider CIK 1165100 · Sep 18, 2026 Director, issuer-wide	45,300	0.57%	—	Sep 18, 2026	Director, issuer-wide
19	STEADMAN DANIEL B Insider CIK 1165096 · Sep 30, 2026 Executive VP, issuer-wide	38,018	0.48%	-2,000	Sep 30, 2026	Executive VP, issuer-wide
20	HENNESSY NEIL J Insider CIK 1165099 · Sep 18, 2026 Director, CEO, 10% Owner, issuer-wide	30,121	0.38%	—	Sep 18, 2026	Director, CEO, 10% Owner, issuer-wide
21	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	27,585	0.35%	+194	Jun 30, 2026	carried, not yet filed for the newest quarter
22	Knight ORiordan Lydia D Insider CIK 1896600 · Sep 18, 2026 Director, issuer-wide	26,900	0.34%	+5,600	Sep 18, 2026	Director, issuer-wide
23	BRIDGEWAY CAPITAL MANAGEMENT, LLC 13F CIK 1107261 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	23,551	0.30%	+1,540	Jun 30, 2026	carried, not yet filed for the newest quarter
23.1	Omni Small-Cap Value Fund Fund S000033567 · Registered fund · Jun 30, 2026 Bridgeway Funds, Inc., not summed	7,000	0.09%	0	Jun 30, 2026	Bridgeway Funds, Inc., not summed
24	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	21,611	0.27%	+1,187	Jun 30, 2026	carried, not yet filed for the newest quarter
25	Newton Kiera Insider CIK 1922256 · Sep 29, 2026 Director, issuer-wide	20,598	0.26%	-504	Sep 29, 2026	Director, issuer-wide
26	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	19,776	0.25%	+6,182	Jun 30, 2026	carried, not yet filed for the newest quarter
26.1	iShares Micro-Cap ETF Fund S000004439 · Registered fund · Jun 30, 2026 iShares Trust, not summed	18,287	0.23%	+5,810	Jun 30, 2026	iShares Trust, not summed
27	Fidelity Extended Market Index Fund Fund S000006021 · Registered fund · May 31, 2026 Fidelity Concord Street Trust, not summed	18,601	0.24%	-8,133	May 31, 2026	Fidelity Concord Street Trust, not summed
28	Net Worth Advisory Group 13F CIK 1791998 · Registered investment adviser · Sep 30, 2026	18,453	0.23%	+6,280	Sep 30, 2026
29	Empowered Funds, LLC 13F CIK 1592828 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	16,551	0.21%	+1,540	Jun 30, 2026	carried, not yet filed for the newest quarter
29.1	EA Bridgeway Omni Small-Cap Value ETF Fund S000078089 · Registered fund · Jun 30, 2026 EA Series Trust, not summed	16,551	0.21%	+1,540	Jun 30, 2026	EA Series Trust, not summed
30	OFFENBACH RODGER Insider CIK 1165093 · Sep 18, 2025 Insider, issuer-wide	15,947	0.20%	—	Sep 18, 2025	Insider, issuer-wide
31	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	15,213	0.19%	+1,713	Jun 30, 2026	carried, not yet filed for the newest quarter
32	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	14,999	0.19%	-13,106	Jun 30, 2026	carried, not yet filed for the newest quarter
33	Quinn Opportunity Partners LLC 13F CIK 1633275 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	14,917	0.19%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
34	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	12,980	0.16%	+2,048	Jun 30, 2026	carried, not yet filed for the newest quarter
35	Concurrent Investment Advisors, LLC 13F CIK 2001015 · Registered investment adviser · Sep 30, 2026	10,851	0.14%	-10,545	Sep 30, 2026
36	Cambridge Investment Research Advisors, Inc. 13F CIK 1419186 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	10,062	0.13%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
37	Fidelity Total Market Index Fund Fund S000006026 · Registered fund · May 31, 2026 Fidelity Concord Street Trust, not summed	8,593	0.11%	0	May 31, 2026	Fidelity Concord Street Trust, not summed
38	Fidelity Series Total Market Index Fund Fund S000065248 · Registered fund · May 31, 2026 Fidelity Concord Street Trust, not summed	7,412	0.09%	+505	May 31, 2026	Fidelity Concord Street Trust, not summed
39	Fidelity Nasdaq Composite Index Fund Fund S000055366 · Registered fund · May 31, 2026 Fidelity Concord Street Trust, not summed	5,713	0.07%	0	May 31, 2026	Fidelity Concord Street Trust, not summed
40	VANGUARD INSTITUTIONAL TOTAL STOCK MARKET INDEX FUND Fund S000002855 · Registered fund · Jun 30, 2026 VANGUARD INSTITUTIONAL INDEX FUNDS, not summed	3,282	0.04%	0	Jun 30, 2026	VANGUARD INSTITUTIONAL INDEX FUNDS, not summed
41	VANGUARD BALANCED INDEX FUND Fund S000002560 · Registered fund · Jun 30, 2026 VANGUARD VALLEY FORGE FUNDS, not summed	2,785	0.04%	0	Jun 30, 2026	VANGUARD VALLEY FORGE FUNDS, not summed
42	JONES FINANCIAL COMPANIES LLLP 13F CIK 815917 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,347	0.02%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
43	1290 VT Micro Cap Portfolio Fund S000044688 · Registered fund · Jun 30, 2026 EQ Advisors Trust, not summed	1,180	0.01%	+290	Jun 30, 2026	EQ Advisors Trust, not summed
44	JNL/DFA U.S. Small Cap Fund Fund S000068110 · Registered fund · Jun 30, 2026 JNL Series Trust, not summed	750	0.01%	0	Jun 30, 2026	JNL Series Trust, not summed
45	CALDWELL SUTTER CAPITAL, INC. 13F CIK 702007 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	505	0.01%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
46	MassMutual Private Wealth & Trust, FSB 13F CIK 1103653 · Unknown · Sep 30, 2026	500	0.01%	0	Sep 30, 2026
47	JNL/DFA U.S. Core Equity Fund Fund S000001765 · Registered fund · Jun 30, 2026 JNL Series Trust, not summed	373	0.00%	0	Jun 30, 2026	JNL Series Trust, not summed
48	Fortitude Family Office, LLC 13F CIK 1950506 · Registered investment adviser · Sep 30, 2026	240	0.00%	+240	Sep 30, 2026
49	AZL DFA U.S. Core Equity Fund Fund S000046867 · Registered fund · Jun 30, 2026 Allianz Variable Insurance Products Trust, not summed	211	0.00%	0	Jun 30, 2026	Allianz Variable Insurance Products Trust, not summed
50	Capital Advisors, Ltd. LLC 13F CIK 1597878 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	54	0.00%	0	Jun 30, 2026	carried, not yet filed for the newest quarter

7 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 54 holders

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Key facts CIK 1145255 CUSIP 425885100 13F (30d) 5 filings 5 filers Visit website Investor relations