HNNA · Hennessy Advisors Inc · Holdings

$10.30 +0.13 (+1.28%) At close · Sep 11

Market Cap

$81.42M

7.90M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 30

Total Value: $11,951,956

Total Shares: 1,177,534

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 30 13F filers · Δ vs Mar 31, 2026

Top Holder

20.3%

−0.4 pts

Top 5

67.0%

+1.2 pts

Top 10

86.2%

+1.2 pts

HHI

1,130

Broadly held+33

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -3

Institutional value: +5.8%

Shares held: +1.7%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Small AEGIS FINANCIAL CORP	+29,415	170,768
Mid Concurrent Investment Advisors, LLC	+10,857	21,396
Mega GEODE CAPITAL MANAGEMENT, LLC	+7,238	58,540
Mega BlackRock, Inc.	+6,182	19,776
Mega CITADEL ADVISORS LLC	+2,048	12,980

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega NORTHERN TRUST CORP	−13,106	14,999
Large RENAISSANCE TECHNOLOGIES LLC	−2,400	97,688
Small Net Worth Advisory Group	−687	12,173
Mega VANGUARD CAPITAL MANAGEMENT LLC	−194	238,662
Mega CITIGROUP INC	−4	1

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)	Open
Mega BARCLAYS PLC	6	$60
Mid Farther Finance Advisors, LLC	0	$0

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid NAVELLIER & ASSOCIATES INC	11,894	$115,966
Mid GSA CAPITAL PARTNERS LLP	11,077	$108,000
Mega UBS Group AG	3,701	$36,084
Mid Tower Research Capital LLC (TRC)	376	$3,666
Micro Clarity Asset Management, Inc.	71	$692

Filter: New 2 Increased 11 Reduced 6 Sold out 5 Unchanged 11

Showing 30 of 30

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

VANGUARD CAPITAL MANAGEMENT LLC

$2,422,419

20.27%

238,662

Truffle Hound Capital, LLC

$2,030,000

16.98%

200,000

AEGIS FINANCIAL CORP

$1,733,295

14.50%

170,768

RENAISSANCE TECHNOLOGIES LLC

$991,533

8.30%

97,688

Allworth Financial LP

$826,007

6.91%

81,380

Perigon Wealth Management, LLC

$647,549

5.42%

63,798

GEODE CAPITAL MANAGEMENT, LLC

$594,180

4.97%

58,540

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	10,975	$111,396	18.7%	Defined
Held directly	47,565	$482,784	81.3%	Defined

DIMENSIONAL FUND ADVISORS LP

$542,708

4.54%

53,469

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DFA Australia Ltd.	912	$9,256	1.7%	Defined
Dimensional Ireland Ltd	15,205	$154,330	28.4%	Defined
Held directly	37,352	$379,122	69.9%	Sole

VANGUARD FIDUCIARY TRUST CO

$279,987

2.34%

27,585

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$239,042

2.00%

23,551

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$219,351

1.84%

21,611

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	21,611	$219,351	100.0%	Other

Concurrent Investment Advisors, LLC

$217,168

1.82%

21,396

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Concurrent Asset Management, LLC	10,698	$108,584	50.0%	Sole
Held directly	10,698	$108,584	50.0%	Sole

BlackRock, Inc.

$200,726

1.68%

19,776

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Investment Management, LLC	1,180	$11,977	6.0%	Sole
BlackRock Fund Advisors	18,287	$185,613	92.5%	Sole
BlackRock Institutional Trust Company, N.A.	309	$3,136	1.6%	Sole

Empowered Funds, LLC

$167,992

1.41%

16,551

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	16,551	$167,992	100.0%	Other

BANK OF AMERICA CORP /DE/

$154,411

1.29%

15,213

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	15,213	$154,411	100.0%	Defined

NORTHERN TRUST CORP

$152,239

1.27%

14,999

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	14,999	$152,239	100.0%	Defined

Quinn Opportunity Partners LLC

$151,407

1.27%

14,917

CITADEL ADVISORS LLC

$131,747

1.10%

12,980

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	12,980	$131,747	100.0%	Defined

Net Worth Advisory Group

$123,555

1.03%

12,173

Cambridge Investment Research Advisors, Inc.

$102,129

0.85%

10,062

JONES FINANCIAL COMPANIES LLLP

$13,672

0.11%

1,347

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	1,347	$13,672	100.0%	Sole

CALDWELL SUTTER CAPITAL, INC.

$5,125

0.04%

505

MassMutual Private Wealth & Trust, FSB

$5,075

0.04%

500

Capital Advisors, Ltd. LLC

$548

0.00%

BARCLAYS PLC

$60

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	6	$60	100.0%	Defined

PNC FINANCIAL SERVICES GROUP, INC.

$10

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	1	$10	100.0%	Defined

CITIGROUP INC

$10

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	1	$10	100.0%	Defined

MORGAN STANLEY

$10

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1	$10	100.0%	Defined

WELLS FARGO & COMPANY/MN

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	0	$0	0.0%	Defined

Farther Finance Advisors, LLC

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	3,435	$33,491	92.8%	Defined
UBS Securities LLC	266	$2,593	7.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	376	$3,666	100.0%	Defined

Key facts CIK 1145255 CUSIP 425885100 13F (30d) 9 filings 9 filers Visit website Investor relations