HSAI · Hesai Group · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-09-19 | Fan Peng |
Chief Financial Officer |
Convert↓
Filing footnotes — Restricted share units (Direct)
The restricted share units evidence the contingent right to receive Class B ordinary shares upon vesting. The restricted share units vested on September 19, 2026, and do not have expiration dates. The underlying award agreement also includes outstanding restricted share units for 800,000 Class B ordinary shares, with 400,000 vesting on each of September 19, 2027 and September 19, 2028. |
Restricted share units
|
50,000 |
| 2026-09-19 | Fan Peng |
Chief Financial Officer |
Convert↑
Filing footnotes — American depositary shares (Direct)
Each American depositary share represents eight Class B ordinary share. |
American depositary shares
|
50,000 |
| 2026-03-25 | Li Yifan |
Director, Chief Executive Officer, 10% Owner |
Award↑
Filing footnotes — Restricted share units (Direct)
Each restricted share unit represents the contingent right to receive one (1) Class B ordinary share upon vesting. These restricted share units were granted on March 25, 2026, and vest per annum in four equal installments over a 4-year period, starting from the first anniversary of May 31, 2026, subject to the reporting person's continued service through the applicable vesting date. The restricted share units do not have expiration dates. |
Restricted share units
|
157,000 |
| 2026-03-25 | Xiang Shaoqing |
Director, Chief Technology Officer, 10% Owner |
Award↑
Filing footnotes — Restricted share units (Direct)
Each restricted share unit represents the contingent right to receive one (1) Class B ordinary share upon vesting. These restricted share units were granted on March 25, 2026, and vest per annum in four equal installments over a 4-year period, starting from the first anniversary of May 31, 2026, subject to the reporting person's continued service through the applicable vesting date. The restricted share units do not have expiration dates. |
Restricted share units
|
157,000 |
| 2026-03-25 | Wang Hui (Jasmine) |
Director |
Award↑
Filing footnotes — Restricted share units (Direct)
Each restricted share unit represents the contingent right to receive one (1) Class B ordinary share upon vesting. These restricted share units were granted on March 25, 2026, and vest in three installments subject to the reporting person's continued service through the applicable vesting date. On March 25, 2027, December 24, 2027 and December 23, 2028, 2,188, 2,188 and 2,189 restricted share units will vest, respectively. The restricted share units do not have expiration dates. |
Restricted share units
|
6,565 |
| 2026-03-25 | Sun Kai |
Director, Chief Scientist, 10% Owner |
Award↑
Filing footnotes — Restricted share units (Direct)
Each restricted share unit represents the contingent right to receive one (1) Class B ordinary share upon vesting. These restricted share units were granted on March 25, 2026, and vest per annum in four equal installments over a 4-year period, starting from the first anniversary of May 31, 2026, subject to the reporting person's continued service through the applicable vesting date. The restricted share units do not have expiration dates. |
Restricted share units
|
157,000 |