HWBK · Hawthorn Bancshares, Inc. · Shareholders & Ownership

$38.88 -0.44 (-1.12%)

Russell 2000 member Rebalance outlook locked

Market Cap

$271.33M

6.90M

Volume · Oct 28 5329 Avg daily vol (3M) 16.09K

Every disclosed holder of HWBK in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns HWBK

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	71	2,214,425	32.09%	Yes
Insiders (Forms 3, 4, 5)	14	1,061,289	15.38%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	3,624,964	52.53%	Rest
Registered funds (N-PORT, not summed)	102	926,472	13.43%	No

Shares outstanding: 6,900,678, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of HWBK

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	Holtaway Jonathan Insider CIK 1770553 · Jun 2, 2026 Director, issuer-wide	371,390	5.38%	+500	Jun 2, 2026	Director, issuer-wide
2	Ategra Capital Management, LLC 13F CIK 1741369 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	342,390	4.96%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
3	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	335,276	4.86%	+24,604	Jun 30, 2026	carried, not yet filed for the newest quarter
3.1	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	121,044	1.75%	+11,587	Jun 30, 2026	iShares Trust, not summed
3.2	iShares Russell 2000 Value ETF Fund S000004342 · Registered fund · Jun 30, 2026 iShares Trust, not summed	53,291	0.77%	+4,427	Jun 30, 2026	iShares Trust, not summed
3.3	iShares Micro-Cap ETF Fund S000004439 · Registered fund · Jun 30, 2026 iShares Trust, not summed	19,911	0.29%	+5,200	Jun 30, 2026	iShares Trust, not summed
3.4	Master Small Cap Index Series Fund S000002716 · Registered fund · Jun 30, 2026 Quantitative Master Series LLC, not summed	10,071	0.15%	0	Jun 30, 2026	Quantitative Master Series LLC, not summed
3.5	iShares Russell Small/Mid-Cap Index Fund Fund S000050373 · Registered fund · Jul 31, 2026 BlackRock Funds, not summed	1,035	0.02%	0	Jul 31, 2026	BlackRock Funds, not summed
4	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	250,722	3.63%	+4,534	Jun 30, 2026	carried, not yet filed for the newest quarter
5	FJ Capital Management LLC 13F CIK 1599170 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	190,710	2.76%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
6	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	179,258	2.60%	0	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
7	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	161,622	2.34%	+3,290	Jun 30, 2026	carried, not yet filed for the newest quarter
7.1	U.S. SMALL CAP VALUE PORTFOLIO Fund S000000987 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	34,522	0.50%	-373	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
7.2	U.S. MICRO CAP PORTFOLIO Fund S000000948 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	20,136	0.29%	+368	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
7.3	Dimensional U.S. Targeted Value ETF Fund S000070901 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	19,698	0.29%	0	Jul 31, 2026	Dimensional ETF Trust, not summed
7.4	U.S. CORE EQUITY 2 PORTFOLIO Fund S000000980 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	17,457	0.25%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
7.5	U.S. CORE EQUITY 1 PORTFOLIO Fund S000000979 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	11,816	0.17%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
8	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	148,965	2.16%	+12,163	Jun 30, 2026	carried, not yet filed for the newest quarter
9	Wetzel Gus Seitter III Insider CIK 1757422 · Jun 2, 2026 Director, issuer-wide	115,698	1.68%	+500	Jun 2, 2026	Director, issuer-wide
10	TURNER DAVID T Insider CIK 1196018 · Jun 2, 2026 Director, EXECUTIVE CHAIRMAN, issuer-wide	113,751	1.65%	+740	Jun 2, 2026	Director, EXECUTIVE CHAIRMAN, issuer-wide
11	BRUEGENHEMKE KATHLEEN L Insider CIK 1196019 · Dec 31, 2025 Director, SENIOR VICE PRESIDENT, issuer-wide	101,459	1.47%	+1,881	Dec 31, 2025	Director, SENIOR VICE PRESIDENT, issuer-wide
12	Eden Douglas Todd Insider CIK 1830807 · Jun 2, 2026 Director, issuer-wide	100,582	1.46%	0	Jun 2, 2026	Director, issuer-wide
12.1	Douglas Eden 13G CIK 1830807 · Investment adviser · Dec 11, 2025 Rule 13d-1(b), qualified institution, not summed	644,931	9.35%	-38,017	Dec 11, 2025	Rule 13d-1(b), qualified institution, not summed
13	FREEMAN PHILIP D Insider CIK 1196015 · Jun 2, 2026 Director, issuer-wide	99,183	1.44%	+500	Jun 2, 2026	Director, issuer-wide
14	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	84,776	1.23%	+1,763	Jun 30, 2026	carried, not yet filed for the newest quarter
14.1	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	2,000	0.03%	0	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
14.2	State Street Total Return V.I.S. Fund Fund S000001637 · Registered fund · Jun 30, 2026 STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed	137	0.00%	0	Jun 30, 2026	STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
14.3	State Street Balanced Index Fund Fund S000082802 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	89	0.00%	0	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
15	BRIDGEWAY CAPITAL MANAGEMENT, LLC 13F CIK 1107261 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	64,813	0.94%	-373	Jun 30, 2026	carried, not yet filed for the newest quarter
15.1	Omni Small-Cap Value Fund Fund S000033567 · Registered fund · Jun 30, 2026 Bridgeway Funds, Inc., not summed	17,904	0.26%	0	Jun 30, 2026	Bridgeway Funds, Inc., not summed
15.2	Ultra-Small Company Market Fund Fund S000004424 · Registered fund · Jun 30, 2026 Bridgeway Funds, Inc., not summed	13,148	0.19%	0	Jun 30, 2026	Bridgeway Funds, Inc., not summed
16	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	64,168	0.93%	+2,594	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
17	GILES BRENT M Insider CIK 1355435 · May 1, 2026 Director, CHIEF EXECUTIVE OFFICER, issuer-wide	54,883	0.80%	+8,908	May 1, 2026	Director, CHIEF EXECUTIVE OFFICER, issuer-wide
18	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	48,071	0.70%	+4,226	Jun 30, 2026	carried, not yet filed for the newest quarter
18.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	2,686	0.04%	0	Jun 30, 2026	Northern Funds, not summed
18.2	Small Cap Core Fund Fund S000001244 · Registered fund · Jun 30, 2026 Northern Funds, not summed	688	0.01%	0	Jun 30, 2026	Northern Funds, not summed
19	Pinnacle Holdings, LLC 13F CIK 1411784 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	46,073	0.67%	-58	Jun 30, 2026	carried, not yet filed for the newest quarter
20	MONETA GROUP INVESTMENT ADVISORS LLC 13F CIK 1120927 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	44,745	0.65%	-3,980	Jun 30, 2026	carried, not yet filed for the newest quarter
21	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	39,180	0.57%	+5,871	Jun 30, 2026	carried, not yet filed for the newest quarter
22	RBF Capital, LLC 13F CIK 1134621 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	39,167	0.57%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
23	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	37,750	0.55%	+1,678	Jun 30, 2026	carried, not yet filed for the newest quarter
24	RILEY KEVIN L Insider CIK 1196014 · Jun 2, 2026 Director, issuer-wide	37,145	0.54%	+500	Jun 2, 2026	Director, issuer-wide
25	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	35,319	0.51%	+476	Jun 30, 2026	carried, not yet filed for the newest quarter
26	Bexten Gregg A. Insider CIK 1975335 · Dec 31, 2025 Director, PRESIDENT, issuer-wide	33,212	0.48%	+3,553	Dec 31, 2025	Director, PRESIDENT, issuer-wide
27	Empowered Funds, LLC 13F CIK 1592828 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	32,677	0.47%	-373	Jun 30, 2026	carried, not yet filed for the newest quarter
27.1	EA Bridgeway Omni Small-Cap Value ETF Fund S000078089 · Registered fund · Jun 30, 2026 EA Series Trust, not summed	32,677	0.47%	-373	Jun 30, 2026	EA Series Trust, not summed
28	MERCER GLOBAL ADVISORS INC /ADV 13F CIK 853758 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	32,589	0.47%	+139	Jun 30, 2026	carried, not yet filed for the newest quarter
29	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · May 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	29,630	0.43%	+951	May 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
30	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	23,833	0.35%	-1,588	Jun 30, 2026	carried, not yet filed for the newest quarter
30.1	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Aug 31, 2026 GOLDMAN SACHS TRUST, not summed	8,197	0.12%	+4,258	Aug 31, 2026	GOLDMAN SACHS TRUST, not summed
30.2	Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF Fund S000048296 · Registered fund · Aug 31, 2026 Goldman Sachs ETF Trust, not summed	7,049	0.10%	+890	Aug 31, 2026	Goldman Sachs ETF Trust, not summed
31	AMERICAN CENTURY COMPANIES INC 13F CIK 748054 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	20,603	0.30%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
32	KESTRA PRIVATE WEALTH SERVICES, LLC 13F CIK 1649451 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	20,319	0.29%	+20,319	Jun 30, 2026	carried, not yet filed for the newest quarter
33	Avantis U.S. Small Cap Value ETF Fund S000066459 · Registered fund · May 31, 2026 American Century ETF Trust, not summed	19,986	0.29%	0	May 31, 2026	American Century ETF Trust, not summed
34	Burkhead Frank E. Insider CIK 1616228 · Jun 2, 2026 Director, issuer-wide	18,717	0.27%	+183	Jun 2, 2026	Director, issuer-wide
35	Mariner, LLC 13F CIK 1373442 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	18,678	0.27%	+18,678	Jun 30, 2026	carried, not yet filed for the newest quarter
36	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	16,101	0.23%	+1,534	Jun 30, 2026	carried, not yet filed for the newest quarter
36.1	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	14,032	0.20%	+1,530	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
36.2	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	2,065	0.03%	0	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
37	ALEXANDER LABRUNERIE & CO., INC. 13F CIK 2024333 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	15,471	0.22%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
38	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 13F CIK 1164508 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	15,325	0.22%	-281	Jun 30, 2026	carried, not yet filed for the newest quarter
39	PRICE T ROWE ASSOCIATES INC /MD/ 13F CIK 80255 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	14,707	0.21%	+2,425	Jun 30, 2026	carried, not yet filed for the newest quarter
39.1	T. Rowe Price Small-Cap Index Fund Fund S000051327 · Registered fund · Jun 30, 2026 T. ROWE PRICE INDEX TRUST, INC., not summed	740	0.01%	0	Jun 30, 2026	T. ROWE PRICE INDEX TRUST, INC., not summed
40	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	14,294	0.21%	+1,355	Jun 30, 2026	carried, not yet filed for the newest quarter
41	Eagle Bluffs Wealth Management LLC 13F CIK 1906547 · Registered investment adviser · Sep 30, 2026	13,747	0.20%	0	Sep 30, 2026
42	Nuveen, LLC 13F CIK 1871926 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	11,498	0.17%	+3,993	Jun 30, 2026	carried, not yet filed for the newest quarter
42.1	Nuveen Small Cap Blend Index Fund Fund S000005367 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	8,383	0.12%	+878	Jul 31, 2026	TIAA-CREF Funds, not summed
43	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	9,485	0.14%	-3,982	Jun 30, 2026	carried, not yet filed for the newest quarter
44	Focus Partners Wealth 13F CIK 1542153 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	9,278	0.13%	+41	Jun 30, 2026	carried, not yet filed for the newest quarter
45	RHUMBLINE ADVISERS 13F CIK 1115418 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	7,094	0.10%	+175	Jun 30, 2026	carried, not yet filed for the newest quarter
46	HSBC HOLDINGS PLC 13F CIK 873630 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	6,569	0.10%	-3,038	Jun 30, 2026	carried, not yet filed for the newest quarter
47	AQR CAPITAL MANAGEMENT LLC 13F CIK 1167557 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	6,253	0.09%	+6,253	Jun 30, 2026	carried, not yet filed for the newest quarter
48	Creative Planning 13F CIK 1540235 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	6,250	0.09%	-1,706	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Hafner Christopher Eugene Insider CIK 1998412 · Dec 31, 2025 Sr. VP/Chief Financial Officer, issuer-wide	6,070	0.09%	+2,356	Dec 31, 2025	Sr. VP/Chief Financial Officer, issuer-wide
50	EQ/2000 Managed Volatility Portfolio Fund S000025800 · Registered fund · Jun 30, 2026 EQ Advisors Trust, not summed	5,971	0.09%	0	Jun 30, 2026	EQ Advisors Trust, not summed

13 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 141 holders

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Key facts CIK 893847 CUSIP 420476103 13F (30d) 10 filings 10 filers Visit website Investor relations