HWBK · Hawthorn Bancshares, Inc.

$39.14 +0.04 (+0.10%) At close · Aug 28

Russell 2000 member Rebalance outlook locked

Market Cap

$270.09M

6.90M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 70

Total Value: $87,026,467

Total Shares: 2,214,415

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 70 13F filers · Δ vs Mar 31, 2026

Top Holder

15.5%

−0.7 pts

Top 5

57.8%

−0.9 pts

Top 10

75.6%

−1.1 pts

HHI

829

Broadly held−19

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +5

Institutional value: +21.6%

Shares held: +4.3%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega BlackRock, Inc.	+24,604	335,276
Mega GEODE CAPITAL MANAGEMENT, LLC	+12,163	148,965
Mega VANGUARD PORTFOLIO MANAGEMENT LLC	+5,871	39,180
Mega VANGUARD CAPITAL MANAGEMENT LLC	+4,534	250,722
Mega NORTHERN TRUST CORP	+4,226	48,071

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega CITADEL ADVISORS LLC	−3,982	9,485
Mid MONETA GROUP INVESTMENT ADVISORS LLC	−3,980	44,745
Mega HSBC HOLDINGS PLC	−3,038	6,569
Large Creative Planning	−1,706	6,250
Mega GOLDMAN SACHS GROUP INC	−1,588	23,833

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid KESTRA PRIVATE WEALTH SERVICES, LLC	20,319	$798,536
Large Mariner, LLC	18,678	$734,045
Mega AQR CAPITAL MANAGEMENT LLC	6,253	$245,741
Mid UMB Bank, n.a.	1,000	$39,300
Mid Quarry LP	72	$2,829

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega ALLIANCEBERNSTEIN L.P.	13,169	$443,663
Large CWM, LLC	187	$6,300
Large MAI Capital Management	1	$33
Small Root Financial Partners, LLC	1	$33

Filter: New 9 Increased 28 Reduced 17 Sold out 4 Unchanged 16

Showing 70 of 70

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Ategra Capital Management, LLC

$13,455,927

15.46%

342,390

BlackRock, Inc.

$13,176,344

15.14%

335,276

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	28,207	$1,108,535	8.4%	Sole
BlackRock Investment Management, LLC	16,837	$661,694	5.0%	Sole
BLACKROCK ADVISORS LLC	11,815	$464,329	3.5%	Sole
BlackRock Fund Advisors	194,603	$7,647,897	58.0%	Sole
BlackRock Institutional Trust Company, N.A.	83,812	$3,293,811	25.0%	Sole
Aperio Group, LLC	2	$78	0.0%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$9,853,374

11.32%

250,722

FJ Capital Management LLC

$7,494,903

8.61%

190,710

DIMENSIONAL FUND ADVISORS LP

$6,351,744

7.30%

161,622

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	480	$18,864	0.3%	Defined
DFA Australia Ltd.	2,934	$115,306	1.8%	Defined
Dimensional Ireland Ltd	12,387	$486,809	7.7%	Defined
Held directly	145,821	$5,730,765	90.2%	Sole

GEODE CAPITAL MANAGEMENT, LLC

$5,854,324

6.73%

148,965

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	21,791	$856,386	14.6%	Defined
Held directly	127,174	$4,997,938	85.4%	Defined

STATE STREET CORP

$3,331,696

3.83%

84,776

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	84,776	$3,331,696	100.0%	Defined

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$2,547,150

2.93%

64,813

NORTHERN TRUST CORP

$1,889,189

2.17%

48,071

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	47,146	$1,852,837	98.1%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	925	$36,352	1.9%	Other

Pinnacle Holdings, LLC

$1,810,668

2.08%

46,073

MONETA GROUP INVESTMENT ADVISORS LLC

$1,758,478

2.02%

44,745

VANGUARD PORTFOLIO MANAGEMENT LLC

$1,539,774

1.77%

39,180

RBF Capital, LLC

$1,539,263

1.77%

39,167

VANGUARD FIDUCIARY TRUST CO

$1,483,575

1.70%

37,750

RENAISSANCE TECHNOLOGIES LLC

$1,388,036

1.59%

35,319

Empowered Funds, LLC

$1,284,206

1.48%

32,677

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	32,677	$1,284,206	100.0%	Other

MERCER GLOBAL ADVISORS INC /ADV

$1,280,747

1.47%

32,589

GOLDMAN SACHS GROUP INC

$936,636

1.08%

23,833

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	9,174	$360,538	38.5%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	14,659	$576,098	61.5%	Defined

AMERICAN CENTURY COMPANIES INC

$809,697

0.93%

20,603

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	20,603	$809,697	100.0%	Defined

KESTRA PRIVATE WEALTH SERVICES, LLC

$798,536

0.92%

20,319

Mariner, LLC

$734,045

0.84%

18,678

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$632,769

0.73%

16,101

ALEXANDER LABRUNERIE & CO., INC.

$608,010

0.70%

15,471

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$602,272

0.69%

15,325

PRICE T ROWE ASSOCIATES INC /MD/

$577,985

0.66%

14,707

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	14,707	$577,985	100.0%	Defined

Bank of New York Mellon Corp

$561,753

0.65%

14,294

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	5,141	$202,041	36.0%	Defined
The Bank of New York Mellon	9,109	$357,983	63.7%	Defined
Held directly	44	$1,729	0.3%	Defined

Eagle Bluffs Wealth Management LLC

$540,257

0.62%

13,747

Nuveen, LLC

$451,870

0.52%

11,498

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	3,115	$122,419	27.1%	Defined
TEACHERS ADVISORS, LLC joint	8,383	$329,451	72.9%	Defined

CITADEL ADVISORS LLC

$372,760

0.43%

9,485

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	9,485	$372,760	100.0%	Defined

Focus Partners Wealth

$364,625

0.42%

9,278

RHUMBLINE ADVISERS

$278,794

0.32%

7,094

HSBC HOLDINGS PLC

$258,161

0.30%

6,569

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	6,569	$258,161	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$245,741

0.28%

6,253

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Prism Planning Partners LLC	24	$943	0.4%	Other
Compound Planning, Inc.	1	$39	0.0%	Other
Arax Advisory Partners	75	$2,947	1.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	24	$943	0.4%	Other
Stokes Family Office, LLC	7	$275	0.1%	Other
Held directly	6,122	$240,594	97.9%	Defined

Creative Planning

$245,625

0.28%

6,250

CENTRAL TRUST Co

$203,102

0.23%

5,168

DEUTSCHE BANK AG\

$191,508

0.22%

4,873

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	4,873	$191,508	100.0%	Defined

WELLS FARGO & COMPANY/MN

$191,271

0.22%

4,867

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	4,653	$182,862	95.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1	$39	0.0%	Defined
Wells Fargo Securities, LLC	213	$8,370	4.4%	Defined

MORGAN STANLEY

$171,345

0.20%

4,360

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	68	$2,672	1.6%	Defined
MORGAN STANLEY & CO. LLC	1,473	$57,888	33.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	2,667	$104,813	61.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	149	$5,855	3.4%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	3	$117	0.1%	Defined

MetLife Investment Management, LLC

$142,266

0.16%

3,620

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	3,620	$142,266	100.0%	Defined

Russell Investments Group, Ltd.

$135,309

0.16%

3,443

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	3,443	$135,309	100.0%	Defined

BARCLAYS PLC

$123,951

0.14%

3,154

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	3,102	$121,908	98.4%	Defined
BARCLAYS CAPITAL INC.	52	$2,043	1.6%	Defined

CITIGROUP INC

$105,952

0.12%

2,696

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	2,696	$105,952	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$105,166

0.12%

2,676

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	2,676	$105,166	100.0%	Defined

Vanguard Global Advisers, LLC

$100,804

0.12%

2,565

NEW YORK STATE COMMON RETIREMENT FUND

$95,106

0.11%

2,420

JPMORGAN CHASE & CO

$94,673

0.11%

2,409

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	2,409	$94,673	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$58,950

0.07%

1,500

Police & Firemen's Retirement System of New Jersey

$49,871

0.06%

1,269

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	1,269	$49,871	100.0%	Defined

UBS Group AG

$47,395

0.05%

1,206

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	210	$8,253	17.4%	Defined
UBS AG	996	$39,142	82.6%	Defined

UMB Bank, n.a.

$39,300

0.05%

1,000

Tower Research Capital LLC (TRC)

$29,671

0.03%

755

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	755	$29,671	100.0%	Defined

Ameritas Investment Partners, Inc.

$23,304

0.03%

593

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	593	$23,304	100.0%	Other

Legal & General Group Plc

$20,711

0.02%

527

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	527	$20,711	100.0%	Defined

ROYAL BANK OF CANADA

$15,915

0.02%

405

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	139	$5,462	34.3%	Defined
RBC Capital Markets, LLC	266	$10,453	65.7%	Defined

Sterling Capital Management LLC

$4,598

0.01%

117

FMR LLC

$4,126

0.00%

105

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	105	$4,126	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$3,144

0.00%

Quarry LP

$2,829

0.00%

Arax Advisory Partners

$2,122

0.00%

Integrated Wealth Concepts LLC

$1,218

0.00%

FNY Investment Advisers, LLC

$1,179

0.00%

IFP Advisors, Inc

$707

0.00%

Allworth Financial LP

$589

0.00%

GAMMA Investing LLC

$550

0.00%

Essential Partners LLC

$432

0.00%

PNC FINANCIAL SERVICES GROUP, INC.

$196

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	5	$196	100.0%	Defined

ROTHSCHILD INVESTMENT LLC

$117

0.00%

Farther Finance Advisors, LLC

$117

0.00%

True Wealth Design, LLC

$39

0.00%

Covestor Ltd

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	13,169	$443,663	100.0%	Defined

Key facts CIK 893847 CUSIP 420476103 13F (30d) 61 filings 61 filers Visit website