IMMX · Immix Biopharma, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“The condensed consolidated financial statements do not include any adjustments to reflect the possible future effects on the recoverability and classification of assets or the amounts of liabilities that may result from uncertainty related to the Company’s ability to continue as a going concern. The continuation of the Company as a going concern is dependent upon its ability to obtain continued financial support from its stockholders, necessary equity financing to continue operations and the attainment of profitable operations.”View the 10-Q filed Aug 7, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-05-22 | Hsu Jason |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The Reporting Person was granted 6,250 restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, which RSUs will vest in full on the earlier of (i) the one-year anniversary of the date of grant, and (ii) the date that the Issuer's 2027 annual meeting of stockholders (the "2027 Annual Meeting") is held, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
6,250 |
| 2026-05-22 | Adams Helen C. |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option will vest in substantially equal monthly installments over the 12 months following the date of grant (or, in the event the 2027 Annual Meeting occurs prior to the first anniversary of the date of grant, any remaining unvested portion of the stock option will vest on the date of such 2027 Annual Meeting), subject to the Reporting Person's continued service on the Issuer's Board through the applicable vesting date. |
Stock Option (Right to Buy)
|
12,500 |
| 2026-05-22 | Adams Helen C. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The Reporting Person was granted 6,250 restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, which RSUs will vest in full on the earlier of (i) the one-year anniversary of the date of grant, and (ii) the date that the Issuer's 2027 annual meeting of stockholders (the "2027 Annual Meeting") is held, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
6,250 |
| 2026-05-22 | BUCHAN JANE |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option will vest in substantially equal monthly installments over the 12 months following the date of grant (or, in the event the 2027 Annual Meeting occurs prior to the first anniversary of the date of grant, any remaining unvested portion of the stock option will vest on the date of such 2027 Annual Meeting), subject to the Reporting Person's continued service on the Issuer's Board through the applicable vesting date. |
Stock Option (Right to Buy)
|
12,500 |
| 2026-05-22 | Hsu Jason |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option will vest in substantially equal monthly installments over the 12 months following the date of grant (or, in the event the 2027 Annual Meeting occurs prior to the first anniversary of the date of grant, any remaining unvested portion of the stock option will vest on the date of such 2027 Annual Meeting), subject to the Reporting Person's continued service on the Issuer's Board through the applicable vesting date. |
Stock Option (Right to Buy)
|
12,500 |
| 2026-05-22 | CHANG NANCY T |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
The Reporting Person was granted 6,250 restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, which RSUs will vest in full on the earlier of (i) the one-year anniversary of the date of grant, and (ii) the date that the Issuer's 2027 annual meeting of stockholders (the "2027 Annual Meeting") is held, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
6,250 |
| 2026-05-22 | Chudnovsky Yekaterina |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
The Reporting Person was granted 6,250 restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, which RSUs will vest in full on the earlier of (i) the one-year anniversary of the date of grant, and (ii) the date that the Issuer's 2027 annual meeting of stockholders (the "2027 Annual Meeting") is held, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
6,250 |
| 2026-05-22 | Ng Carey |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The Reporting Person was granted 6,250 restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, which RSUs will vest in full on the earlier of (i) the one-year anniversary of the date of grant, and (ii) the date that the Issuer's 2027 annual meeting of stockholders (the "2027 Annual Meeting") is held, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
6,250 |
| 2026-05-22 | Marquet Magda |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The Reporting Person was granted 6,250 restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, which RSUs will vest in full on the earlier of (i) the one-year anniversary of the date of grant, and (ii) the date that the Issuer's 2027 annual meeting of stockholders (the "2027 Annual Meeting") is held, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
6,250 |
| 2026-05-22 | Marquet Magda |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option will vest in substantially equal monthly installments over the 12 months following the date of grant (or, in the event the 2027 Annual Meeting occurs prior to the first anniversary of the date of grant, any remaining unvested portion of the stock option will vest on the date of such 2027 Annual Meeting), subject to the Reporting Person's continued service on the Issuer's Board through the applicable vesting date. |
Stock Option (Right to Buy)
|
12,500 |
| 2026-05-22 | Morris Gabriel S |
Director, CFO |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option will vest in 48 equal monthly installments following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Stock Option (Right to Buy)
|
500,000 |
| 2026-05-22 | Rachman Ilya M |
Director, CEO and Chairman |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option will vest in 48 equal monthly installments following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Stock Option (Right to Buy)
|
500,000 |
| 2026-05-22 | Chudnovsky Yekaterina |
Director, 10% Owner |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option will vest in substantially equal monthly installments over the 12 months following the date of grant (or, in the event the 2027 Annual Meeting occurs prior to the first anniversary of the date of grant, any remaining unvested portion of the stock option will vest on the date of such 2027 Annual Meeting), subject to the Reporting Person's continued service on the Issuer's Board through the applicable vesting date. |
Stock Option (Right to Buy)
|
12,500 |
| 2026-05-22 | Ng Carey |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option will vest in substantially equal monthly installments over the 12 months following the date of grant (or, in the event the 2027 Annual Meeting occurs prior to the first anniversary of the date of grant, any remaining unvested portion of the stock option will vest on the date of such 2027 Annual Meeting), subject to the Reporting Person's continued service on the Issuer's Board through the applicable vesting date. |
Stock Option (Right to Buy)
|
12,500 |
| 2026-05-22 | CHANG NANCY T |
Director, 10% Owner |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option will vest in substantially equal monthly installments over the 12 months following the date of grant (or, in the event the 2027 Annual Meeting occurs prior to the first anniversary of the date of grant, any remaining unvested portion of the stock option will vest on the date of such 2027 Annual Meeting), subject to the Reporting Person's continued service on the Issuer's Board through the applicable vesting date. |
Stock Option (Right to Buy)
|
12,500 |
| 2026-05-22 | BUCHAN JANE |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The Reporting Person was granted 6,250 restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, which RSUs will vest in full on the earlier of (i) the one-year anniversary of the date of grant, and (ii) the date that the Issuer's 2027 annual meeting of stockholders (the "2027 Annual Meeting") is held, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
6,250 |
| 2025-12-10 | Morris Gabriel S |
Director, CFO |
Buy↑
|
Common Stock
|
770 |
| 2025-12-10 | Rachman Ilya M |
Director, CEO and Chairman |
Buy↑
|
Common Stock
|
746 |
| 2025-12-08 | Morris Gabriel S |
Director, CFO |
Exercise↓
Filing footnotes — Warrants (right to purchase) (Indirect)
Gabriel Morris is the Managing Partner and Sole Member of Alwaysraise LLC ("Alwaysraise") and in such capacity has the right to vote and dispose of the securities held by such entity. Mr. Morris disclaims beneficial ownership of the securities reported herein as held by Alwaysraise, except to the extent of his pecuniary interest therein. The warrants were held by Alwaysraise LLC. |
Warrants (right to purchase)
(I)
|
60,000 |
| 2025-12-08 | Morris Gabriel S |
Director, CFO |
Exercise↑
Filing footnotes — Common Stock (Indirect)
Gabriel Morris is the Managing Partner and Sole Member of Alwaysraise LLC ("Alwaysraise") and in such capacity has the right to vote and dispose of the securities held by such entity. Mr. Morris disclaims beneficial ownership of the securities reported herein as held by Alwaysraise, except to the extent of his pecuniary interest therein. |
Common Stock
(I)
|
156,000 |
| 2025-12-08 | Morris Gabriel S |
Director, CFO |
Exercise↓
Filing footnotes — Warrants (right to purchase) (Indirect)
Gabriel Morris is the Managing Partner and Sole Member of Alwaysraise LLC ("Alwaysraise") and in such capacity has the right to vote and dispose of the securities held by such entity. Mr. Morris disclaims beneficial ownership of the securities reported herein as held by Alwaysraise, except to the extent of his pecuniary interest therein. The warrants were held by Alwaysraise LLC. |
Warrants (right to purchase)
(I)
|
96,000 |
| 2025-11-21 | CHANG NANCY T |
Director, 10% Owner |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option will vest in thirty-six (36) equal monthly installments following the date of grant, subject to the Reporting Person's continued service with the Issuer and the terms of a Stock Option Agreement entered into to evidence the award. |
Stock Option (Right to Buy)
|
39,643 |
| 2025-09-17 | Rachman Ilya M |
Director, CEO and Chairman |
Buy↑
Filing footnotes — Common Stock (Direct)
Volume-weighted average price of purchases which transactions occurred at purchase prices from $2.01 to $2.02 per share, inclusive. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
Common Stock
|
2,500 |
| 2025-09-16 | Morris Gabriel S |
Director, CFO |
Buy↑
|
Common Stock
|
2,600 |
| 2025-06-20 | Marquet Magda |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option will vest in twelve (12) equal monthly installments following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Stock Option (Right to Buy)
|
33,000 |
| 2025-06-20 | Ng Carey |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option will vest in twelve (12) equal monthly installments following the date of grant, subject to the Reporting Person's continued service on the Board of Directors. |
Stock Option (Right to Buy)
|
33,000 |
| 2025-06-20 | Rachman Ilya M |
Director, CEO and Chairman |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option will vest in forty-eight (48) equal monthly installments following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Stock Option (Right to Buy)
|
340,000 |
| 2025-06-20 | Adams Helen C. |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option will vest in twelve (12) equal monthly installments following the date of grant, subject to the Reporting Person's continued service on the Board of Directors. |
Stock Option (Right to Buy)
|
33,000 |
| 2025-06-20 | Morris Gabriel S |
Director, CFO |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option will vest in forty-eight (48) equal monthly installments following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Stock Option (Right to Buy)
|
340,000 |
| 2025-06-20 | Hsu Jason |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option will vest in twelve (12) equal monthly installments following the date of grant, subject to the Reporting Person's continued service on the Board of Directors. |
Stock Option (Right to Buy)
|
33,000 |
| 2025-06-20 | Chudnovsky Yekaterina |
Director, 10% Owner |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option will vest in twelve (12) equal monthly installments following the date of grant, subject to the Reporting Person's continued service on the Board of Directors. |
Stock Option (Right to Buy)
|
33,000 |
| 2025-06-20 | BUCHAN JANE |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option will vest in twelve (12) equal monthly installments following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Stock Option (Right to Buy)
|
33,000 |
| 2025-06-18 | Morris Gabriel S |
Director, CFO |
Buy↑
Filing footnotes — Common Stock (Direct)
Volume-weighted average price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
Common Stock
|
2,225 |
| 2025-06-18 | Rachman Ilya M |
Director, CEO and Chairman |
Buy↑
Filing footnotes — Common Stock (Direct)
Volume-weighted average price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
Common Stock
|
2,178 |
| 2024-12-23 | Hsu Jason |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $2.147 to $2.25, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
Common Stock
|
40,000 |
| 2024-12-20 | Hsu Jason |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $2.11 to $2.21, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
Common Stock
|
7,700 |
| 2024-08-22 | Hsu Jason |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $2.162 to $2.29, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
Common Stock
|
8,100 |
| 2024-08-21 | Hsu Jason |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $2.22 to $2.23, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
Common Stock
|
15,000 |
| 2024-08-16 | Ng Carey |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $1.84 to $1.915, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
Common Stock
|
10,000 |
| 2024-07-24 | Hsu Jason |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $2.1191 to $2.166, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
Common Stock
|
6,000 |
| 2024-07-18 | Hsu Jason |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $2.06 to $2.07576, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
Common Stock
|
3,200 |
| 2024-06-11 | Marquet Magda |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option will vest in twelve (12) equal monthly installments following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Stock Option (Right to Buy)
|
33,000 |
| 2024-06-11 | Morris Gabriel S |
Director, CFO |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option will vest in 48 equal monthly installments following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Stock Option (Right to Buy)
|
340,000 |
| 2024-06-11 | Ng Carey |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option will vest in twelve (12) equal monthly installments following the date of grant, subject to the Reporting Person's continued service on the Board of Directors. |
Stock Option (Right to Buy)
|
33,000 |
| 2024-06-11 | Adams Helen C. |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option will vest in twelve (12) equal monthly installments following the date of grant, subject to the Reporting Person's continued service on the Board of Directors. |
Stock Option (Right to Buy)
|
33,000 |
| 2024-06-11 | Rachman Ilya M |
Director, CEO and Chairman |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option will vest in 48 equal monthly installments following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Stock Option (Right to Buy)
|
340,000 |
| 2024-06-11 | Hsu Jason |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option will vest in twelve (12) equal monthly installments following the date of grant, subject to the Reporting Person's continued service on the Board of Directors. |
Stock Option (Right to Buy)
|
33,000 |
| 2024-06-11 | BUCHAN JANE |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option will vest in twelve (12) equal monthly installments following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Stock Option (Right to Buy)
|
33,000 |
| 2024-06-11 | Chudnovsky Yekaterina |
Director, 10% Owner |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option will vest in twelve (12) equal monthly installments following the date of grant, subject to the Reporting Person's continued service on the Board of Directors. |
Stock Option (Right to Buy)
|
33,000 |
| 2024-06-07 | Rachman Ilya M |
Director, CEO and Chairman |
Buy↑
|
Common Stock
|
2,600 |