IMMX · Immix Biopharma, Inc. · Shareholders & Ownership
$8.05
-0.01 (-0.12%)
At close · Oct 27
Return incl. dividend (before tax)
Going-concern doubt
— flagged Aug 7, 2026
Substantial doubt about the company's ability to continue as a going concern.
“The Company is unable to entirely fund these efforts with its current financial resources. If adequate funds are unavailable on a timely basis from operations or additional sources of financing, the Company may have to delay, reduce the scope of or eliminate one or more of its research or development programs which may materially and adversely affect its business, financial condition and operations.”View the 10-Q filed Aug 7, 2026
Market Cap
$576.61M
Shares
71.54M
Volume · Oct 27
1.15M
Avg daily vol (3M)
1.54M
Every disclosed holder of IMMX in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns IMMX
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 56,276,790 | 78.67% |
| Insiders (Forms 3, 4, 5) | 12,255,238 | 17.13% |
| 13D/G-only blocks | 0 | 0.00% |
| Remaining | 3,007,286 | 4.20% |
| Registered funds (N-PORT, not summed) | 14,521,899 | 20.30% |
Shares outstanding: 71,539,314, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of IMMX
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Jupiter Topco LLC
13F
CIK 2146052 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
9,783,192 | ||
| 1.1 |
JANUS HENDERSON GROUP PLC
13G
CIK 1274173 · Investment adviser · Jun 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
9,783,192 | ||
| 2 |
|
4,865,163 | ||
| 3 |
Saturn V Capital Management LP
13F
CIK 1964437 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,658,429 | ||
| 4 |
BlackRock, Inc.
13G
CIK 2012383 · Holding company · Sep 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
4,539,819 | ||
| 4.1 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,989,972 | ||
| 4.2 |
iShares Russell 2000 ETF
Fund
S000004344 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
1,067,981 | ||
| 4.3 |
iShares Russell 2000 Growth ETF
Fund
S000004343 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
370,703 | ||
| 4.4 |
iShares Micro-Cap ETF
Fund
S000004439 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
138,125 | ||
| 4.5 |
Master Small Cap Index Series
Fund
S000002716 · Registered fund · Jun 30, 2026
Quantitative Master Series LLC, not summed
|
76,786 | ||
| 5 |
EVENTIDE ASSET MANAGEMENT, LLC
13F
CIK 1442891 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,891,019 | ||
| 5.1 |
EVENTIDE ASSET MANAGEMENT, LLC
13G
CIK 1442891 · Registered investment adviser · Jun 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
3,891,019 | ||
| 5.2 |
Eventide Healthcare & Life Sciences Fund
Fund
S000039514 · Registered fund · Jun 30, 2026
MUTUAL FUND SERIES TRUST, not summed
|
3,891,019 | ||
| 6 |
|
3,247,326 | ||
| 7 |
|
2,996,935 | ||
| 7.1 |
State Street(R) SPDR(R) S&P(R) Biotech ETF
Fund
S000010018 · Registered fund · Jun 30, 2026
SPDR SERIES TRUST, not summed
|
2,104,035 | ||
| 7.2 |
STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO
Fund
S000050332 · Registered fund · Jun 30, 2026
STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
|
14,300 | ||
| 7.3 |
State Street Total Return V.I.S. Fund
Fund
S000001637 · Registered fund · Jun 30, 2026
STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
|
1,037 | ||
| 8 |
Deep Track Capital, LP
13F
CIK 1856083 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,775,000 | ||
| 9 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,507,122 | ||
| 10 |
Opaleye Management Inc.
13F
CIK 1595855 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,345,000 | ||
| 11 |
MILLENNIUM MANAGEMENT LLC
13F
CIK 1273087 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,066,426 | ||
| 12 |
|
1,941,817 | ||
| 13 |
MARSHALL WACE, LLP
13F
CIK 1318757 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,794,908 | ||
| 14 |
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund
S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
1,780,495 | ||
| 15 |
PRICE T ROWE ASSOCIATES INC /MD/
13F
CIK 80255 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,739,919 | ||
| 15.1 |
T. Rowe Price Health Sciences Fund, Inc.
Fund
S000002088 · Registered fund · Jun 30, 2026
T. ROWE PRICE HEALTH SCIENCES FUND, INC., not summed
|
1,326,256 | ||
| 15.2 |
T. Rowe Price Health Sciences Portfolio
Fund
S000002083 · Registered fund · Jun 30, 2026
T. ROWE PRICE EQUITY SERIES, INC., not summed
|
82,613 | ||
| 15.3 |
T. Rowe Price Small-Cap Index Fund
Fund
S000051327 · Registered fund · Jun 30, 2026
T. ROWE PRICE INDEX TRUST, INC., not summed
|
6,193 | ||
| 16 |
WELLINGTON MANAGEMENT GROUP LLP
13F
CIK 902219 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,473,409 | ||
| 17 |
GREAT POINT PARTNERS LLC
13F
CIK 1281446 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,277,642 | ||
| 18 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,201,097 | ||
| 19 |
|
1,141,683 | ||
| 20 |
Velan Capital Investment Management LP
13F
CIK 1848809 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,085,000 | ||
| 21 |
|
1,051,471 | ||
| 22 |
Bleichroeder LP
13F
CIK 1781002 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,000,000 | ||
| 23 |
Logos Global Management LP
13F
CIK 1792126 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,000,000 | ||
| 24 |
FRANKLIN RESOURCES INC
13F
CIK 38777 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
969,120 | ||
| 24.1 |
Franklin Biotechnology Discovery Fund
Fund
S000006882 · Registered fund · Jul 31, 2026
Franklin Strategic Series, not summed
|
357,034 | ||
| 25 |
|
925,130 | ||
| 26 |
|
742,414 | ||
| 27 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
681,413 | ||
| 28 |
Burkehill Global Management, LP
13F
CIK 1904549 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
544,118 | ||
| 29 |
AMERIPRISE FINANCIAL INC
13F
CIK 820027 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
518,881 | ||
| 29.1 |
Columbia Small Cap Value Discovery Fund
Fund
S000012102 · Registered fund · Jul 31, 2026
COLUMBIA FUNDS SERIES TRUST I, not summed
|
483,630 | ||
| 29.2 |
Columbia Variable Portfolio - Small Company Growth Fund
Fund
S000010658 · Registered fund · Jun 30, 2026
COLUMBIA FUNDS VARIABLE INSURANCE TRUST, not summed
|
30,390 | ||
| 29.3 |
Columbia Research Enhanced Small Cap ETF
Fund
S000095313 · Registered fund · Jun 30, 2026
Columbia ETF Trust I, not summed
|
64 | ||
| 30 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
506,157 | ||
| 31 |
Blue Owl Capital Holdings LP
13F
CIK 1858703 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
437,552 | ||
| 32 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
418,051 | ||
| 32.1 |
Small Cap Index Fund
Fund
S000001245 · Registered fund · Jun 30, 2026
Northern Funds, not summed
|
21,124 | ||
| 32.2 |
Small Cap Core Fund
Fund
S000001244 · Registered fund · Jun 30, 2026
Northern Funds, not summed
|
14,396 | ||
| 33 |
Balyasny Asset Management L.P.
13F
CIK 1218710 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
417,227 | ||
| 34 |
LGT Fund Management Co Ltd.
13F
CIK 1911284 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
416,594 | ||
| 35 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
413,145 | ||
| 36 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
406,032 | ||
| 37 |
Institute for Wealth Management, LLC.
13F
CIK 1533954 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
337,552 | ||
| 38 |
VANGUARD PORTFOLIO MANAGEMENT LLC
13F
CIK 2100121 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
283,711 | ||
| 39 |
SPHERA FUNDS MANAGEMENT LTD.
13F
CIK 1496201 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
270,000 | ||
| 40 |
SEVEN GRAND MANAGERS, LLC
13F
CIK 1909126 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
255,000 | ||
| 41 |
Bank of New York Mellon Corp
13F
CIK 1390777 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
235,720 | ||
| 42 |
KVP Capital Advisors, LP
13F
CIK 1858198 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
230,423 | ||
| 43 |
TD Asset Management Inc
13F
CIK 1056053 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
214,090 | ||
| 44 |
J. Goldman & Co LP
13F
CIK 1412741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
198,732 | ||
| 45 |
|
181,004 | ||
| 46 |
GOLDMAN SACHS GROUP INC
13F
CIK 886982 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
174,107 | ||
| 46.1 |
Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF
Fund
S000048296 · Registered fund · Aug 31, 2026
Goldman Sachs ETF Trust, not summed
|
43,843 | ||
| 46.2 |
Multi-Manager U.S. Small Cap Equity Fund
Fund
S000051363 · Registered fund · Apr 30, 2026
Goldman Sachs Trust II, not summed
|
10,622 | ||
| 46.3 |
Goldman Sachs Absolute Return Tracker Fund
Fund
S000020314 · Registered fund · Aug 31, 2026
GOLDMAN SACHS TRUST, not summed
|
58 | ||
| 47 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
159,474 | ||
| 48 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE
13F
CIK 928047 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
146,854 | ||
| 49 |
Qube Research & Technologies Ltd
13F
CIK 1729829 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
141,964 | ||
| 50 |
Timber Point Global Allocations Fund
Fund
S000058836 · Registered fund · Jun 30, 2026
360 Funds, not summed
|
140,000 |
3 more nested rows are not shown here; Every filing lists them all.
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 169 holders
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Key facts
CIK
1873835
CUSIP
45258H106
13F (30d)
14 filings
14 filers
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