Itau Unibanco Holding S.A 6-K, filed Apr 27, 2020
Itau Unibanco Holding S.A. (ITUB)
About this 6-K
Itau Unibanco Holding S.A filed this 6-K on April 27, 2020.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of April, 2020
Commission File Number: 001-15276
Itaú Unibanco Holding S.A.
(Exact name of registrant as specified in its charter)
Itaú Unibanco Holding S.A.
(Translation of Registrant’s Name into English)
Praça Alfredo Egydio de Souza Aranha, 100-Torre Conceicao
CEP 04344-902 São Paulo, SP, Brazil
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Yes ☐ No ☒
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Yes ☐ No ☒
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ☐ No ☒
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):
82–
EXHIBIT INDEX
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99.1 |
ANNUAL AND EXTRAORDINARY GENERAL STOCKHOLDERS’ MEETING |
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: April 24, 2020.
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Itaú Unibanco Holding S.A |
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By: |
/s/ Alexsandro Broedel |
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Name: |
Alexsandro Broedel |
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Title: |
Group Executive Finance Director and Head of Investor Relations |
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By: |
/s/ Milton Maluhy Filho |
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Name: |
Milton Maluhy Filho |
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Title: |
Chief Financial Officer |
1
Exhibit 99.1
ITAÚ UNIBANCO HOLDING S.A.
CNPJ. 60.872.504/0001-23
A Publicly Listed Company
ANNUAL AND EXTRAORDINARY GENERAL STOCKHOLDERS’ MEETING
Summarized voting map sent by the Registrar and Transfer of Shares Agent
AccordingtoCVMInstructionNº481/09,ItaúUnibancoHoldingS.A.("Company")disclosesthesummarizedvotingmapthatconsolidatesthevotinginstructionsreceivedfromtheregistrarandtransferofsharesagent,identifyingthenumberofapprovals,rejectionsandabstentionsineachitempresentedintheremotevotingformreceivedonthematterssubmittedfortheresolutionoftheAnnualandExtraordinaryGeneralStockholders’MeetingtobeheldonApril28,2020,at11a.m.,attheCompany’sheadofficeinthecityofSãoPaulo,StateofSãoPaulo,atPraçaAlfredoEgydiodeSouzaAranha,100,TorreOlavoSetubal, Piso Itaú Unibanco, Parque Jabaquara, CEP 04344-902:
Item
Description - ordinary agenda
Candidates
Voting
Number of
shares
% over total
voting
Approve
20,314,809
98.38509
1
TakecognizanceoftheManagementReport,theReportoftheIndependentAuditors,theOpinionoftheFiscalCouncil,andtheSummaryoftheAuditCommitteeReport,andexamine,forresolution,theFinancialStatementsforthefiscal year ended December 31, 2019:
Reject
Abstain
333,450
1.61491
Approve
20,648,259
100.00000
2
ResolveontheallocationofnetincomeforthefiscalyearasdetailedintheGeneralStockholders’MeetingManualavailableat:https://www.itau.com.br/relacoes-com-
investidores/listgroup.aspx?idCanal=Sqjrl1eBRjH/MQgu2IlC3Q==&linguagem=en
Reject
Abstain
-
-
Approve
19,852,437
96.14582
3
FixthenumberofmemberswhowillcomprisetheBoardofDirectorsintwelve(12)
as proposed by the controlling shareholders:
Reject
795,822
3.85418
Abstain
-
-
Yes
1,796,899
8.70242
4
Do you want to request the adoption of the multiple vote process for the election of the Board of Directors, pursuant to Article 141 of Law No. 6,404 of 1976?
No
1,330,517
6.44372
Abstain
17,520,843
84.85385
Approve
18,767,260
90.89028
5
Election of the board of directors by candidate - Total members to be elected: 12 Nomination of candidates to the Board of Directors (the stockholder may nominate as many candidates as the number of vacancies to be fulfilled in the general election.Thevotesindicatedinthisfieldwillbedisregardediftheshareholderholdingvotingsharesalsofillsinthefieldspresentintheseparateelectionofamemberoftheboardofdirectorsandtheseparateelectioncoveredbythesefieldsoccurs)
Alfredo Egydio Setubal
Reject
1,880,999
9.10972
Abstain
-
-
Approve
20,564,159
99.59270
Ana Lúcia de Mattos Barretto Villela
Reject
84,100
0.40730
Abstain
-
-
Approve
20,648,259
100.00000
Fábio Colletti Barbosa
(Independent member)
Reject
-
-
Abstain
-
-
Approve
20,648,259
100.00000
Frederico Trajano Inácio(Independent member)
Reject
-
-
Abstain
-
-
Approve
18,767,260
90.89028
Gustavo Jorge Laboissière Loyola(Independent member)
Reject
1,880,999
9.10972
Abstain
-
-
Approve
20,564,159
99.59270
João Moreira Salles
Reject
84,100
0.40730
Abstain
-
-
Approve
20,564,159
99.59270
José Galló
(Independent member)
Reject
84,100
0.40730
Abstain
-
-
Approve
20,564,159
99.59270
Marco Ambrogio Crespi Bonomi
(Independent member)
Reject
84,100
0.40730
Abstain
-
-
Approve
20,564,159
99.59270
Pedro Luiz Bodin de Moraes
(Independent member)
Reject
84,100
0.40730
Abstain
-
-
Approve
20,564,159
99.59270
Pedro Moreira Salles
Reject
84,100
0.40730
Abstain
-
-
Approve
20,564,159
99.59270
Ricardo Villela Marino
Reject
84,100
0.40730
Abstain
-
-
Approve
20,564,159
99.59270
Roberto Egydio Setubal
Reject
84,100
0.40730
Abstain
-
-
2,676,821
12.96391
6
If the multiple voting process is adopted, do you want to distribute the vote adopted as the same percentage to the candidates?
[If the shareholder chooses to abstain and the election occurs through the multiple vote process, his/her vote must be counted as abstention in the respective resolution of the meeting.]
No
-
-
Abstain
17,971,438
87.03609
Alfredo Egydio Setubal
66,291
2.47681
7
View of all candidates for the assignment of the % (percentage) of votes to be attributed
Ana Lúcia de Mattos Barretto Villela
245,981
9.19042
Fábio Colletti Barbosa
(Independent member)
288,031
10.76150
Frederico Trajano Inácio(Independent member)
288,031
10.76150
Gustavo Jorge Laboissière Loyola
(Independent member)
66,291
2.47681
João Moreira Salles
245,981
9.19042
José Galló
(Independent member)
245,981
9.19042
Marco Ambrogio Crespi Bonomi
(Independent member)
245,981
9.19042
Pedro Luiz Bodin de Moraes
(Independent member)
245,981
9.19042
Pedro Moreira Salles
245,981
9.19042
Ricardo Villela Marino
245,981
9.19042
Roberto Egydio Setubal
245,981
9.19042
Yes
17,895,507
86.66836
8
Minority stockholders with voting rights requesting a separate election of a member to the Board of Directors:
Do you want to request a separate election of a member to the Board of Directors, in accordance with Article 141, paragraph 4, I, of Law No. 6,404 of 1976? (the shareholder can only fill in this field if he/she is the uninterrupted holder of the shares with which he/she votes during the 3 months immediately prior to the general meeting) (*)
No
450,595
2.18224
Abstain
2,302,157
11.14940
Yes
18,775,429
90.92984
9
Minoritystockholderswithvotingrightsrequestingaseparateelectionofamember to the Board of Directors:
ifneitherstockholderswithvotingrightsnorpreferredstockholderswithnoorrestrictedvotingrightsmeetthequorum,respectively,asrequiredbyitemsIandIIofparagraph4ofArticle141ofLawNo.6,404of1976,doyouwantyourvotetobeaddedtothevotesofpreferredsharestoelect,totheBoardofDirectors,thecandidate with the majority of votes among all those who, asincluded in this remote voting form, run for election separately? (*)
No
450,595
2.18224
Abstain
1,422,235
6.88792
Yes
984,595,791
67.38078
10
Preferredstockholderswithnoorrestrictedvotingrightsrequestingaseparateelection of a member to the Board of Directors:
DoyouwanttorequestaseparateelectionofamembertotheBoardofDirectors,
inaccordancetoArticle141,paragraph4IIofLawNo.6,404of1976?(theshareholdercanonlyfillinthisfieldifhe/sheistheuninterruptedholderoftheshareswithwhichhe/shevotesduringthe3monthsimmediatelypriortothegeneral meeting) (*)
No
286,724,358
19.62197
Abstain
189,921,156
12.99725
Yes
1,072,752,791
73.41380
11
Preferredstockholderswithnoorrestrictedvotingrightsrequestingaseparateelection of a member to the Board of Directors:
Ifneithervotingstockholdersnorpreferredstockholderswithnoorrestrictedvotingrightsmeetthequorum,respectively,asrequiredbyitemsIandIIofparagraph4ofArticle141ofLawNo.6,404of1976,doyouwantyourvotetobeaddedtothevotesofvotingsharestoelect,totheBoardofDirectors,thecandidatewiththemajorityofvotesamongallthosewho,asincludedinthisremote voting form, run for election separately? (*)
No
248,730,700
17.02188
Abstain
139,757,814
9.56432
Approve
20,648,259
100.00000
12
Election of the fiscal council by candidate - Total members to be elected: 2NominationofcandidatestotheFiscalCouncil(thestockholdermaynominateasmany candidates as the number of vacancies to be fulfilled in the general election)
Alkimar Ribeiro Moura (effective) /
João Costa (alternate)
Reject
-
-
Abstain
-
-
Approve
20,648,259
100.00000
José Caruso Cruz Henriques (effective)
/ Reinaldo Guerreiro (alternate)
Reject
-
-
Abstain
-
-
Approve
1,422,960,653
97.38026
Eduardo Azevedo do Valle (effective) /
Rene Guimarães Andrich (alternate)
Separate election of the fiscal council - Preferred sharesNominationofcandidatestothefiscalcouncilbystockholdersholdingpreferredshareswithoutvotingorrestrictedvotingrightswithoutvotingorrestrictedvotingrights
13
Reject
9,356,452
0.64031
Abstain
28,924,200
1.97943
Approve
19,768,337
95.73852
14
ResolveontheamountallocatedtotheoverallcompensationofthemembersoftheCompany’sBoardofOfficersandBoardofDirectorsinthetotalamountofR$380,000,000.00:
Reject
879,922
4.26148
Abstain
-
-
Approve
20,648,259
100.00000
15
ResolveonthemonthlyindividualcompensationofR$15,000.00toeffectivemembers and R$6,000.00 to alternate members of the Fiscal Council:
Reject
-
-
Abstain
-
-
Item
Description - extraordinary agenda
Voting
Number of shares
% over total
voting
Approve
5,140,622
23.89243
16
AmendtheBylawsinordertoincludeitems5.3.and5.3.1.toprovideforthepossibilityoftheCompanytakeoutcivilliabilityinsurance(D&O)orenteringintoanindemnity contract in favor of its directors and officers:
Reject
14,975,840
69.60425
Abstain
1,399,235
6.50332
Approve
5,140,622
23.89243
Consolidate the Bylaws, with the amendments mentioned above:
17
Reject
14,975,840
69.60425
Abstain
1,399,235
6.50332
(*)Thisreferstothetotalequityinvestments,withoutconsideringtheuninterruptedpercentageduringtheperiodofthreemonths,atleast,immediatelypriortotheGeneralStockholders’Meetingprovidedforinparagraph6ofArticle141ofLaw No. 6,404/76.
São Paulo-SP, April 24, 2020.
ALEXSANDRO BROEDEL
Group Executive Finance Director and Head of Investor Relations