Itau Unibanco Holding S.A 6-K, filed Oct 4, 2021
Itau Unibanco Holding S.A. (ITUB)
About this 6-K
Itau Unibanco Holding S.A filed this 6-K on October 4, 2021.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month of October, 2021
Commission File Number: 001-15276
Itaú Unibanco Holding S.A.
(Exact name of registrant as specified in its charter)
Itaú Unibanco Holding S.A.
(Translation of Registrant’s Name into English)
Praça Alfredo Egydio de Souza Aranha, 100-Torre Conceicao
CEP 04344-902 São Paulo, SP, Brazil
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Yes ☐ No ☒
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Yes ☐ No ☒
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ☐ No ☒
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):
82–
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: October 4, 2021.
| Itaú Unibanco Holding S.A | ||
| By: | /s/ Renato Lulia Jacob | |
| Name: Renato Lulia Jacob | ||
| Title: Group Head of Investor Relations and Market Intelligence | ||
| By: | /s/ Alexsandro Broedel | |
| Name: Alexsandro Broedel | ||
| Title: Chief Financial Officer | ||
1
Exhibit 99.1
ITAÚ UNIBANCO HOLDING S.A.
CNPJ 60.872.504/0001-23 A Publicly-Held Company NIRE 35300010230
MATERIAL FACT
Itaú Unibanco Holding S.A. (“Itaú Unibanco” or “Company”) informs its stockholders and the general market that, in line with the Material Facts
disclosed on November 3 and 26, December 31, 2020, January 31 and May 31, 2021, and the Announcements to the Market disclosed on July
27 and
August 20, 2021, the merger of XPart S.A. (“XPart”) into XP Inc. (“XP”) was approved yesterday at the General Stockholders’ Meetings of these companies.
In light of the approval of the merger and the resulting dissolution of XPart, which is now merged into XP, in replacement for the shares issued by Itaú Unibanco and
Itaú Unibanco American Depositary Receipts (ADRs), which were being traded with the right to receive securities issued by XPart, will receive (a) the controlling stockholders of the Company—IUPAR – Itaú Unibanco
Participações S.A. and Itaúsa S.A., and the holders of Itaú Unibanco American Depositary Receipts (ADRs), will receive Class A shares issued by XP, and (b) the remaining XPart’s stockholders will receive
Level I sponsored Brazilian Depositary Receipts (BDRs) backed by Class A shares issued by XP.
Since the shares issued by Itaú
Unibanco will be traded as from October 4, 2021 ex-right to receive securities issued by XPart, which represent the business line associated with the investment in XP, as from that date, common and
preferred shares issued by the Company will have their value traded on the stock exchange adjusted by -18.69% and -17.54%, respectively, as informed by B3. The opening
price on October 4, 2021 of the common share (ITUB3) will be R$ 22.6454999 and of the preferred share (ITUB4), R$ 24.4654999.
Finally, further details on the
exercise of the right of dissent and appraisal in connection with the shares issued by XPart (this right is not extended to the holders of Itaú Unibanco ADRs), arising from its merger into XP, as well as other operational details regarding
the effects of the merger, are available in the General Stockholders’ Meeting Manual disclosed on August 20, 2021, and in the
“FAQ” Section,
both of which available on XPart’s website (www.xpartsa.com.br).
São Paulo (State of São Paulo), October 2, 2021.
RENATO LULIA JACOB
Group Head of Investor Relations and Market Intelligence