Nauticus Robotics, Inc 8-K, filed Dec 2, 2025
Nauticus Robotics, Inc. (KITT)
8-K
2025-12-02
For: 2025-11-21
View Original
Added on
April 08, 2026
About this 8-K
Nauticus Robotics, Inc filed this 8-K on December 2, 2025, reporting on events of November 21, 2025.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 21, 2025
(Exact name of registrant as specified in its charter)
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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Item 5.07 Submission of Matters to a Vote of Security Holders
On November 21, 2025, Nauticus Robotics, Inc. (the "Company") held a special meeting of stockholders (the "Meeting"). At the Meeting, the Company's stockholders (1) approved, pursuant to Nasdaq Rule 5635, the issuance of shares of the Company’s common stock upon the conversion of shares of the Series B Convertible Preferred Stock, issued pursuant to the Securities Purchase Agreement dated August 6, 2025 between the Company and ATW Special Situations II, LLC (the “Purchase Agreement”) and the corresponding Certificate of Designations of Rights and Preferences of Series B Convertible Preferred Stock; and (2) approved a proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, one or more of the other proposals to be voted on at the Special Meeting.While a majority of votes cast were in favor of a proposal to increase the authorized shares of the Company's common stock from 625,000,000 to 5,000,000,000, the proposal did not reach the required threshold of a majority of all issued and outstanding common stock, and was therefore not approved.
A total of 2,316,272 shares of common stock of the Company attended the Meeting by proxy or in person, representing 40.60% of the Company's outstanding common stock entitled to vote as of September 22, 2025, the record date of the Meeting. The results of the voting were as follows:
Proposal 1: To approve, pursuant to Nasdaq Rule 5635, the issuance of shares of the Company’s common stock upon the conversion of shares of the Series B Convertible Preferred Stock, issued pursuant to the Securities Purchase Agreement dated August 6, 2025 between the Company and ATW Special Situations II, LLC (the “Purchase Agreement”) and the corresponding Certificate of Designations of Rights and Preferences of Series B Convertible Preferred Stock. | ||||||||||||||
| For | Against | Abstain | Broker Non-Votes | |||||||||||
| 387,337 | 175,040 | 137,705 | 1,616,190 | |||||||||||
Proposal 2: To approve a proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, one or more of the other proposals to be voted on at the Special Meeting | ||||||||||||||
| For | Against | Abstain | Broker Non-Votes | |||||||||||
| 1,789,885 | 483,257 | 43,130 | 0 | |||||||||||
Proposal 3: To approve the proposed Authorized Share Amendment of the Company's Second Amended and Restated Certificate of Incorporation to increase the number of shares of authorized Common Stock from 625,000,000 to 5,000,000,000. | ||||||||||||||
| For | Against | Abstain | Broker Non-Votes | |||||||||||
| 1,547,241 | 488,997 | 280,034 | 0 | |||||||||||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Dated: December 2, 2025 | Nauticus Robotics, Inc. | ||||||||||
| By: | /s/ John Symington | ||||||||||
| Name: | John Symington | ||||||||||
| Title: | General Counsel | ||||||||||