8-K
Katapult Holdings, Inc. (KPLT)
UNITEDSTATES
SECURITIESAND EXCHANGE COMMISSION
WASHINGTON,D.C. 20549
FORM 8-K
CURRENTREPORT
PURSUANTTO SECTION 13 OR 15(d) OF THE
SECURITIESEXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): January 5, 2021 (December 29, 2020)
FINSERVACQUISITION CORP.
(Exact
Name of Registrant as Specified in Charter)
| Delaware | 001-39116 | 84-2704291 |
|---|---|---|
| (State<br><br> or Other Jurisdiction<br><br><br> of Incorporation) | (Commission<br><br><br> File Number) | (IRS<br><br> Employer<br><br><br> Identification No.) |
| c/o Ellenoff Grossman & Schole LLP 1345 Avenue of the Americas<br><br><br> <br>New York, New York | 10105 | |
| --- | --- | |
| (Address<br><br> of Principal Executive Offices) | (Zip<br><br> Code) |
Registrant’s
telephone number, including area code:(646) 965-8218
NotApplicable
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (seeGeneral Instruction A.2. below):
| ☐ | Written communications<br><br> pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting material<br><br> pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| --- | --- |
| ☐ | Pre-commencement<br><br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| --- | --- |
| ☐ | Pre-commencement<br><br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c)) |
| --- | --- |
Securities
registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
|---|---|---|
| Units,<br><br> each consisting of one share of Class A Common Stock, and one-half of one Redeemable Warrant | FSVRU | The<br><br> NASDAQ Stock Market LLC |
| Class<br><br> A Common Stock, par value $0.0001 per share | FSRV | The<br><br> NASDAQ Stock Market LLC |
| Redeemable<br><br> Warrants | FSRVW | The<br><br> NASDAQ Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
On
December 29, 2020, FinServ Acquisition Corp. (the “Company”) held its 2020 annual meeting of stockholders (the
“Meeting”). At the Meeting, stockholders (i) re-elected one director to serve as the Class I director on the
Company’s board of directors (“Board”) until the 2023 annual meeting of stockholders or until his successor
is duly elected and qualified and (ii) ratified the selection by the audit committee of the Board of WithumSmith+Brown, PC (“Withum”)
to serve as the Company’s independent registered public accounting firm for the year ending December 31, 2020.
Set
forth below are the final voting results for each of the proposals:
ProposalNo. 1 – Election of director
Aris
Kekedjian was re-elected to serve as the Class I director. The voting results were as follows:
| For | Against | Abstain | Broker<br><br> Non-Votes | |
|---|---|---|---|---|
| Aris<br><br> Kekedjian | 13,562,856 | 0 | 5,215,537 | 0 |
ProposalNo. 2 – Ratification of independent registered public accounting firm
The
Company’ stockholders ratified the selection of Withum to serve as the Company’s independent registered public accounting
firm for the year ending December 31, 2020. The voting results were as follows:
| For | Against | Abstain | Broker<br><br> Non-Votes |
|---|---|---|---|
| 18,777,382 | 955 | 56 | 0 |
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Dated:
January 5, 2021
| FINSERV ACQUISTION CORP. | |
|---|---|
| By: | /s/<br><br> Lee Einbinder |
| Name: | Lee Einbinder |
| Title: | Chief Executive Officer |
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