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8-K

Kroger Co (KR)

8-K 2020-06-26 For: 2020-06-25
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or15(d) of The Securities Exchange Act of 1934

Date of Report:  June 25, 2020

(Date of earliest event reported)

The Kroger Co.

(Exact name of registrant as specified in its charter)

Ohio No. 1-303 31-0345740
(State<br> or other jurisdiction of<br><br> incorporation) (Commission File Number) (IRS Employer<br> Identification No.)

1014 Vine Street

Cincinnati, OH 45202

(Address of principal executive offices, including zip code)

Registrant’s telephone number, including area code:

(513) 762-4000

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Title of each class Trading Symbol(s) Name of each exchange on<br> which registered
Common Stock $1.00 par value per share KR New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 5.07 Submission of Matters to a Vote of Security Holders.

On June 25, 2020, the Company held its 2020 Annual Meeting of Shareholders (the “Annual Meeting”). At the close of business on April 27, 2020, the record date for determination of shareholders entitled to vote at the Annual Meeting, there were 786,187,556 common shares of the Company issued and outstanding. At the Annual Meeting, the shareholders elected ten directors to serve until the annual meeting in 2021, or until their successors have been elected and qualified; approved the Company’s executive compensation on an advisory basis; ratified the selection of PricewaterhouseCoopers LLP as the Company’s independent auditor for fiscal year 2020; rejected a shareholder proposal to issue a report assessing the environmental impacts of continuing to use unrecyclable brand packaging; and rejected a shareholder proposal to issue a report on human rights diligence process in the supply chain.

The final results are as follows:

Director Election Proposal ****<br><br> <br>For ****<br><br> <br>Against ****<br><br> <br>Abstain Broker<br><br>Non-Votes
Nora A. Aufreiter 597,258,116 6,985,020 2,576,395 78,890,268
Anne Gates 593,396,264 10,896,245 2,527,022 78,890,268
Karen M. Hoguet 597,432,659 6,679,559 2,707,313 78,890,268
Susan J. Kropf 556,330,094 47,896,268 2,593,169 78,890,268
W. Rodney McMullen 539,702,734 64,375,641 2,741,156 78,890,268
Clyde R. Moore 546,759,993 57,307,920 2,751,618 78,890,268
Ronald L. Sargent 557,508,342 47,168,578 2,142,611 78,890,268
Bobby S. Shackouls 512,338,665 92,248,365 2,232,501 78,890,268
Mark S. Sutton 597,447,624 6,765,031 2,606,876 78,890,268
Ashok Vemuri 595,775,979 7,905,580 3,137,972 78,890,268
Other Proposals ****<br><br> <br>For ****<br><br> <br>Against ****<br><br> <br>Abstain Broker<br><br> Non-Votes
--- --- --- --- --- --- --- --- ---
Advisory vote approving executive compensation 544,019,247 59,578,697 3,221,587 78,890,268
Ratification of PricewaterhouseCoopers LLP as independent auditor for fiscal year 2020 640,772,821 43,097,231 1,839,747 78,890,268
Shareholder proposal to issue a report assessing the environmental impacts of using unrecyclable packaging 231,412,348 371,362,279 4,044,904 78,890,268
Shareholder proposal to issue a report on human rights in operations and supply chain 269,317,656 333,139,848 4,362,027 78,890,268

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

THE KROGER CO.
June 26, 2020 By: /s/ Christine S. Wheatley
Christine S. Wheatley
Group Vice President, Secretary and General Counsel