NAII · Natural Alternatives International Inc · Held by Funds
Substantial doubt about the company's ability to continue as a going concern.
“Management identified the following conditions that raised substantial doubt about the Company's ability to continue as a going concern: • Continued net losses and negative operating cash flows; • A forecasted inability to meet the financial covenant requirements of Legacy for the nine months ending September 30, 2026; and • Our inability to satisfy amounts owed under the current credit facility and term loan with cash currently available in the event Legacy elects to exercise its rights under the credit facility in the event of non-compliance regarding default actions against the Company. While management plans to take the actions noted above, there can be no assurance we will be successful in our efforts to obtain a waiver, amendment, or obtain alternative financing or avoid future issues maintaining compliance with financial covenants.”View the 10-K filed Sep 28, 2026
One customer — 27% of revenue (nine months ended March 31, 2026)
“Revenue concentration for our largest private-label contract manufacturing customer as a percentage of total net sales for the nine months ended March 31, 2026 was 27%”
One customer — 35% of revenue (nine months ended March 31, 2025)
“revenue concentration for our largest private-label contract manufacturing customer as a percentage of total net sales for the nine months ended March 31, 2025 was 35%”
Registered funds — mutual funds, ETFs and closed-end funds — whose latest Form N-PORT portfolio report holds this exact listed security, matched by CUSIP. Each row is one fund position with its size, value and weight in that fund.
Fund Ownership of NAII by Fund Type
Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026Index funds and index ETFs hold 1.15% of shares outstanding.
| Fund type | Of shares outstanding | Shares |
|---|---|---|
| Index funds | 0.20% | 43,776 |
| Index ETFs | 0.95% | 210,880 |
| Active ETFs | 0.22% | 47,871 |
| Active funds | 1.41% | 310,983 |
| Unclassified | 0.00% | 0 |
| All registered funds | 2.77% | 613,510 |
How fund types are measured
Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.
Funds holding NAII
19 fund positions| Fund | Ticker | Balance | Value | % of Fund | Side | Reported | Open |
|---|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND | — | 159,045 | $380,118 | 0.00% | Long | 2026-06-30 | |
| U.S. SMALL CAP VALUE PORTFOLIO | DFSVX | 141,533 | $324,111 | 0.00% | Long | 2026-07-31 | |
| U.S. MICRO CAP PORTFOLIO | DFSCX | 67,137 | $153,744 | 0.00% | Long | 2026-07-31 | |
| VANGUARD EXTENDED MARKET INDEX FUND | — | 51,835 | $123,886 | 0.00% | Long | 2026-06-30 | |
| Fidelity Extended Market Index Fund | FSMAX | 29,137 | $74,008 | 0.00% | Long | 2026-05-31 | |
| EA Bridgeway Omni Small-Cap Value ETF | BSVO | 24,906 | $59,525 | 0.00% | Long | 2026-06-30 | |
| U.S. SMALL CAP PORTFOLIO | DFSTX | 25,533 | $58,471 | 0.00% | Long | 2026-07-31 | |
| Omni Small-Cap Value Fund | BOSVX | 18,100 | $43,259 | 0.00% | Long | 2026-06-30 | |
| Ultra-Small Company Market Fund | BRSIX | 17,789 | $42,516 | 0.03% | Long | 2026-06-30 | |
| Dimensional U.S. Small Cap ETF | DFAS | 16,917 | $38,740 | 0.00% | Long | 2026-07-31 | |
| U.S. CORE EQUITY 2 PORTFOLIO | DFQTX | 16,603 | $38,021 | 0.00% | Long | 2026-07-31 | |
| U.S. CORE EQUITY 1 PORTFOLIO | DFEOX | 9,699 | $22,211 | 0.00% | Long | 2026-07-31 | |
| U.S. VECTOR EQUITY PORTFOLIO | DFVEX | 8,015 | $18,354 | 0.00% | Long | 2026-07-31 | |
| Fidelity Series Total Market Index Fund | FCFMX | 5,665 | $14,389 | 0.00% | Long | 2026-05-31 | |
| Fidelity Total Market Index Fund | FSKAX | 4,595 | $11,671 | 0.00% | Long | 2026-05-31 | |
| Fidelity Nasdaq Composite Index Fund | FNCMX | 4,379 | $11,123 | 0.00% | Long | 2026-05-31 | |
| U.S. Social Core Equity 2 Portfolio | — | 2,100 | $4,809 | 0.00% | Long | 2026-07-31 | |
| JNL/DFA U.S. Small Cap Fund | — | 862 | $2,060 | 0.00% | Long | 2026-06-30 | |
| Dimensional US Core Equity 1 ETF | DCOR | 578 | $1,324 | 0.00% | Long | 2026-07-31 |