PBYI
Puma Biotechnology, Inc.Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-06 | HUNT DOUGLAS M |
See Remarks |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) sell to cover program is: 12-14-2020. |
Common Stock
|
8,460 |
| 2026-07-06 | AUERBACH ALAN H |
Director, President and CEO, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) sell to cover program is: 12-17-2020. |
Common Stock
|
44,058 |
| 2026-07-06 | NOUGUES MAXIMO F |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) sell to cover program is: 12-14-2020. |
Common Stock
|
9,386 |
| 2026-06-12 | Dorval Allison |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 03-12-2025 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.98 to $7.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Common Stock
|
11,610 |
| 2026-06-12 | WILSON TROY EDWARD |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 03-12-2025 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.98 to $7.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Common Stock
|
10,800 |
| 2026-06-12 | Senderowicz Adrian |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 03-12-2025 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.98 to $7.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Common Stock
|
27,000 |
| 2026-06-12 | Stuglik Brian M |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 03-12-2025 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.98 to $7.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Common Stock
|
8,100 |
| 2026-06-12 | MOYES JAY M |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 03-12-2025 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.98 to $7.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Common Stock
|
22,000 |
| 2026-06-11 | Senderowicz Adrian |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
27,000 |
| 2026-06-11 | Stuglik Brian M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
27,000 |
| 2026-06-11 | Cesano Alessandra |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
27,000 |
| 2026-06-11 | MOYES JAY M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
27,000 |
| 2026-06-11 | MILLER MICHAEL PATRICK |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
27,000 |
| 2026-06-11 | Dorval Allison |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
27,000 |
| 2026-06-11 | WILSON TROY EDWARD |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
27,000 |
| 2026-02-18 | AUERBACH ALAN H |
Director, President and CEO, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the grant of Restricted Stock Units ('RSUs"). Subject to the Reporting Person's continued status as an Employee of the Company, the RSUs shall vest with respect to one-fourth (1/4th) of the RSUs on each of July 1, 2026, January 1, 2027, July 1, 2027 and January 1, 2028, subject to acceleration in certain events. |
Common Stock
|
159,778 |
| 2026-02-18 | NOUGUES MAXIMO F |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Options shall vest and become exercisable with respect to one-fourth (1/4th) of the shares subject thereto on each of July 1, 2026, January 1, 2027, July 1, 2027 and January 1, 2028, subject to the Reporting Person's continued service with the Company through the applicable vesting date. |
Stock Option (Right to Buy)
|
66,541 |
| 2026-02-18 | AUERBACH ALAN H |
Director, President and CEO, 10% Owner |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Subject to the Reporting Person's continued status as an Employee of the Company, the Options shall vest and become exercisable with respect to one-fourth (1/4th) of the shares of Common Stock subject thereto on each of July 1, 2026, January 1, 2027, July 1, 2027 and January 1, 2028, subject to acceleration in certain events. |
Stock Option (Right to Buy)
|
227,474 |
| 2026-02-18 | HUNT DOUGLAS M |
See Remarks |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Options shall vest and become exercisable with respect to one-fourth (1/4th) of the shares subject thereto on each of July 1, 2026, January 1, 2027, July 1, 2027 and January 1, 2028, subject to the Reporting Person's continued service with the Company through the applicable vesting date. |
Stock Option (Right to Buy)
|
70,321 |
| 2026-02-18 | NOUGUES MAXIMO F |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents Restricted Stock Units ("RSUs") that shall vest with respect to one-fourth (1/4th) of the RSUs on each of July 1, 2026, January 1, 2027, July 1, 2027 and January 1, 2028, subject to the Reporting Person's continued service with the Company through the applicable vesting date. |
Common Stock
|
46,739 |
| 2026-02-18 | HUNT DOUGLAS M |
See Remarks |
Award↑
Filing footnotes — Common Stock (Direct)
Represents Restricted Stock Units ("RSUs") that shall vest with respect to one-fourth (1/4th) of the RSUs on each of July 1, 2026, January 1, 2027, July 1, 2027 and January 1, 2028, subject to the Reporting Person's continued service with the Company through the applicable vesting date. |
Common Stock
|
49,394 |
| 2026-01-07 | HUNT DOUGLAS M |
See Remarks |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 12-14-2020 |
Common Stock
|
5,014 |
| 2026-01-07 | AUERBACH ALAN H |
Director, President and CEO, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 12-17-2020 |
Common Stock
|
18,012 |
| 2026-01-07 | NOUGUES MAXIMO F |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 12-14-2020 |
Common Stock
|
6,405 |
| 2026-01-06 | AUERBACH ALAN H |
Director, President and CEO, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 12-17-2020 |
Common Stock
|
16,938 |
| 2026-01-06 | HUNT DOUGLAS M |
See Remarks |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 12-14-2020 |
Common Stock
|
3,973 |
| 2026-01-06 | NOUGUES MAXIMO F |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 12-14-2020 |
Common Stock
|
4,540 |
| 2025-11-11 | MILLER MICHAEL PATRICK |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.82 to $4.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Common Stock
|
20,000 |
| 2025-07-18 | Cesano Alessandra |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 03-11-2025 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.34 to $3.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Common Stock
|
27,000 |
| 2025-07-09 | AUERBACH ALAN H |
Director, President and CEO, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 12-17-2020 |
Common Stock
|
21,580 |
| 2025-07-09 | HUNT DOUGLAS M |
See Remarks |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 12-14-2020 |
Common Stock
|
3,443 |
| 2025-07-09 | NOUGUES MAXIMO F |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 12-14-2020 |
Common Stock
|
3,935 |
| 2025-07-08 | AUERBACH ALAN H |
Director, President and CEO, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 12-17-2020 |
Common Stock
|
25,592 |
| 2025-07-08 | HUNT DOUGLAS M |
See Remarks |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 12-14-2020 |
Common Stock
|
4,374 |
| 2025-07-08 | NOUGUES MAXIMO F |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 12-14-2020 |
Common Stock
|
5,587 |
| 2025-06-13 | MOYES JAY M |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 03/12/2025 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.34 to $3.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Common Stock
|
22,000 |
| 2025-06-13 | Senderowicz Adrian |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 03/12/2025 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.34 to $3.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Common Stock
|
27,000 |
| 2025-06-13 | Stuglik Brian M |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 03/12/2025 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.34 to $3.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Common Stock
|
8,100 |
| 2025-06-13 | Cesano Alessandra |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 03-11-2025 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.34 to $3.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Common Stock
|
12,150 |
| 2025-06-13 | Dorval Allison |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 03/12/2025 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.34 to $3.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Common Stock
|
11,610 |
| 2025-06-13 | WILSON TROY EDWARD |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
Adoption date of referenced 10b5-1(c) plan is: 03/12/2025 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.34 to $3.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Common Stock
|
10,800 |
| 2025-06-11 | Senderowicz Adrian |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
27,000 |
| 2025-06-11 | MOYES JAY M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
27,000 |
| 2025-06-11 | WILSON TROY EDWARD |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
27,000 |
| 2025-06-11 | Stuglik Brian M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
27,000 |
| 2025-06-11 | Dorval Allison |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
27,000 |
| 2025-06-11 | MILLER MICHAEL PATRICK |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
27,000 |
| 2025-06-11 | Cesano Alessandra |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents Restricted Stock Units which vest in full on the earlier of the one-year anniversary of the date of grant and the date of the annual shareholder meeting following the date of grant, subject to the Reporting Person's continued service with the Issuer. |
Common Stock
|
27,000 |
| 2025-02-07 | AUERBACH ALAN H |
Director, President and CEO, 10% Owner |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Subject to Optionee's continued status as an Employee of the Company, Options shall vest and become exercisable with respect to one-fourth (1/4th) of the Shares (as defined in the Plan) subject thereto on each of July 1, 2025, January 1, 2026, July 1, 2026 and January 1, 2027, subject to acceleration in certain events. |
Stock Option (Right to Buy)
|
274,622 |
| 2025-02-07 | AUERBACH ALAN H |
Director, President and CEO, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Subject to Grantee's continued status as an Employee of the Company, the Restricted Stock Units ("RSUs") that shall vest with respect to one-fourth (1/4th) of the RSUs on each of July 1, 2025, January 1, 2026, July 1, 2026 and January 1, 2027, subject to acceleration in certain events. |
Common Stock
|
198,399 |