PBYI · Puma Biotechnology, Inc. · Holdings

$8.25 -1.52 (-15.56%) At close · Nov 6 Play latest call Q3 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$404.44M

51.62M

Volume · Nov 6 1.28M Avg daily vol (3M) 353.77K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of PBYI: 13F, 13D and 13G, insiders and funds →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 159

Total Value: $321,997,491

Total Shares: 38,896,122

Showing 1–100 of 161 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 161 13F filers

Top Holder

10.7%

of institutional value

Top 5

36.5%

of institutional value

Top 10

57.5%

of institutional value

HHI

442

Broadly held

Who Holds PBYI

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 160 filers, like-for-like change +2.2%; actively managed books +0.9%; index-like books +5.7%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	47.7%	82	-0.3%	12	8
Exempt adviser	0.1%	1	new	1	0
Adviser	2.0%	5	+25.7%	1	1
Bank	7.5%	14	+6.5%	1	0
Insurer	0.6%	1	-15.6%	0	0
Broker-dealer	0.1%	2	-6.7%	0	0
Benefit plan	1.5%	4	+1.3%	0	0
Non-US	0.3%	5	+74.6%	0	0
Holding company	14.3%	8	+3.1%	1	0
Unknown	25.9%	38	+3.3%	4	6

Style	Share	Filers	Change	New	Exited
Index-like	27.6%	21	+5.7%	1	0
Systematic-like	8.1%	12	-21.3%	3	2
Concentrated	11.3%	27	+0.3%	3	6
Diversified active	53.0%	100	+5.6%	13	7
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	54.1%	93	+5.6%	7	7
Medium turnover	27.0%	38	+5.1%	7	3
High turnover	8.2%	18	-21.7%	6	4
Unknown	10.7%	11	+2.5%	0	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	10.9%	14	+3.5%	3	2
Medium horizon	22.6%	28	+3.9%	4	2
Long horizon	65.0%	113	+1.2%	13	8
Unknown	1.5%	5	+12.8%	0	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	13.1%	30	-0.9%	6	6
$1B to $10B	8.0%	39	-1.8%	6	3
$10B to $100B	23.7%	40	+2.7%	6	5
$100B or more	55.2%	51	+3.4%	2	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	6.8%	44	-4.2%	7	6
Pooled investment vehicles	8.4%	9	-21.0%	1	1
Registered funds and BDCs	20.2%	10	+7.8%	0	0
Pension and profit sharing plans	0.0%	1	0.0%	0	0
Insurance companies	0.1%	2	+45.4%	0	0
Governments and sovereign funds	0.9%	3	+40.1%	1	0
Other investment advisers	0.1%	3	+93.3%	1	0
Diversified	11.1%	10	+6.2%	2	1
Unknown	52.3%	78	+4.5%	8	7

Private funds	Share	Filers	Change	New	Exited
Hedge funds	13.0%	17	-16.0%	4	1
Private equity funds	0.4%	6	-7.0%	2	1
Venture capital funds	0.0%	1	+4.4%	0	0
Real estate funds	0.0%	2	-79.4%	0	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	11.6%	11	+15.0%	1	0
Mixed private funds	0.2%	3	+124.3%	1	0
Private funds, type not stated	4.2%	2	-4.1%	0	1
No private funds	18.4%	40	+6.1%	5	4
Unknown	52.3%	77	+4.4%	7	7

Location	Share	Filers	Change	New	Exited
United States	95.7%	138	+2.2%	16	14
Outside the US	4.3%	22	+1.7%	4	1

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F.

Conviction and Crowding

160 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.625% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.001%

Mar 31, 2026: 1

Crowding

23.2%

of shares outstanding, 67th percentile

Mar 31, 2026: 24.2%

Private-fund advisers

22.3%

of shares outstanding

Institutional ownership

76.0%

91.0% of the estimated free float

Top 10 holders

57.6%

of 13F shares, Herfindahl 0.044

Active holders

+0.9%

like-for-like share change of active filers

5% stakes on record

0 13D, 2 13G (1 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 13.4 quarters

Under 1 year 14.0% 1 to 3 years 44.0% 3 years or more 42.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $124,475 (1 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$4.79

estimated per share

Mar 31, 2026: $4.45

Quarter-end price

$8.11

implied by 13F values

Estimated gain or loss

+69.4%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 42.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies PBYI's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	AEM Agnico Eagle Mines Ltd	3	0.049
2	MAR Marriott International Inc	3	0.036
3	JNJ Johnson & Johnson	7	0.033
4	MRK Merck & Co., Inc.	6	0.033
5	NVDA Nvidia Corp	7	0.029
6	AMZN Amazon Com Inc	7	0.029
7	AAPL Apple Inc.	7	0.029
8	MSFT Microsoft Corp	7	0.028
9	META Meta Platforms, Inc.	6	0.027
10	BMY Bristol Myers Squibb Co	3	0.026

Shareholder Targets

13F filers that own its peers but not PBYI, quarter ended Jun 30, 2026

Found through its holder-overlap peers: AEM, MAR, JNJ, MRK, NVDA, AMZN, AAPL, MSFT, META, BMY, ABBV, XOM, MO, T, GOOGL, BA, AMAT, BRK-B, KO, JPM. 7,185 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$335,927,585,220 18 held	33.5%	NVDA, GOOGL, AAPL
2	Capital Research Global Investors Adviser, Diversified active	$232,942,202,371 18 held	32.6%	NVDA, GOOGL, MSFT
3	Capital World Investors Adviser, Diversified active	$169,258,120,872 18 held	20.1%	GOOGL, META, NVDA
4	Berkshire Hathaway Inc Insurer, Concentrated	$136,222,385,302 3 held	45.5%	AAPL, GOOGL, KO
5	Amundi Holding company, Index-like	$129,091,061,039 20 held	31.1%	NVDA, AAPL, GOOGL
6	Capital International Investors Adviser, Diversified active	$111,530,612,836 17 held	23.1%	GOOGL, MSFT, NVDA
7	AMERIPRISE FINANCIAL INC Adviser, Diversified active	$100,583,542,057 20 held	20.4%	NVDA, GOOGL, AAPL
8	Fisher Asset Management, LLC Adviser, Diversified active	$94,774,253,485 20 held	28.4%	NVDA, AAPL, GOOGL
9	HSBC HOLDINGS PLC Unknown, Index-like	$71,993,750,123 20 held	34.6%	NVDA, GOOGL, AAPL
10	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$65,266,849,527 19 held	22.3%	NVDA, GOOGL, AAPL

Fund Ownership of PBYI by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 10.74% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.67%	+0.26 pp	1,379,276	52
Index ETFs	8.07%	+0.40 pp	4,166,713	24
Active ETFs	1.81%	-3.10 pp	933,839	17
Active funds	9.64%	+2.72 pp	4,975,799	82
Unclassified	4.36%	+4.34 pp	2,249,078	9
All registered funds	26.55%	+4.62 pp	13,704,705	184

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 85 Adviser 5 Bank 14 Insurer 1 Broker-dealer 2 Benefit plan 4 Non-US 5 Holding company 7 Unknown 36

Showing 100 of 161

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

ACORN CAPITAL ADVISORS, LLC

$33,504,834

10.41%

4,131,299

BlackRock, Inc.

$30,856,406

9.58%

3,804,736

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	139,924	$1,134,783	3.7%	Sole
BlackRock Investment Management, LLC	131,387	$1,065,548	3.5%	Sole
BLACKROCK ADVISORS LLC	301,000	$2,441,110	7.9%	Sole
BlackRock Fund Advisors	1,739,142	$14,104,441	45.7%	Sole
BlackRock Institutional Trust Company, N.A.	1,378,285	$11,177,891	36.2%	Sole
BlackRock Asset Management Ireland Ltd	34,292	$278,108	0.9%	Sole
Aperio Group, LLC	80,706	$654,525	2.1%	Sole

AMERICAN CENTURY COMPANIES INC

$18,815,167

5.84%

2,319,996

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	2,319,996	$18,815,167	100.0%	Defined

ACADIAN ASSET MANAGEMENT LLC

$16,654,071

5.17%

2,053,523

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	2,053,523	$16,654,071	100.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$15,448,427

4.80%

1,555,733

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	6,700	$66,531	0.4%	Defined
DFA Australia Ltd.	22,622	$224,636	1.5%	Defined
Dimensional Ireland Ltd	96,090	$954,173	6.2%	Defined
Held directly	1,430,321	$14,203,087	91.9%	Sole

RENAISSANCE TECHNOLOGIES LLC

$14,891,687

4.62%

1,836,213

VANGUARD CAPITAL MANAGEMENT LLC

$14,887,064

4.62%

1,835,643

VANGUARD PORTFOLIO MANAGEMENT LLC

$14,805,607

4.60%

1,825,599

LSV ASSET MANAGEMENT

$13,121,825

4.08%

1,617,981

GEODE CAPITAL MANAGEMENT, LLC

$10,862,574

3.37%

1,339,405

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	153,703	$1,246,531	11.5%	Defined
Held directly	1,185,702	$9,616,043	88.5%	Defined

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$9,113,880

2.83%

1,123,783

STATE STREET CORP

$7,722,058

2.40%

952,165

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	952,165	$7,722,058	100.0%	Defined

RITHOLTZ WEALTH MANAGEMENT

$7,350,543

2.28%

740,236

KENNEDY CAPITAL MANAGEMENT LLC

$7,082,081

2.20%

873,253

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$6,420,005

1.99%

791,616

AQR CAPITAL MANAGEMENT LLC

$5,881,304

1.83%

725,192

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	12	$97	0.0%	Other
Compound Planning, Inc.	16	$129	0.0%	Other
Arax Advisory Partners	1,703	$13,811	0.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	2,602	$21,102	0.4%	Other
Stokes Family Office, LLC	10,251	$83,135	1.4%	Other
Held directly	710,608	$5,763,030	98.0%	Defined

GOLDMAN SACHS GROUP INC

$5,426,855

1.69%

669,156

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	216,801	$1,758,256	32.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	452,355	$3,668,599	67.6%	Defined

NORTHERN TRUST CORP

$5,290,849

1.64%

652,386

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	645,430	$5,234,436	98.9%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	6,956	$56,413	1.1%	Other

Connor, Clark & Lunn Investment Management Ltd.

$5,214,292

1.62%

642,946

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	642,946	$5,214,292	100.0%	Sole

UBS Group AG

$5,164,131

1.60%

636,761

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	12,321	$99,923	1.9%	Defined
UBS AG	527,956	$4,281,723	82.9%	Defined
UBS Europe SE	96,483	$782,477	15.2%	Defined
UBS Securities LLC	1	$8	0.0%	Defined

MILLENNIUM MANAGEMENT LLC

$4,884,166

1.52%

602,240

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$4,318,169

1.34%

532,450

SEI INVESTMENTS CO

$3,395,405

1.05%

418,669

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	1,720	$13,949	0.4%	Sole
SEI TRUST CO	416,949	$3,381,456	99.6%	Sole

Bank of New York Mellon Corp

$3,230,357

1.00%

325,313

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	120,285	$1,194,430	37.0%	Defined
The Bank of New York Mellon	75,685	$751,552	23.3%	Defined
Newton Investment Management North America, LLC	129,342	$1,284,366	39.8%	Defined
Held directly	1	$9	0.0%	Defined

GLOBEFLEX CAPITAL L P

$3,104,564

0.96%

382,807

D. E. Shaw & Co., Inc.

$2,565,541

0.80%

316,343

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	32,696	$265,164	10.3%	Defined
D. E. Shaw Investment Management, L.L.C. joint	283,647	$2,300,377	89.7%	Defined

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$2,506,849

0.78%

309,106

Invesco Ltd.

$2,441,124

0.76%

301,002

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	5,653	$45,845	1.9%	Defined
Invesco Trust Co joint	17,570	$142,492	5.8%	Defined
Invesco Capital Management LLC	277,779	$2,252,787	92.3%	Defined

Russell Investments Group, Ltd.

$2,207,817

0.69%

272,234

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	272,234	$2,207,817	100.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$2,182,157

0.68%

269,070

MORGAN STANLEY

$2,154,580

0.67%

265,670

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	46	$373	0.0%	Defined
MORGAN STANLEY & CO. LLC	12,315	$99,874	4.6%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	38,731	$314,108	14.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	122,408	$992,728	46.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	92,170	$747,497	34.7%	Defined

FEDERATED HERMES, INC.

$2,033,712

0.63%

250,766

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED MDTA LLC	250,766	$2,033,712	100.0%	Defined

Empowered Funds, LLC

$1,786,762

0.55%

220,316

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	220,316	$1,786,762	100.0%	Other

PANAGORA ASSET MANAGEMENT INC

$1,764,289

0.55%

217,545

PRUDENTIAL FINANCIAL INC

$1,732,287

0.54%

213,599

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	197,299	$1,600,094	92.4%	Defined
Prudential Trust Co	16,300	$132,193	7.6%	Defined

FMR LLC

$1,714,810

0.53%

211,444

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	210,638	$1,708,274	99.6%	Defined
STRATEGIC ADVISERS LLC	806	$6,536	0.4%	Defined

JPMORGAN CHASE & CO

$1,713,958

0.53%

211,339

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	32,938	$267,127	15.6%	Defined
J.P. Morgan Investment Management Inc.	172,649	$1,400,183	81.7%	Defined
J.P. Morgan Securities LLC	195	$1,581	0.1%	Defined
J.P. Morgan Securities plc	5,557	$45,067	2.6%	Defined

STATE OF WISCONSIN INVESTMENT BOARD

$1,526,561

0.47%

188,232

Haven Private, LLC

$1,456,731

0.45%

146,700

FRANKLIN RESOURCES INC

$1,394,999

0.43%

172,010

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	29,860	$242,164	17.4%	Defined
FRANKLIN ADVISERS INC	135,870	$1,101,905	79.0%	Defined
FRANKLIN ADVISORY SERVICES LLC	3,276	$26,568	1.9%	Defined
PUTNAM ADVISORY CO LLC	3,004	$24,362	1.7%	Defined

Prospera Financial Services Inc

$1,287,559

0.40%

158,762

OpenArc Corporate Advisory, LLC

$1,187,866

0.37%

119,624

TWO SIGMA INVESTMENTS, LP

$1,140,160

0.35%

140,587

SummerHaven Investment Management, LLC

$1,135,147

0.35%

114,315

FIRST TRUST ADVISORS LP

$1,055,970

0.33%

130,206

Round Rock Advisors LLC

$1,045,476

0.32%

128,912

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$1,040,050

0.32%

128,243

WELLINGTON MANAGEMENT GROUP LLP

$1,022,596

0.32%

126,091

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	41,090	$333,239	32.6%	Defined
Wellington Trust Company, NA joint	79,408	$643,998	63.0%	Defined
Wellington Management Australia Pty Ltd	5,593	$45,359	4.4%	Defined

STRS OHIO

$1,006,902

0.31%

101,400

Creative Planning

$753,994

0.23%

75,931

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	78	$774	0.1%	Defined
Held directly	75,853	$753,220	99.9%	Sole

EVERGREEN CAPITAL MANAGEMENT LLC

$731,562

0.23%

73,672

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC	5	$49	0.0%	Other
Held directly	73,667	$731,513	100.0%	Sole

Nuveen, LLC

$667,436

0.21%

82,298

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	23,179	$187,981	28.2%	Defined
TEACHERS ADVISORS, LLC joint	59,119	$479,455	71.8%	Defined

Vise Technologies, Inc.

$663,304

0.21%

66,798

CANADA PENSION PLAN INVESTMENT BOARD

$596,085

0.19%

73,500

Trexquant Investment LP

$585,728

0.18%

72,223

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$520,662

0.16%

64,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	64,200	$520,662	100.0%	Other

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$496,778

0.15%

61,255

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	61,255	$496,778	100.0%	Defined

D'Orazio & Associates, Inc.

$480,065

0.15%

48,345

RHUMBLINE ADVISERS

$466,406

0.14%

57,510

Kathmere Capital Management, LLC

$396,534

0.12%

39,933

Vanguard Global Advisers, LLC

$375,225

0.12%

46,267

Baron Wealth Management LLC

$354,649

0.11%

35,715

DEUTSCHE BANK AG\

$350,287

0.11%

43,192

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	43,192	$350,287	100.0%	Defined

Man Group plc

$336,613

0.10%

41,506

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	41,506	$336,613	100.0%	Defined

WINTON GROUP Ltd

$328,527

0.10%

40,509

XTX Topco Ltd

$326,800

0.10%

40,296

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	40,296	$326,800	100.0%	Defined

WELLS FARGO & COMPANY/MN

$304,984

0.09%

37,606

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	37,605	$304,976	100.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1	$8	0.0%	Defined

EntryPoint Capital, LLC

$303,200

0.09%

37,386

PRICE T ROWE ASSOCIATES INC /MD/

$294,741

0.09%

36,343

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	36,343	$294,741	100.0%	Defined

LPL Financial LLC

$280,095

0.09%

34,537

Universal- Beteiligungs- und Servicegesellschaft mbH

$279,673

0.09%

34,485

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	34,485	$279,673	100.0%	Defined

BANK OF AMERICA CORP /DE/

$257,468

0.08%

31,747

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	31,747	$257,468	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$236,730

0.07%

29,190

C2C Wealth Management, LLC

$234,546

0.07%

23,620

MARTINGALE ASSET MANAGEMENT L P

$205,702

0.06%

25,364

Metis Global Partners, LLC

$204,891

0.06%

25,264

MetLife Investment Management, LLC

$201,720

0.06%

24,873

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	24,873	$201,720	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$195,451

0.06%

24,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	24,100	$195,451	100.0%	Other

BAILARD, INC.

$179,733

0.06%

18,100

PRELUDE CAPITAL MANAGEMENT, LLC

$174,754

0.05%

21,548

ALLIANCEBERNSTEIN L.P.

$173,229

0.05%

21,360

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	21,360	$173,229	100.0%	Defined

One Wealth Advisors, LLC

$170,950

0.05%

21,079

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$165,306

0.05%

20,383

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	20,383	$165,306	100.0%	Defined

Lido Advisors, LLC

$149,208

0.05%

15,026

JANE STREET GROUP, LLC

$141,925

0.04%

17,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	17,500	$141,925	100.0%	Defined

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$139,993

0.04%

14,098

Spark Investment Management LLC

$137,870

0.04%

17,000

PERKINS CAPITAL MANAGEMENT INC

$133,062

0.04%

13,400

Police & Firemen's Retirement System of New Jersey

$127,481

0.04%

15,719

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	15,719	$127,481	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$125,510

0.04%

15,476

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	15,476	$125,510	100.0%	Other

Mariner, LLC

$120,587

0.04%

14,869

Abel Hall, LLC

$114,393

0.04%

11,520

Caprock Group, LLC

$112,420

0.03%

13,862

TOCQUEVILLE ASSET MANAGEMENT L.P.

$107,960

0.03%

13,312

State of Alaska, Department of Revenue

$107,580

0.03%

10,834

Ethic Inc.

$102,358

0.03%

10,308

OSAIC HOLDINGS, INC.

$98,690

0.03%

12,169

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,019	$8,264	8.4%	Defined
Osaic Advisory Services, LLC	11,150	$90,426	91.6%	Defined

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$97,774

0.03%

12,056

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	12,056	$97,774	100.0%	Defined

R Squared Ltd

$97,247

0.03%

11,991

IFP Advisors, Inc

$94,037

0.03%

9,470

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Key facts CIK 1401667 CUSIP 74587V107 13F (30d) 60 filings 48 filers Visit website Investor relations