PBYI · Puma Biotechnology, Inc. · Shareholders & Ownership

$10.66 -0.26 (-2.38%) Q2 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$563.69M

51.62M

Volume · Oct 28 121.59K Avg daily vol (3M) 328.93K

Every disclosed holder of PBYI in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns PBYI

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	163	38,824,641	75.21%	Yes
Insiders (Forms 3, 4, 5)	11	8,328,901	16.14%	Yes
13D/G-only blocks	1	3,940,052	7.63%	Yes
Remaining	—	526,472	1.02%	Rest
Registered funds (N-PORT, not summed)	185	14,175,861	27.46%	No

Shares outstanding: 51,620,066, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of PBYI

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	Alan H. Auerbach 13D CIK 1358285 · Unknown · Oct 4, 2026 Item 4 purpose: none of the classified purposes not summed	8,648,958	16.76%	—	Oct 4, 2026	not summed
1.1	AUERBACH ALAN H Insider CIK 1358285 · Jul 6, 2026 Director, President and CEO, 10% Owner, issuer-wide	7,261,671	14.07%	-44,058	Jul 6, 2026	Director, President and CEO, 10% Owner, issuer-wide
2	ACORN CAPITAL ADVISORS, LLC 13F CIK 2054410 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	4,131,299	8.00%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
3	Anders Hove 13G CIK 1766853 · Unknown · Dec 31, 2024 Rule 13d-1(c), passive investor	3,940,052	7.63%	+660,612	Dec 31, 2024	Rule 13d-1(c), passive investor
4	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	3,804,736	7.37%	+205,784	Jun 30, 2026	carried, not yet filed for the newest quarter
4.1	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	1,177,097	2.28%	+90,996	Jun 30, 2026	iShares Trust, not summed
4.2	iShares Russell 2000 Value ETF Fund S000004342 · Registered fund · Jun 30, 2026 iShares Trust, not summed	336,311	0.65%	-23,293	Jun 30, 2026	iShares Trust, not summed
4.3	BlackRock Advantage Small Cap Core Fund Fund S000039982 · Registered fund · Aug 31, 2026 BlackRock Funds, not summed	206,044	0.40%	0	Aug 31, 2026	BlackRock Funds, not summed
4.4	iShares Micro-Cap ETF Fund S000004439 · Registered fund · Jun 30, 2026 iShares Trust, not summed	147,162	0.29%	+38,637	Jun 30, 2026	iShares Trust, not summed
4.5	Master Small Cap Index Series Fund S000002716 · Registered fund · Jun 30, 2026 Quantitative Master Series LLC, not summed	82,746	0.16%	+15,666	Jun 30, 2026	Quantitative Master Series LLC, not summed
5	AMERICAN CENTURY COMPANIES INC 13F CIK 748054 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	2,319,996	4.49%	+403,650	Jun 30, 2026	carried, not yet filed for the newest quarter
6	ACADIAN ASSET MANAGEMENT LLC 13F CIK 916542 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	2,053,523	3.98%	+11,764	Jun 30, 2026	carried, not yet filed for the newest quarter
7	Avantis U.S. Small Cap Value ETF Fund S000066459 · Registered fund · May 31, 2026 American Century ETF Trust, not summed	1,924,360	3.73%	+306,017	May 31, 2026	American Century ETF Trust, not summed
8	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,836,213	3.56%	-106,200	Jun 30, 2026	carried, not yet filed for the newest quarter
9	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,835,643	3.56%	+17,962	Jun 30, 2026	carried, not yet filed for the newest quarter
10	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,825,599	3.54%	+90,950	Jun 30, 2026	carried, not yet filed for the newest quarter
11	LSV ASSET MANAGEMENT 13F CIK 1050470 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,617,981	3.13%	+435,113	Jun 30, 2026	carried, not yet filed for the newest quarter
11.1	LSV Small Cap Value Fund Fund S000039922 · Registered fund · Jul 31, 2026 ADVISORS' INNER CIRCLE FUND, not summed	199,600	0.39%	+139,200	Jul 31, 2026	ADVISORS' INNER CIRCLE FUND, not summed
12	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,518,014	2.94%	+81,908	Jun 30, 2026	carried, not yet filed for the newest quarter
12.1	U.S. Targeted Value Portfolio Fund S000000970 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	221,297	0.43%	+10,924	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
12.2	U.S. SMALL CAP PORTFOLIO Fund S000000971 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	220,843	0.43%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
12.3	Dimensional U.S. Targeted Value ETF Fund S000070901 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	172,951	0.34%	+16,190	Jul 31, 2026	Dimensional ETF Trust, not summed
12.4	Dimensional U.S. Small Cap ETF Fund S000070906 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	170,404	0.33%	+3,732	Jul 31, 2026	Dimensional ETF Trust, not summed
12.5	U.S. SMALL CAP VALUE PORTFOLIO Fund S000000987 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	142,253	0.28%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
13	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	1,343,121	2.60%	0	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
14	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,339,405	2.59%	+322,063	Jun 30, 2026	carried, not yet filed for the newest quarter
15	O'SHAUGHNESSY ASSET MANAGEMENT, LLC 13F CIK 1423442 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,123,783	2.18%	-14,386	Jun 30, 2026	carried, not yet filed for the newest quarter
16	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	952,165	1.84%	+34,575	Jun 30, 2026	carried, not yet filed for the newest quarter
16.1	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	14,900	0.03%	0	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
16.2	State Street Total Return V.I.S. Fund Fund S000001637 · Registered fund · Jun 30, 2026 STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed	1,023	0.00%	0	Jun 30, 2026	STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
17	KENNEDY CAPITAL MANAGEMENT LLC 13F CIK 884589 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	873,253	1.69%	-16,348	Jun 30, 2026	carried, not yet filed for the newest quarter
18	BRIDGEWAY CAPITAL MANAGEMENT, LLC 13F CIK 1107261 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	791,616	1.53%	+16,275	Jun 30, 2026	carried, not yet filed for the newest quarter
18.1	Small-Cap Value Fund Fund S000004427 · Registered fund · Jun 30, 2026 Bridgeway Funds, Inc., not summed	249,200	0.48%	0	Jun 30, 2026	Bridgeway Funds, Inc., not summed
18.2	Ultra-Small Company Fund Fund S000004423 · Registered fund · Jun 30, 2026 Bridgeway Funds, Inc., not summed	173,000	0.34%	0	Jun 30, 2026	Bridgeway Funds, Inc., not summed
18.3	Ultra-Small Company Market Fund Fund S000004424 · Registered fund · Jun 30, 2026 Bridgeway Funds, Inc., not summed	73,300	0.14%	0	Jun 30, 2026	Bridgeway Funds, Inc., not summed
18.4	Omni Small-Cap Value Fund Fund S000033567 · Registered fund · Jun 30, 2026 Bridgeway Funds, Inc., not summed	68,000	0.13%	0	Jun 30, 2026	Bridgeway Funds, Inc., not summed
19	VANGUARD EXPLORER FUND Fund S000002578 · Registered fund · Jul 31, 2026 VANGUARD EXPLORER FUND, not summed	777,390	1.51%	0	Jul 31, 2026	VANGUARD EXPLORER FUND, not summed
20	RITHOLTZ WEALTH MANAGEMENT 13F CIK 1698218 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	749,798	1.45%	-24,510	Jun 30, 2026	carried, not yet filed for the newest quarter
21	AQR CAPITAL MANAGEMENT LLC 13F CIK 1167557 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	725,192	1.40%	-75,002	Jun 30, 2026	carried, not yet filed for the newest quarter
21.1	AQR Small Cap Multi-Style Fund Fund S000040064 · Registered fund · Jun 30, 2026 AQR Funds, not summed	115,961	0.22%	+12,786	Jun 30, 2026	AQR Funds, not summed
21.2	AQR Small Cap Momentum Style Fund Fund S000025644 · Registered fund · Mar 31, 2026 AQR Funds, not summed	15,121	0.03%	—	Mar 31, 2026	AQR Funds, not summed
22	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	669,156	1.30%	-563	Jun 30, 2026	carried, not yet filed for the newest quarter
22.1	Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF Fund S000048296 · Registered fund · Aug 31, 2026 Goldman Sachs ETF Trust, not summed	74,498	0.14%	+18,818	Aug 31, 2026	Goldman Sachs ETF Trust, not summed
22.2	Goldman Sachs Small Cap Value Insights Fund Fund S000014929 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	72,534	0.14%	-52,766	Jul 31, 2026	Goldman Sachs Trust, not summed
22.3	Goldman Sachs Small Cap Equity Insights Fund Fund S000009329 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	63,845	0.12%	0	Jul 31, 2026	Goldman Sachs Trust, not summed
22.4	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Aug 31, 2026 GOLDMAN SACHS TRUST, not summed	59,791	0.12%	+4,713	Aug 31, 2026	GOLDMAN SACHS TRUST, not summed
22.5	Goldman Sachs Variable Insurance Trust Small Cap Equity Insights Fund Fund S000009355 · Registered fund · Jun 30, 2026 Goldman Sachs Variable Insurance Trust, not summed	28,220	0.05%	0	Jun 30, 2026	Goldman Sachs Variable Insurance Trust, not summed
23	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	652,386	1.26%	+10,633	Jun 30, 2026	carried, not yet filed for the newest quarter
23.1	Small Cap Value Fund Fund S000001246 · Registered fund · Jun 30, 2026 Northern Funds, not summed	267,945	0.52%	0	Jun 30, 2026	Northern Funds, not summed
23.2	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	21,215	0.04%	0	Jun 30, 2026	Northern Funds, not summed
24	Connor, Clark & Lunn Investment Management Ltd. 13F CIK 1596800 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	642,946	1.25%	-139,852	Jun 30, 2026	carried, not yet filed for the newest quarter
25	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	636,761	1.23%	+102,534	Jun 30, 2026	carried, not yet filed for the newest quarter
26	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	602,240	1.17%	-875,279	Jun 30, 2026	carried, not yet filed for the newest quarter
27	VANGUARD STRATEGIC EQUITY FUND Fund S000002593 · Registered fund · Jun 30, 2026 VANGUARD HORIZON FUNDS, not summed	540,434	1.05%	0	Jun 30, 2026	VANGUARD HORIZON FUNDS, not summed
28	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 13F CIK 1164508 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	532,450	1.03%	-5,705	Jun 30, 2026	carried, not yet filed for the newest quarter
29	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	437,741	0.85%	+13,652	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
30	SEI INVESTMENTS CO 13F CIK 350894 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	418,669	0.81%	-89,513	Jun 30, 2026	carried, not yet filed for the newest quarter
30.1	SIIT SMALL CAP FUND Fund S000006772 · Registered fund · May 31, 2026 SEI INSTITUTIONAL INVESTMENTS TRUST, not summed	37,000	0.07%	-3,279	May 31, 2026	SEI INSTITUTIONAL INVESTMENTS TRUST, not summed
30.2	SIIT EXTENDED MARKET INDEX FUND Fund S000035814 · Registered fund · May 31, 2026 SEI INSTITUTIONAL INVESTMENTS TRUST, not summed	4,200	0.01%	0	May 31, 2026	SEI INSTITUTIONAL INVESTMENTS TRUST, not summed
31	GLOBEFLEX CAPITAL L P 13F CIK 921531 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	382,807	0.74%	+33,156	Jun 30, 2026	carried, not yet filed for the newest quarter
32	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	360,734	0.70%	+12,853	Jun 30, 2026	carried, not yet filed for the newest quarter
33	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	316,343	0.61%	-34,892	Jun 30, 2026	carried, not yet filed for the newest quarter
34	STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 13F CIK 938076 · Pension or benefit plan · Jun 30, 2026 carried, not yet filed for the newest quarter	309,106	0.60%	+36,216	Jun 30, 2026	carried, not yet filed for the newest quarter
35	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	301,002	0.58%	+205,958	Jun 30, 2026	carried, not yet filed for the newest quarter
35.1	Invesco RAFI US 1500 Small-Mid ETF Fund S000013120 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	55,097	0.11%	-6,018	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
35.2	Invesco Russell 2000 Dynamic Multifactor ETF Fund S000064608 · Registered fund · May 31, 2026 Invesco Exchange-Traded Self-Indexed Fund Trust, not summed	4,661	0.01%	-20,451	May 31, 2026	Invesco Exchange-Traded Self-Indexed Fund Trust, not summed
35.3	Invesco Nasdaq Biotechnology ETF Fund S000072469 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	2,680	0.01%	-144	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
36	Russell Investments Group, Ltd. 13F CIK 1692234 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	272,234	0.53%	+20,581	Jun 30, 2026	carried, not yet filed for the newest quarter
36.1	Tax-Managed U.S. Mid & Small Cap Fund Fund S000001571 · Registered fund · Jul 31, 2026 RUSSELL INVESTMENT CO, not summed	248,058	0.48%	0	Jul 31, 2026	RUSSELL INVESTMENT CO, not summed
37	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	269,070	0.52%	+17,387	Jun 30, 2026	carried, not yet filed for the newest quarter
38	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	265,670	0.51%	-94,072	Jun 30, 2026	carried, not yet filed for the newest quarter
39	FEDERATED HERMES, INC. 13F CIK 1056288 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	250,766	0.49%	+13,051	Jun 30, 2026	carried, not yet filed for the newest quarter
40	NOUGUES MAXIMO F Insider CIK 1758507 · Jul 6, 2026 Chief Financial Officer, issuer-wide	230,637	0.45%	-9,386	Jul 6, 2026	Chief Financial Officer, issuer-wide
41	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · May 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	221,052	0.43%	+7,099	May 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
42	Empowered Funds, LLC 13F CIK 1592828 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	220,316	0.43%	+16,275	Jun 30, 2026	carried, not yet filed for the newest quarter
42.1	EA Bridgeway Omni Small-Cap Value ETF Fund S000078089 · Registered fund · Jun 30, 2026 EA Series Trust, not summed	220,316	0.43%	+16,275	Jun 30, 2026	EA Series Trust, not summed
43	PANAGORA ASSET MANAGEMENT INC 13F CIK 883677 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	217,545	0.42%	+22,658	Jun 30, 2026	carried, not yet filed for the newest quarter
44	PRUDENTIAL FINANCIAL INC 13F CIK 1137774 · Insurance company · Jun 30, 2026 carried, not yet filed for the newest quarter	213,599	0.41%	-39,440	Jun 30, 2026	carried, not yet filed for the newest quarter
45	FMR LLC 13F CIK 315066 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	211,444	0.41%	+19,611	Jun 30, 2026	carried, not yet filed for the newest quarter
45.1	Fidelity Small Cap Index Fund Fund S000033638 · Registered fund · Jul 31, 2026 Fidelity Salem Street Trust, not summed	484,010	0.94%	+58,563	Jul 31, 2026	Fidelity Salem Street Trust, not summed
45.2	Fidelity Enhanced Small Cap Core ETF Fund S000081807 · Registered fund · Jun 30, 2026 Fidelity Covington Trust, not summed	177,567	0.34%	+17,839	Jun 30, 2026	Fidelity Covington Trust, not summed
45.3	Fidelity Extended Market Index Fund Fund S000006021 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	163,465	0.32%	-37,041	Aug 31, 2026	Fidelity Concord Street Trust, not summed
45.4	Strategic Advisers Fidelity U.S. Total Stock Fund Fund S000061481 · Registered fund · Aug 31, 2026 Fidelity Rutland Square Trust II, not summed	142,558	0.28%	—	Aug 31, 2026	Fidelity Rutland Square Trust II, not summed
45.5	Strategic Advisers U.S. Total Stock Fund Fund S000084926 · Registered fund · Aug 31, 2026 Fidelity Rutland Square Trust II, not summed	106,884	0.21%	+97,784	Aug 31, 2026	Fidelity Rutland Square Trust II, not summed
46	JPMORGAN CHASE & CO 13F CIK 19617 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	211,339	0.41%	-9,385	Jun 30, 2026	carried, not yet filed for the newest quarter
47	HUNT DOUGLAS M Insider CIK 1727172 · Jul 6, 2026 See Remarks, issuer-wide	196,841	0.38%	-8,460	Jul 6, 2026	See Remarks, issuer-wide
48	STATE OF WISCONSIN INVESTMENT BOARD 13F CIK 854157 · Pension or benefit plan · Jun 30, 2026 carried, not yet filed for the newest quarter	188,232	0.36%	-20,386	Jun 30, 2026	carried, not yet filed for the newest quarter
49	FRANKLIN RESOURCES INC 13F CIK 38777 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	172,010	0.33%	-43,381	Jun 30, 2026	carried, not yet filed for the newest quarter
49.1	Putnam Dynamic Asset Allocation Growth Fund Fund S000000780 · Registered fund · Jun 30, 2026 Putnam Asset Allocation Funds, not summed	18,340	0.04%	-11,390	Jun 30, 2026	Putnam Asset Allocation Funds, not summed
49.2	Putnam Dynamic Asset Allocation Balanced Fund Fund S000000778 · Registered fund · Jun 30, 2026 Putnam Asset Allocation Funds, not summed	12,518	0.02%	-7,903	Jun 30, 2026	Putnam Asset Allocation Funds, not summed
49.3	Franklin U.S. Small Cap Multifactor Index ETF Fund S000057202 · Registered fund · Jun 30, 2026 Franklin Templeton ETF Trust, not summed	3,276	0.01%	+174	Jun 30, 2026	Franklin Templeton ETF Trust, not summed
49.4	Putnam Dynamic Asset Allocation Conservative Fund Fund S000000779 · Registered fund · Jun 30, 2026 Putnam Asset Allocation Funds, not summed	1,977	0.00%	-1,204	Jun 30, 2026	Putnam Asset Allocation Funds, not summed
49.5	Putnam VT Global Asset Allocation Fund Fund S000003896 · Registered fund · Jun 30, 2026 Putnam Variable Trust, not summed	614	0.00%	-419	Jun 30, 2026	Putnam Variable Trust, not summed
50	Prospera Financial Services Inc 13F CIK 1541625 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	158,762	0.31%	-14,289	Jun 30, 2026	carried, not yet filed for the newest quarter

30 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

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Key facts CIK 1401667 CUSIP 74587V107 13F (30d) 31 filings 31 filers Visit website Investor relations