8-K
PATRIOT NATIONAL BANCORP INC (PNBK)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _____________________
Form 8-K _____________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event Reported): February 11, 2021
PATRIOT NATIONAL BANCORP, INC. (Exact Name of Registrant as Specified in Charter)
| Connecticut | 000-29599 | 06-1559137 |
|---|---|---|
| (State or Other Jurisdiction of Incorporation) | (Commission File Number) | (I.R.S. Employer Identification Number) |
| 900 Bedford Street, Stamford, Connecticut 06901 | ||
| --- | ||
| (Address of Principal Executive Offices) (Zip Code) |
(203) 324-7500 (Registrant's telephone number, including area code)
Not Applicable (Former name or former address, if changed since last report)
| Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: | ||
|---|---|---|
| [ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| [ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| [ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| [ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading symbol | Name of each exchange on which registered |
|---|---|---|
| Common Stock | PNBK | NASDAQ Global Market |
Section 7 Regulation FD
Item 7.01. Regulation FD Disclosure.
On February 11, 2021, Patriot National Bancorp, Inc. (the “Company”) published a press release announcing the appointment of Patrick Trombly as the Company’s Senior Vice President and Deputy Chief Credit Officer.
A copy of the press release is attached hereto as Exhibit 99.1. The information contained in this Current Report on Form 8-K (including the exhibit) is being furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise expressly stated in such filing.
Section 9 Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits.
(c) Exhibits
| Exhibit No. | Description |
|---|---|
| 99.1 | Press Release dated February 11, 2021 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| PATRIOT NATIONAL BANCORP, INC. | ||
|---|---|---|
| Date: February 11, 2021 | By: | /s/ Robert G. Russell, Jr. |
| Robert G. Russell, Jr. | ||
| President and Chief Executive Officer |
EdgarFiling
EXHIBIT 99.1
Patriot Bank announces key addition: Senior Vice President & Deputy Chief Credit Officer
STAMFORD, Conn., Feb. 11, 2021 (GLOBE NEWSWIRE) -- Patriot National Bancorp, Inc. (“Patriot”) (NASDAQ:PNBK), the parent company of Patriot Bank, N.A. (the “Bank”), today announced it has appointed a seasoned credit administrator, Patrick Trombly, as its Senior Vice President and Deputy Chief Credit Officer.
Mr. Trombly most recently served as Senior Vice President - Commercial Lending at Axos Bank and previously held the position of Senior Vice President - Commercial Credit for City National Bank and Citibank. Mr. Trombly brings a rich and diverse experience in community bank credit and lending. Mr. Trombly holds an undergraduate degree from Holy Cross and a Juris Doctor from Suffolk Law School. “I’m very pleased that Patrick Trombly has joined Patriot as Senior Vice President, Deputy Chief Credit Officer. As a banking executive within the credit field overseeing credit culture and workouts, Patrick brings substantial expertise and value that will benefit Patriot Bank, our customers, and shareholders,” commented Patriot Bank President and CEO Robert Russell. “As we navigate through these unprecedented times it is important to have strong teams to effectively support the Bank’s efforts and stay close to the needs of our customers.”
“It is very exciting to become a part of Patriot’s dynamic and talented team,” said Mr. Trombly. **** “I am excited to contribute to Patriot’s successful growth, diversification and strong credit culture and business lending capabilities. I look forward to working with my colleagues on the Patriot team.”
About the Company
Founded in 1994, Patriot National Bancorp, Inc. (“Patriot” or “Bancorp”) is the parent holding company of Patriot Bank N.A. (“Patriot”), a nationally chartered bank headquartered in Stamford, CT. Patriot operates with full-service branches in Connecticut and New York and provides lending products and services nationally. Patriot’s mission is to serve its local community and nationwide customer base by providing a growing array of banking solutions to meet the needs of individuals and small businesses owners. Patriot places great value in the integrity of its people and how it conducts business. An emphasis on building strong client relationships and community involvement are cornerstones of our philosophy as we seek to maximize shareholder value.
| Contact: | ||
|---|---|---|
| Patriot Bank, N.A. | Frederick K. Staudmyer | Robert G. Russell, Jr. |
| 900 Bedford Street | EVP & Chief Administrative Officer | President & Chief Executive Officer |
| Stamford, CT 06901 | 203-252-5921 | 203-252-5939 |
| www.BankPatriot.com |