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6-K

PureTech Health plc (PTCHF)

6-K 2023-11-02 For: 2023-11-02
View Original
Added on April 10, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

Report ofForeign Private Issuer

Pursuant to Rule 13a-16 or15d-16

under the Securities Exchange Act of 1934

For the month of October, 2023

Commission File Number 001-39670

PURETECH HEALTH PLC

(Translation of registrant’s name into English)

6 TideStreet, Suite 400

Boston, Massachusetts 02210

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☒    Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

INFORMATION CONTAINED IN THIS REPORT ON FORM 6-K

On May 9, 2022, PureTech Health plc (LSE: PRTC, Nasdaq: PRTC) (the “Company”) announced the commencement of a $50 million share repurchase program (the “Program”) of its ordinary shares of one pence each (“Ordinary Shares”). The Company plans to execute the Program in two equal tranches, the first of which was completed on October 26, 2022. In respect of each of the two tranches, PureTech entered into an irrevocable non-discretionary instruction with Jefferies International Limited (“Jefferies”) in relation to the purchase by Jefferies of Ordinary Shares for an aggregate consideration (excluding expenses) of no greater than $25 million and the simultaneous on-sale of such Ordinary Shares by Jefferies to PureTech. Jefferies makes its trading decisions in relation to the Ordinary Shares independently of, and uninfluenced by, the Company. Purchases may continue during any close period to which the Company is subject. Any purchase of Ordinary Shares under the second tranche of the Program are carried out on the London Stock Exchange and any other UK recognized investment exchange which may be agreed, in accordance with pre-set parameters and in accordance with, and subject to limits, including those limits related to daily volume and price, prescribed by the Company’s general authority to repurchase Ordinary Shares granted by its shareholders at its most recent annual general meeting on June 13, 2023, Chapter 12 of the Financial Conduct Authority’s UK Listing Rules, Article 5(1) of Regulation (EU) No. 596/2014 (as incorporated into UK domestic law by the European Union (Withdrawal) Act 2018) and Commission Delegated Regulation (EU) 2016/1052 (as incorporated into UK domestic law by the European Union (Withdrawal) Act 2018). All Ordinary Shares repurchased under the Program will be held in treasury.

During the month ended October 31, 2023, the Company had the following daily purchases of its own Ordinary Shares under the Program through Jefferies:

Date Ordinary SharesRepurchased Volume WeightedAverage Price Paidper Ordinary Share Highest Price Paid Lowest Price Paid
October 2, 2023 54,876 178.63p 182.60p 175.60p
October 3, 2023 57,326 172.31p 184.40p 167.40p
October 4, 2023 57,432 173.38p 178.60p 166.40p
October 5, 2023 59,395 178.55p 183.00p 177.00p
October 6, 2023 59,595 182.46p 184.40p 179.80p
October 9, 2023 60,246 183.68p 185.00p 181.00p
October 10, 2023 13,692 184.65p 185.80p 183.00p
October 11, 2023 59,216 185.71p 189.00p 181.20p
October 12, 2023 58,783 184.60p 188.40p 183.00p
October 13, 2023 56,788 177.57p 185.60p 171.00p
October 16, 2023 51,734 170.91p 174.20p 168.40p
October 17, 2023 37,903 168.83p 170.80p 167.20p
October 18, 2023 45,866 171.51p 176.00p 167.80p
October 19, 2023 40,535 169.64p 175.80p 165.00p
October 20, 2023 30,962 166.20p 168.80p 162.60p
October 23, 2023 41,781 164.72p 167.60p 162.00p
October 24, 2023 35,591 166.14p 169.20p 164.60p
October 25, 2023 38,361 166.20p 169.40p 163.40p
October 26, 2023 44,415 158.31p 163.80p 155.60p
October 27, 2023 37,010 155.40p 158.80p 152.40p
October 30, 2023 43,416 157.06p 160.00p 154.40p
October 31, 2023 49,200 154.92 158.60 151.40

During the month ended October 31, 2023, the Company repurchased an aggregate of 1,034,123 Ordinary Shares. As of October 31, 2023, the Company’s issued share capital was 289,468,159 shares, 15,963,277 of which were held in treasury, resulting in total voting rights in the Company of 273,504,882 shares. To view the details of the individual transactions, please paste the following URL(s) into the address bar of your browser with respect to each individual date of repurchase under the Program:

October 2, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4919741.html

October 3, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4921189.html

October 4, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4922669.html

October 5, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4924284.html

October 6, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4925776.html

October 9, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4930129.html

October 10, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4932303.html

October 11, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4933862.html

October 12, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4935287.html

October 13, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4936760.html

October 16, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4938299.html

October 17, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4939799.html

October 18, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4941258.html

October 19, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4942641.html

October 20, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4944071.html

October 23, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4945524.html

October 24, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4947041.html

October 25, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4948489.html

October 26, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4949985.html

October 27, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4951458.html

October 30, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4952977.html

October 31, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4954599.html

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

PURETECH HEALTH PLC
Date: November 2, 2023 By: /s/ Daphne Zohar
Name: Daphne Zohar
Title: Chief Executive Officer