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6-K

PureTech Health plc (PTCHF)

6-K 2023-10-03 For: 2023-10-03
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Added on April 10, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

Report ofForeign Private Issuer

Pursuant to Rule 13a-16 or15d-16

under the Securities Exchange Act of 1934

For the month of September, 2023

Commission File Number 001-39670

PURETECH HEALTH PLC

(Translation of registrant’s name into English)

6 TideStreet, Suite 400

Boston, Massachusetts 02210

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☒    Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

INFORMATION CONTAINED IN THIS REPORT ON FORM 6-K

On May 9, 2022, PureTech Health plc (LSE: PRTC, Nasdaq: PRTC) (the “Company”) announced the commencement of a $50 million share repurchase program (the “Program”) of its ordinary shares of one pence each (“Ordinary Shares”). The Company plans to execute the Program in two equal tranches, the first of which was completed on October 26, 2022. In respect of each of the two tranches, PureTech entered into an irrevocable non-discretionary instruction with Jefferies International Limited (“Jefferies”) in relation to the purchase by Jefferies of Ordinary Shares for an aggregate consideration (excluding expenses) of no greater than $25 million and the simultaneous on-sale of such Ordinary Shares by Jefferies to PureTech. Jefferies makes its trading decisions in relation to the Ordinary Shares independently of, and uninfluenced by, the Company. Purchases may continue during any close period to which the Company is subject. Any purchase of Ordinary Shares under the second tranche of the Program are carried out on the London Stock Exchange and any other UK recognized investment exchange which may be agreed, in accordance with pre-set parameters and in accordance with, and subject to limits, including those limits related to daily volume and price, prescribed by the Company’s general authority to repurchase Ordinary Shares granted by its shareholders at its most recent annual general meeting on June 13, 2023, Chapter 12 of the Financial Conduct Authority’s UK Listing Rules, Article 5(1) of Regulation (EU) No. 596/2014 (as incorporated into UK domestic law by the European Union (Withdrawal) Act 2018) and Commission Delegated Regulation (EU) 2016/1052 (as incorporated into UK domestic law by the European Union (Withdrawal) Act 2018). All Ordinary Shares repurchased under the Program will be held in treasury.

During the month ended September 30, 2023, the Company had the following daily purchases of its own Ordinary Shares under the Program through Jefferies:

Date Ordinary SharesRepurchased Volume WeightedAverage Price Paidper Ordinary Share Highest Price Paid Lowest Price Paid
September 1, 2023 35,954 200.06p 201.50p 197.80p
September 4, 2023 26,557 202.06p 203.50p 200.50p
September 5, 2023 34,972 204.04p 206.00p 200.00p
September 6, 2023 34,183 199.03p 203.00p 196.00p
September 7, 2023 34,282 201.15p 205.00p 198.20p
September 8, 2023 31,932 200.45p 202.00p 198.20p
September 11, 2023 31,688 202.20p 204.00p 201.00p
September 12, 2023 35,193 207.39p 210.00p 205.00p
September 13, 2023 34,874 207.80p 209.50p 204.50p
September 14, 2023 33,277 209.59p 212.50p 206.50p
September 15, 2023 4,718 215.91p 216.00p 215.00p
September 18, 2023 13,710 222.99p 223.00p 222.50p
September 19, 2023 47,512 227.38p 228.50p 225.00p
September 20, 2023 49,098 227.01p 231.00p 225.00p
September 21, 2023 50,805 223.69p 226.50p 222.00p
September 22, 2023 50,220 218.28p 221.50p 213.50p
September 25, 2023 52,782 204.27p 213.50p 201.50p
September 26, 2023 51,042 201.47p 205.50p 200.00p
September 27, 2023 52,952 200.99p 203.50p 195.40p
September 28, 2023 52,040 186.17p 192.80p 180.40p
September 29, 2023 53,042 185.00p 190.00p 181.00p

During the month ended September 30, 2023, the Company repurchased an aggregate of 810,833 Ordinary Shares. As of September 30, 2023, the Company’s issued share capital was 289,468,159 shares, 14,929,154 of which were held in treasury, resulting in total voting rights in the Company of 274,539,005 shares. To view the details of the individual transactions, please paste the following URL(s) into the address bar of your browser with respect to each individual date of repurchase under the Program:

September 1, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4887228.html

September 4, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4888692.html

September 5, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4890135.html

September 6, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4891649.html

September 7, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4893157.html

September 8, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4894579.html

September 11, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4896110.html

September 12, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4897624.html

September 13, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4899101.html

September 14, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4900554.html

September 15, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4902098.html

September 18, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4903618.html

September 19, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4905167.html

September 20, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4906648.html

September 21, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4908196.html

September 22, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4909642.html

September 25, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4911197.html

September 26, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4912791.html

September 27, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4914423.html

September 28, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4916154.html

September 29, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4917869.html

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

PURETECH HEALTH PLC
Date: October 3, 2023 By: /s/ Daphne Zohar
Name: Daphne Zohar
Title: Chief Executive Officer