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6-K

PureTech Health plc (PTCHF)

6-K 2023-09-06 For: 2023-09-06
View Original
Added on April 10, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

Report ofForeign Private Issuer

Pursuant to Rule 13a-16 or15d-16

under the Securities Exchange Act of 1934

For the month of August, 2023

Commission File Number 001-39670

PURETECH HEALTH PLC

(Translation of registrant’s name into English)

6 TideStreet, Suite 400

Boston, Massachusetts 02210

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  ☒            Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

INFORMATION CONTAINED IN THIS REPORT ON FORM 6-K

On May 9, 2022, PureTech Health plc (LSE: PRTC, Nasdaq: PRTC) (the “Company”) announced the commencement of a $50 million share repurchase program (the “Program”) of its ordinary shares of one pence each (“Ordinary Shares”). The Company plans to execute the Program in two equal tranches, the first of which was completed on October 26, 2022. In respect of each of the two tranches, PureTech entered into an irrevocable non-discretionary instruction with Jefferies International Limited (“Jefferies”) in relation to the purchase by Jefferies of Ordinary Shares for an aggregate consideration (excluding expenses) of no greater than $25 million and the simultaneous on-sale of such Ordinary Shares by Jefferies to PureTech. Jefferies makes its trading decisions in relation to the Ordinary Shares independently of, and uninfluenced by, the Company. Purchases may continue during any close period to which the Company is subject. Any purchase of Ordinary Shares under the second tranche of the Program are carried out on the London Stock Exchange and any other UK recognized investment exchange which may be agreed, in accordance with pre-set parameters and in accordance with, and subject to limits, including those limits related to daily volume and price, prescribed by the Company’s general authority to repurchase Ordinary Shares granted by its shareholders at its most recent annual general meeting on June 13, 2023, Chapter 12 of the Financial Conduct Authority’s UK Listing Rules, Article 5(1) of Regulation (EU) No. 596/2014 (as incorporated into UK domestic law by the European Union (Withdrawal) Act 2018) and Commission Delegated Regulation (EU) 2016/1052 (as incorporated into UK domestic law by the European Union (Withdrawal) Act 2018). All Ordinary Shares repurchased under the Program will be held in treasury.

During the month ended August 31, 2023, the Company had the following daily purchases of its own Ordinary Shares under the Program through Jefferies:

Date Ordinary Shares<br><br><br>Repurchased Volume Weighted<br><br><br>Average Price Paid<br><br><br>per Ordinary Share Highest Price Paid Lowest Price Paid
August 1, 2023 36,328 223.77p 226.00p 221.50p
August 2, 2023 36,705 215.97p 220.00p 212.00p
August 3, 2023 36,450 212.34p 216.00p 208.00p
August 4, 2023 38,496 208.41p 213.50p 205.50p
August 7, 2023 38,879 205.71p 210.50p 202.00p
August 8, 2023 36,252 204.26p 206.50p 202.00p
August 9, 2023 38,139 205.35p 208.00p 203.00p
August 10, 2023 38,729 205.66p 208.00p 204.00p
August 11, 2023 36,425 202.42p 205.50p 200.00p
August 14, 2023 34,241 198.75p 202.00p 196.40p
August 15, 2023 34,400 196.51p 198.00p 194.00p
August 16, 2023 35,616 198.88p 200.00p 196.20p
August 17, 2023 33,370 194.66p 196.40p 193.00p
August 18, 2023 32,487 188.42p 193.20p 183.20p
August 21, 2023 33,425 184.31p 187.20p 181.80p
August 22, 2023 32,721 183.65p 184.40p 182.60p
--- --- --- --- ---
August 23, 2023 32,441 186.66p 189.00p 184.80p
August 24, 2023 32,058 189.25p 192.00p 187.60p
August 25, 2023 32,187 188.02p 189.20p 184.60p
August 29, 2023 31,857 191.53p 194.40p 188.40p
August 30, 2023 33,759 195.99p 196.40p 194.80p
August 31, 2023 35,198 196.61p 198.60p 194.40p

During the month ended August 31, 2023, the Company repurchased an aggregate of 770,163 Ordinary Shares. As of August 31, 2023, the Company’s issued share capital was 289,468,159 shares, 14,158,321 of which were held in treasury, resulting in total voting rights in the Company of 275,309,838 shares. To view the details of the individual transactions, please paste the following URL(s) into the address bar of your browser with respect to each individual date of repurchase under the Program:

August 1, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4855102.html

August 2, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4856592.html

August 3, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4858205.html

August 4, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4859562.html

August 7, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4861022.html

August 8, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4862449.html

August 9, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4863840.html

August 10, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4865358.html

August 11, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4866721.html

August 14, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4868159.html

August 15, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4869540.html

August 16, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4870908.html

August 17, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4872386.html

August 18, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4873704.html

August 21, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4875227.html

August 22, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4876653.html

August 23, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4877913.html

August 24, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4879331.html

August 25, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4880597.html

August 29, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4882508.html

August 30, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4883970.html

August 31, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4885624.html

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

PURETECH HEALTH PLC
Date: September 6, 2023 By: /s/ Daphne Zohar
Name: Daphne Zohar
Title:   Chief Executive Officer