PTGX · Protagonist Therapeutics, Inc · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-09-30 | Ali Asif |
Chief Financial Officer |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
The stock option vests in 48 equal monthly installments following January 2, 2025, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. |
Stock Option (right to buy)
|
9,229 |
| 2026-09-30 | Ali Asif |
Chief Financial Officer |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
The stock option is fully vested. |
Stock Option (right to buy)
|
15,650 |
| 2026-09-30 | Ali Asif |
Chief Financial Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
The transactions set forth on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 30, 2026. |
Common Stock
|
28,438 |
| 2026-09-30 | Ali Asif |
Chief Financial Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
The transactions set forth on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 30, 2026. |
Common Stock
|
15,650 |
| 2026-09-30 | Ali Asif |
Chief Financial Officer |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
The stock option vests in 48 equal monthly installments following January 2, 2024, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. |
Stock Option (right to buy)
|
28,438 |
| 2026-09-30 | Ali Asif |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
The transactions set forth on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 30, 2026. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $140.16 to $143.45. Upon request by the SEC, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
Common Stock
|
46,034 |
| 2026-09-30 | Ali Asif |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
The transactions set forth on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 30, 2026. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $140.21 to $143.31. Upon request by the staff of the U.S. Securities and Exchange Commission (the "SEC"), the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
Common Stock
|
12,595 |
| 2026-09-30 | Ali Asif |
Chief Financial Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
The transactions set forth on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 30, 2026. |
Common Stock
|
9,229 |
| 2026-09-30 | Ali Asif |
Chief Financial Officer |
Convert↑
Filing footnotes — Common Stock (Direct)
The transactions set forth on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 30, 2026. |
Common Stock
|
5,312 |
| 2026-09-30 | Ali Asif |
Chief Financial Officer |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
The stock option vests in 48 equal monthly installments following January 16, 2023, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. |
Stock Option (right to buy)
|
5,312 |
| 2026-09-10 | PATEL DINESH V PH D |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $142.51 to $145.19. Upon request by the staff of the SEC, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
Common Stock
|
7,278 |
| 2026-09-10 | PATEL DINESH V PH D |
Director, President and CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
The transactions set forth on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on January 30, 2026. The 10b5-1 plan provides for the exercise of fully vested stock options that expire on October 11, 2026, and the sale of shares of common stock acquired upon exercise of the stock options. |
Common Stock
|
7,278 |
| 2026-09-10 | PATEL DINESH V PH D |
Director, President and CEO |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
The transactions set forth on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on January 30, 2026. The 10b5-1 plan provides for the exercise of fully vested stock options that expire on October 11, 2026, and the sale of shares of common stock acquired upon exercise of the stock options. |
Stock Option (right to buy)
|
7,278 |
| 2026-09-09 | PATEL DINESH V PH D |
Director, President and CEO |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
The transactions set forth on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on January 30, 2026. The 10b5-1 plan provides for the exercise of fully vested stock options that expire on October 11, 2026, and the sale of shares of common stock acquired upon exercise of the stock options. |
Stock Option (right to buy)
|
63,548 |
| 2026-09-09 | PATEL DINESH V PH D |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $144.49 to $151.27. Upon request by the staff of the SEC, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
Common Stock
|
63,548 |
| 2026-09-09 | PATEL DINESH V PH D |
Director, President and CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
The transactions set forth on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on January 30, 2026. The 10b5-1 plan provides for the exercise of fully vested stock options that expire on October 11, 2026, and the sale of shares of common stock acquired upon exercise of the stock options. |
Common Stock
|
63,548 |
| 2026-09-08 | PATEL DINESH V PH D |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $142.00 to $147.29. Upon request by the staff of the U.S. Securities and Exchange Commission (the "SEC"), the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
Common Stock
|
54,174 |
| 2026-09-08 | PATEL DINESH V PH D |
Director, President and CEO |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
The transactions set forth on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on January 30, 2026. The 10b5-1 plan provides for the exercise of fully vested stock options that expire on October 11, 2026, and the sale of shares of common stock acquired upon exercise of the stock options. |
Stock Option (right to buy)
|
54,174 |
| 2026-09-08 | PATEL DINESH V PH D |
Director, President and CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
The transactions set forth on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on January 30, 2026. The 10b5-1 plan provides for the exercise of fully vested stock options that expire on October 11, 2026, and the sale of shares of common stock acquired upon exercise of the stock options. |
Common Stock
|
54,174 |
| 2026-09-03 | PATEL DINESH V PH D |
Director, President and CEO |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involves a bona fide gift of securities from the Reporting Person to relatives. |
Common Stock
|
510 |
| 2026-08-11 | PATEL DINESH V PH D |
Director, President and CEO |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
The transactions set forth on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on January 30, 2026. The 10b5-1 plan provides for the exercise of fully vested stock options that expire on October 11, 2026, and the sale of shares of common stock acquired upon exercise of the stock options. |
Stock Option (right to buy)
|
34,239 |
| 2026-08-11 | PATEL DINESH V PH D |
Director, President and CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
The transactions set forth on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on January 30, 2026. The 10b5-1 plan provides for the exercise of fully vested stock options that expire on October 11, 2026, and the sale of shares of common stock acquired upon exercise of the stock options. |
Common Stock
|
34,239 |
| 2026-08-11 | PATEL DINESH V PH D |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $147.64 to $151.30. Upon request by the staff of the SEC, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
Common Stock
|
34,239 |
| 2026-08-10 | PATEL DINESH V PH D |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $147.41 to $151.29. Upon request by the staff of the U.S. Securities and Exchange Commission (the "SEC"), the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
Common Stock
|
65,761 |
| 2026-08-10 | PATEL DINESH V PH D |
Director, President and CEO |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
The transactions set forth on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on January 30, 2026. The 10b5-1 plan provides for the exercise of fully vested stock options that expire on October 11, 2026, and the sale of shares of common stock acquired upon exercise of the stock options. |
Stock Option (right to buy)
|
65,761 |
| 2026-08-10 | PATEL DINESH V PH D |
Director, President and CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
The transactions set forth on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on January 30, 2026. The 10b5-1 plan provides for the exercise of fully vested stock options that expire on October 11, 2026, and the sale of shares of common stock acquired upon exercise of the stock options. |
Common Stock
|
65,761 |
| 2026-06-23 | Waddill William D. |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
The transactions set forth on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on February 27, 2026. |
Common Stock
|
9,000 |
| 2026-06-23 | Waddill William D. |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $117.00 to $119.07. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
Common Stock
|
9,000 |
| 2026-06-23 | Waddill William D. |
Director |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
These stock options are fully vested. |
Stock Option (right to buy)
|
9,000 |
| 2026-06-10 | Waddill William D. |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
The transactions set forth on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on February 27, 2026. |
Common Stock
|
3,000 |
| 2026-06-10 | Waddill William D. |
Director |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
These stock options are fully vested. |
Stock Option (right to buy)
|
6,000 |
| 2026-06-10 | Waddill William D. |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $107.02 to $108.00. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
Common Stock
|
9,000 |
| 2026-06-10 | Waddill William D. |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
The transactions set forth on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on February 27, 2026. |
Common Stock
|
6,000 |
| 2026-06-10 | Waddill William D. |
Director |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
These stock options are fully vested. |
Stock Option (right to buy)
|
3,000 |
| 2026-05-29 | Waddill William D. |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
The transactions set forth on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on February 27, 2026. |
Common Stock
|
9,000 |
| 2026-05-29 | Waddill William D. |
Director |
Sell↓
|
Common Stock
|
9,000 |
| 2026-05-29 | Waddill William D. |
Director |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
These stock options are fully vested. |
Stock Option (right to buy)
|
9,000 |
| 2026-05-12 | PATEL DINESH V PH D |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $98.83 to $103.50. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
Common Stock
|
75,000 |
| 2026-05-12 | PATEL DINESH V PH D |
Director, President and CEO |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
These stock options are fully vested and will expire on October 11, 2026. |
Stock Option (right to buy)
|
75,000 |
| 2026-05-12 | PATEL DINESH V PH D |
Director, President and CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
This Form 4 Amendment is being filed to clarify that the transactions set forth on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on January 30, 2026 and to check the appropriate box which appeared unchecked on the original Form 4 filing. |
Common Stock
|
75,000 |
| 2026-05-08 | Giraudo Bryan |
Director |
Sell↓
|
Common Stock
(I)
|
6,000 |
| 2026-05-08 | Giraudo Bryan |
Director |
Sell↓
|
Common Stock
|
5,130 |
| 2026-05-07 | Giraudo Bryan |
Director |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
These stock options are fully vested. |
Stock Option (right to buy)
|
24,000 |
| 2026-05-07 | Giraudo Bryan |
Director |
Sell↓
Filing footnotes — Common Stock (Indirect)
Reflects 10,000 shares of common stock that were previously held directly by the Reporting Person and which were transferred to the Bryan & Courtney Giraudo Trust. |
Common Stock
(I)
|
12,000 |
| 2026-05-07 | Giraudo Bryan |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $98.69 to $104.67. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
Common Stock
|
36,000 |
| 2026-05-07 | Giraudo Bryan |
Director |
Convert↑
|
Common Stock
|
12,000 |
| 2026-05-07 | Giraudo Bryan |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Reflects 10,000 shares of common stock that were previously held directly by the Reporting Person and which were transferred to the Bryan & Courtney Giraudo Trust. |
Common Stock
|
24,000 |
| 2026-05-07 | Giraudo Bryan |
Director |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
These stock options are fully vested. |
Stock Option (right to buy)
|
12,000 |
| 2026-04-23 | PATEL DINESH V PH D |
Director, President and CEO |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involves a bona fide gift of securities from the Reporting Person to family and friends. |
Common Stock
|
1,460 |
| 2026-04-20 | Ali Asif |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units. |
Common Stock
|
1,750 |