RCKY · Rocky Brands, Inc. · Shareholders & Ownership
$49.22
+4.65 (+10.43%)
At close · Oct 28
Return incl. dividend (before tax)
Q3 2026 earnings call transcript
Market Cap
$371.60M
Shares
7.49M
Volume · Oct 28
69.75K
Avg daily vol (3M)
56.43K
Every disclosed holder of RCKY in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns RCKY
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 5,927,133 | 79.11% |
| Insiders (Forms 3, 4, 5) | 280,341 | 3.74% |
| 13D/G-only blocks | 0 | 0.00% |
| Remaining | 1,284,437 | 17.14% |
| Registered funds (N-PORT, not summed) | 2,894,826 | 38.64% |
Shares outstanding: 7,491,911, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of RCKY
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
ALLIANCEBERNSTEIN L.P.
13F
CIK 1109448 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
647,175 | ||
| 1.1 |
ALLIANCEBERNSTEIN L.P.
13G
CIK 1109448 · Registered investment adviser · Jun 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
647,175 | ||
| 1.2 |
AB Small Cap Value Portfolio
Fund
S000045542 · Registered fund · Jun 30, 2026
AB CAP FUND, INC., not summed
|
149,982 | ||
| 2 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
522,760 | ||
| 2.1 |
iShares Russell 2000 ETF
Fund
S000004344 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
188,225 | ||
| 2.2 |
iShares Russell 2000 Value ETF
Fund
S000004342 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
68,334 | ||
| 2.3 |
iShares Micro-Cap ETF
Fund
S000004439 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
24,400 | ||
| 2.4 |
Master Small Cap Index Series
Fund
S000002716 · Registered fund · Jun 30, 2026
Quantitative Master Series LLC, not summed
|
14,676 | ||
| 2.5 |
iShares Russell Small/Mid-Cap Index Fund
Fund
S000050373 · Registered fund · Jul 31, 2026
BlackRock Funds, not summed
|
1,136 | ||
| 3 |
DIMENSIONAL FUND ADVISORS LP
13F
CIK 354204 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
514,294 | ||
| 3.1 |
U.S. SMALL CAP VALUE PORTFOLIO
Fund
S000000987 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
128,800 | ||
| 3.2 |
U.S. Targeted Value Portfolio
Fund
S000000970 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
60,462 | ||
| 3.3 |
Dimensional U.S. Targeted Value ETF
Fund
S000070901 · Registered fund · Jul 31, 2026
Dimensional ETF Trust, not summed
|
49,624 | ||
| 3.4 |
U.S. SMALL CAP PORTFOLIO
Fund
S000000971 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
47,249 | ||
| 3.5 |
Dimensional US Small Cap Value ETF
Fund
S000075151 · Registered fund · Jul 31, 2026
Dimensional ETF Trust, not summed
|
42,940 | ||
| 4 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
510,171 | ||
| 5 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
320,446 | ||
| 6 |
AMERICAN CENTURY COMPANIES INC
13F
CIK 748054 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
234,931 | ||
| 7 |
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund
S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
226,104 | ||
| 8 |
Avantis U.S. Small Cap Value ETF
Fund
S000066459 · Registered fund · May 31, 2026
American Century ETF Trust, not summed
|
225,428 | ||
| 9 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
192,492 | ||
| 10 |
Aristides Capital LLC
13F
CIK 1595521 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
185,944 | ||
| 11 |
Russell Investments Group, Ltd.
13F
CIK 1692234 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
159,508 | ||
| 11.1 |
U.S. Small Cap Equity Fund
Fund
S000001586 · Registered fund · Jul 31, 2026
RUSSELL INVESTMENT CO, not summed
|
57,549 | ||
| 11.2 |
U.S. Small Cap Equity Fund
Fund
S000006864 · Registered fund · Jun 30, 2026
RUSSELL INVESTMENT FUNDS, not summed
|
13,980 | ||
| 11.3 |
Tax-Managed U.S. Mid & Small Cap Fund
Fund
S000001571 · Registered fund · Jul 31, 2026
RUSSELL INVESTMENT CO, not summed
|
8,173 | ||
| 11.4 |
Russell Investments U.S. Small Cap Equity ETF
Fund
S000089990 · Registered fund · Jun 30, 2026
Russell Investments Exchange Traded Funds, not summed
|
3,296 | ||
| 12 |
CRAWFORD INVESTMENT COUNSEL INC
13F
CIK 837592 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
157,856 | ||
| 12.1 |
CRAWFORD SMALL CAP DIVIDEND FUND
Fund
S000038330 · Registered fund · Jun 30, 2026
Unified Series Trust, not summed
|
117,169 | ||
| 13 |
North Star Investment Management Corp.
13F
CIK 1342857 · Investment adviser · Sep 30, 2026
|
154,175 | ||
| 14 |
|
150,507 | ||
| 14.1 |
STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO
Fund
S000050332 · Registered fund · Jun 30, 2026
STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
|
2,505 | ||
| 14.2 |
State Street Total Return V.I.S. Fund
Fund
S000001637 · Registered fund · Jun 30, 2026
STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
|
168 | ||
| 15 |
LSV ASSET MANAGEMENT
13F
CIK 1050470 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
144,644 | ||
| 16 |
OBERWEIS ASSET MANAGEMENT INC/
13F
CIK 937886 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
117,700 | ||
| 16.1 |
Oberweis Micro-Cap Fund
Fund
S000010231 · Registered fund · Jun 30, 2026
OBERWEIS FUNDS, not summed
|
113,200 | ||
| 17 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC
13F
CIK 1107261 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
113,302 | ||
| 17.1 |
Omni Small-Cap Value Fund
Fund
S000033567 · Registered fund · Jun 30, 2026
Bridgeway Funds, Inc., not summed
|
27,200 | ||
| 17.2 |
Ultra-Small Company Fund
Fund
S000004423 · Registered fund · Jun 30, 2026
Bridgeway Funds, Inc., not summed
|
18,500 | ||
| 17.3 |
Ultra-Small Company Market Fund
Fund
S000004424 · Registered fund · Jun 30, 2026
Bridgeway Funds, Inc., not summed
|
12,700 | ||
| 18 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
109,091 | ||
| 18.1 |
Small Cap Value Fund
Fund
S000001246 · Registered fund · Jun 30, 2026
Northern Funds, not summed
|
36,192 | ||
| 18.2 |
Small Cap Index Fund
Fund
S000001245 · Registered fund · Jun 30, 2026
Northern Funds, not summed
|
3,564 | ||
| 18.3 |
Small Cap Core Fund
Fund
S000001244 · Registered fund · Jun 30, 2026
Northern Funds, not summed
|
2,660 | ||
| 19 |
FRANKLIN RESOURCES INC
13F
CIK 38777 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
106,248 | ||
| 19.1 |
Putnam Small Cap Value Fund
Fund
S000003854 · Registered fund · Aug 31, 2026
Putnam Investment Funds, not summed
|
58,800 | ||
| 19.2 |
Putnam VT Small Cap Value Fund
Fund
S000003888 · Registered fund · Jun 30, 2026
Putnam Variable Trust, not summed
|
26,700 | ||
| 19.3 |
Franklin U.S. Small Cap Multifactor Index ETF
Fund
S000057202 · Registered fund · Jun 30, 2026
Franklin Templeton ETF Trust, not summed
|
504 | ||
| 20 |
Allspring Global Investments Holdings, LLC
13F
CIK 1890906 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
105,390 | ||
| 20.1 |
Allspring Small Company Value Portfolio
Fund
S000007553 · Registered fund · Jul 31, 2026
ALLSPRING MASTER TRUST, not summed
|
87,682 | ||
| 21 |
Tieton Capital Management, LLC
13F
CIK 1381954 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
96,984 | ||
| 22 |
|
93,047 | ||
| 23 |
North Star Micro Cap Fund
Fund
S000040440 · Registered fund · May 31, 2026
NORTHERN LIGHTS FUND TRUST II, not summed
|
85,000 | ||
| 24 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
84,088 | ||
| 25 |
RENAISSANCE TECHNOLOGIES LLC
13F
CIK 1037389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
80,235 | ||
| 26 |
Bank of New York Mellon Corp
13F
CIK 1390777 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
69,263 | ||
| 27 |
TWO SIGMA INVESTMENTS, LP
13F
CIK 1179392 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
69,224 | ||
| 28 |
SEGALL BRYANT & HAMILL, LLC
13F
CIK 1006378 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
65,357 | ||
| 29 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
64,619 | ||
| 30 |
D. E. Shaw & Co., Inc.
13F
CIK 1009207 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
63,844 | ||
| 31 |
VANGUARD PORTFOLIO MANAGEMENT LLC
13F
CIK 2100121 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
57,458 | ||
| 32 |
North Star Dividend Fund
Fund
S000040441 · Registered fund · May 31, 2026
NORTHERN LIGHTS FUND TRUST II, not summed
|
56,000 | ||
| 33 |
Empowered Funds, LLC
13F
CIK 1592828 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
53,802 | ||
| 33.1 |
EA Bridgeway Omni Small-Cap Value ETF
Fund
S000078089 · Registered fund · Jun 30, 2026
EA Series Trust, not summed
|
53,802 | ||
| 34 |
ALGERT GLOBAL LLC
13F
CIK 1275218 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
52,405 | ||
| 35 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
49,506 | ||
| 36 |
PRUDENTIAL FINANCIAL INC
13F
CIK 1137774 · Insurance company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
48,035 | ||
| 37 |
PANAGORA ASSET MANAGEMENT INC
13F
CIK 883677 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
45,605 | ||
| 38 |
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
13F
CIK 1423442 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
41,953 | ||
| 39 |
|
40,743 | ||
| 39.1 |
College Retirement Equities Fund - Total Global Stock Account
Fund
S000005080 · Registered fund · Jun 30, 2026
College Retirement Equities Fund, not summed
|
23,308 | ||
| 39.2 |
Nuveen Small Cap Blend Index Fund
Fund
S000005367 · Registered fund · Jul 31, 2026
TIAA-CREF Funds, not summed
|
9,575 | ||
| 39.3 |
Nuveen Equity Index Fund
Fund
S000005360 · Registered fund · Jul 31, 2026
TIAA-CREF Funds, not summed
|
5,100 | ||
| 39.4 |
Nuveen Life Stock Index Fund
Fund
S000005094 · Registered fund · Jun 30, 2026
TIAA-CREF Life Funds, not summed
|
200 | ||
| 39.5 |
TIAA Separate Account VA-1 - Stock Index Account
Fund
S000005098 · Registered fund · Jun 30, 2026
TIAA Separate Account VA-1, not summed
|
110 | ||
| 40 |
WisdomTree U.S. SmallCap Dividend Fund
Fund
S000012394 · Registered fund · Jun 30, 2026
WisdomTree Trust, not summed
|
39,635 | ||
| 41 |
VANGUARD RUSSELL 2000 INDEX FUND
Fund
S000030003 · Registered fund · May 31, 2026
VANGUARD SCOTTSDALE FUNDS, not summed
|
36,242 | ||
| 42 |
Qube Research & Technologies Ltd
13F
CIK 1729829 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
35,170 | ||
| 43 |
|
33,599 | ||
| 44 |
DIAMOND HILL CAPITAL MANAGEMENT INC
13F
CIK 1217541 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
31,890 | ||
| 44.1 |
DIAMOND HILL SMALL CAP FUND
Fund
S000003154 · Registered fund · Jun 30, 2026
Diamond Hill Funds, not summed
|
27,867 | ||
| 45 |
|
31,017 | ||
| 46 |
DEPRINCE RACE & ZOLLO INC
13F
CIK 1008894 · Registered investment adviser · Sep 30, 2026
|
29,432 | ||
| 47 |
PGIM Quant Solutions Small-Cap Value Fund
Fund
S000004689 · Registered fund · Jul 31, 2026
Target Portfolio Trust, not summed
|
26,900 | ||
| 48 |
LOS ANGELES CAPITAL MANAGEMENT LLC
13F
CIK 1177206 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
26,544 | ||
| 49 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
26,124 | ||
| 50 |
RITHOLTZ WEALTH MANAGEMENT
13F
CIK 1698218 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
26,096 |
18 more nested rows are not shown here; Every filing lists them all.
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 210 holders
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Key facts
CIK
895456
CUSIP
774515100
13F (30d)
18 filings
18 filers
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