RCKY · Rocky Brands, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-01 | Moore Robert Burton Jr. |
Director |
Award↑
|
Common Stock, without par value
|
472 |
| 2026-07-01 | Haning G Courtney |
Director |
Award↑
|
Common Stock, without par value
|
472 |
| 2026-07-01 | Finn Michael L |
Director |
Award↑
|
Common Stock, without par value
|
472 |
| 2026-07-01 | Winbigler Tracie A. |
Director |
Award↑
|
Common Stock, without par value
|
472 |
| 2026-07-01 | Jordan William L |
President |
Award↑
|
Common Stock, without par value
|
472 |
| 2026-07-01 | LOVELAND CURTIS A |
Director, Assistant Secretary |
Award↑
|
Common Stock, without par value
|
472 |
| 2026-07-01 | Smith Dwight Eric |
Director |
Award↑
|
Common Stock, without par value
|
472 |
| 2026-07-01 | Hahn Robyn R. |
Director |
Award↑
|
Common Stock, without par value
|
472 |
| 2026-04-01 | Finn Michael L |
Director |
Award↑
|
Common Stock, without par value
|
503 |
| 2026-04-01 | Moore Robert Burton Jr. |
Director |
Award↑
|
Common Stock, without par value
|
503 |
| 2026-04-01 | Haning G Courtney |
Director |
Award↑
Filing footnotes — Common Stock, without par value (Direct)
Holdings have been adjusted to reconcile the insider's reports to his current holdings as reflected in account statements. |
Common Stock, without par value
|
503 |
| 2026-04-01 | LOVELAND CURTIS A |
Director, Assistant Secretary |
Award↑
|
Common Stock, without par value
|
503 |
| 2026-04-01 | Jordan William L |
President |
Award↑
|
Common Stock, without par value
|
503 |
| 2026-04-01 | Smith Dwight Eric |
Director |
Award↑
|
Common Stock, without par value
|
503 |
| 2026-04-01 | Winbigler Tracie A. |
Director |
Award↑
|
Common Stock, without par value
|
503 |
| 2026-04-01 | Hahn Robyn R. |
Director |
Award↑
|
Common Stock, without par value
|
503 |
| 2026-01-01 | Jordan William L |
President |
Award↑
|
Common Stock, without par value
|
664 |
| 2026-01-01 | Brooks Jason |
Director, Chmn, President and CEO |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. |
Restricted Stock Unit
|
4,233 |
| 2026-01-01 | Smith Dwight Eric |
Director |
Award↑
|
Common Stock, without par value
|
664 |
| 2026-01-01 | Brooks Jason |
Director, Chmn, President and CEO |
Convert↑
|
Common Stock, without par value
|
4,233 |
| 2026-01-01 | Winbigler Tracie A. |
Director |
Award↑
|
Common Stock, without par value
|
664 |
| 2026-01-01 | Haning G Courtney |
Director |
Award↑
|
Common Stock, without par value
|
664 |
| 2026-01-01 | Robertson Thomas D. |
COO, CFO & Treasurer |
Convert↑
|
Common Stock, without par value
|
3,810 |
| 2026-01-01 | Moore Robert Burton Jr. |
Director |
Award↑
|
Common Stock, without par value
|
664 |
| 2026-01-01 | Finn Michael L |
Director |
Award↑
|
Common Stock, without par value
|
664 |
| 2026-01-01 | Hahn Robyn R. |
Director |
Award↑
|
Common Stock, without par value
|
664 |
| 2026-01-01 | Wortham Byron |
SVP Georgia Boot & Durango |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. |
Restricted Stock Unit
|
2,727 |
| 2026-01-01 | LOVELAND CURTIS A |
Director, Assistant Secretary |
Award↑
|
Common Stock, without par value
|
664 |
| 2026-01-01 | Brooks Jason |
Director, Chmn, President and CEO |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. |
Restricted Stock Unit
|
6,818 |
| 2026-01-01 | Wortham Byron |
SVP Georgia Boot & Durango |
Convert↑
|
Common Stock, without par value
|
3,387 |
| 2026-01-01 | Robertson Thomas D. |
COO, CFO & Treasurer |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. |
Restricted Stock Unit
|
3,810 |
| 2026-01-01 | Wortham Byron |
SVP Georgia Boot & Durango |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. |
Restricted Stock Unit
|
3,387 |
| 2026-01-01 | Wortham Byron |
SVP Georgia Boot & Durango |
Tax↓
|
Common Stock, without par value
|
746 |
| 2026-01-01 | Robertson Thomas D. |
COO, CFO & Treasurer |
Award↑
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. |
Restricted Stock Unit
|
6,818 |
| 2025-11-26 | Hahn Robyn R. |
Director |
Sell↓
Filing footnotes — Common Stock, without par value (Direct)
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.49 to $30.67. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. |
Common Stock, without par value
|
3,800 |
| 2025-11-12 | Robertson Thomas D. |
COO, CFO & Treasurer |
Convert↓
Filing footnotes — Restricted Stock Unit (Direct)
Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. Restricted stock unit vests one-third per year beginning on the first anniversary of the date of grant. |
Restricted Stock Unit
|
652 |
| 2025-11-12 | Robertson Thomas D. |
COO, CFO & Treasurer |
Convert↑
|
Common Stock, without par value
|
652 |
| 2025-11-06 | Smith Dwight Eric |
Director |
Buy↑
|
Common Stock, without par value
|
300 |
| 2025-11-06 | LOVELAND CURTIS A |
Director, Assistant Secretary |
Sell↓
Filing footnotes — Common Stock, without par value (Direct)
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $32.38 to $32.62. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. |
Common Stock, without par value
|
4,775 |
| 2025-11-06 | LOVELAND CURTIS A |
Director, Assistant Secretary |
Sell↓
|
Common Stock, without par value
(I)
|
2,162 |
| 2025-11-05 | LOVELAND CURTIS A |
Director, Assistant Secretary |
Sell↓
Filing footnotes — Common Stock, without par value (Direct)
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $28.75 to $28.82. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. |
Common Stock, without par value
|
1,000 |
| 2025-11-05 | LOVELAND CURTIS A |
Director, Assistant Secretary |
Sell↓
Filing footnotes — Common Stock, without par value (Indirect)
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $29.63 to $29.85. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. |
Common Stock, without par value
(I)
|
2,619 |
| 2025-11-05 | Wortham Byron |
SVP Georgia Boot & Durango |
Sell↓
Filing footnotes — Common Stock, without par value (Direct)
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $29.8287 to $30.02. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. |
Common Stock, without par value
|
6,600 |
| 2025-11-05 | Wortham Byron |
SVP Georgia Boot & Durango |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
Option vests 20% per year beginning on the first anniversary of the date of grant. |
Stock Option (right to buy)
|
400 |
| 2025-11-05 | Wortham Byron |
SVP Georgia Boot & Durango |
Convert↑
|
Common Stock, without par value
|
2,000 |
| 2025-11-05 | Wortham Byron |
SVP Georgia Boot & Durango |
Convert↑
|
Common Stock, without par value
|
400 |
| 2025-11-05 | Wortham Byron |
SVP Georgia Boot & Durango |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
Option vests 20% per year beginning on the first anniversary of the date of grant. |
Stock Option (right to buy)
|
2,000 |
| 2025-11-04 | LOVELAND CURTIS A |
Director, Assistant Secretary |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
Options became fully vested on December 31, 2021. |
Stock Option (right to buy)
|
5,000 |
| 2025-11-04 | LOVELAND CURTIS A |
Director, Assistant Secretary |
Sell↓
Filing footnotes — Common Stock, without par value (Direct)
Price represents a weighted average of the sale price. Shares were sold at prices ranging from $28.75 to $28.80. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price. |
Common Stock, without par value
|
4,000 |
| 2025-11-04 | LOVELAND CURTIS A |
Director, Assistant Secretary |
Convert↑
|
Common Stock, without par value
|
5,000 |