RFM · RiverNorth Flexible Municipal Income Fund, Inc. · Holdings

$13.86 -0.06 (-0.43%) At close · Sep 11

Market Cap

$84.75M

6.11M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 25

Total Value: $17,090,210

Total Shares: 1,156,598

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 25 13F filers · Δ vs Mar 31, 2026

Top Holder

13.4%

−0.4 pts

Top 5

53.5%

+0.9 pts

Top 10

81.3%

+2.1 pts

HHI

786

Broadly held+17

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -2

Institutional value: +8.7%

Shares held: +3.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid RIVERNORTH CAPITAL MANAGEMENT, LLC	+16,333	63,987
Large GUGGENHEIM CAPITAL LLC	+10,384	115,139
Mega MORGAN STANLEY	+8,374	124,718
Mega RAYMOND JAMES FINANCIAL INC	+4,417	27,048
Large OSAIC HOLDINGS, INC.	+2,428	16,049

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid Capital Investment Advisors, LLC	−2,000	12,250
Micro Professional Financial Management, Inc.	−626	64,360
Large STIFEL FINANCIAL CORP	−600	14,925
Mega WELLS FARGO & COMPANY/MN	−500	144,055

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)	Open
Small Thomas J. Herzfeld Advisors, Inc.	79,341	$1,172,659
Large Clear Street Group Inc.	339	$5,010

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Logan Stone Capital, LLC	63,871	$896,110
Mid Carnegie Investment Counsel	15,000	$210,450
Micro Hamrick Investment Counsel, llc	7,449	$104,509
Mid Advisory Services Network, LLC	833	$11,686

Filter: New 2 Increased 14 Reduced 4 Sold out 4 Unchanged 5

Showing 25 of 25

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

ROBINSON CAPITAL MANAGEMENT, LLC

$2,290,885

13.40%

154,999

WELLS FARGO & COMPANY/MN

$2,129,132

12.46%

144,055

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	27,085	$400,316	18.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	116,970	$1,728,816	81.2%	Defined

MORGAN STANLEY

$1,843,332

10.79%

124,718

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	124,718	$1,843,332	100.0%	Defined

GUGGENHEIM CAPITAL LLC

$1,701,753

9.96%

115,139

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	114,825	$1,697,113	99.7%	Defined
SECURITY INVESTORS LLC	314	$4,640	0.3%	Defined

Thomas J. Herzfeld Advisors, Inc.

$1,172,659

6.86%

79,341

ROYAL BANK OF CANADA

$1,029,205

6.02%

69,635

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	69,635	$1,029,205	100.0%	Defined

UBS Group AG

$1,021,091

5.97%

69,086

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	69,086	$1,021,091	100.0%	Defined

Professional Financial Management, Inc.

$951,240

5.57%

64,360

RIVERNORTH CAPITAL MANAGEMENT, LLC

$945,727

5.53%

63,987

Estate Planners Group, LLC

$810,727

4.74%

54,853

NewEdge Advisors, LLC

$508,106

2.97%

34,378

RAYMOND JAMES FINANCIAL INC

$399,769

2.34%

27,048

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	21,499	$317,755	79.5%	Defined
Raymond James Financial Services Advisors, Inc.	5,549	$82,014	20.5%	Defined

WEDBUSH SECURITIES INC

$306,995

1.80%

20,771

River Street Advisors LLC

$278,809

1.63%

18,864

OSAIC HOLDINGS, INC.

$237,203

1.39%

16,049

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,275	$18,844	7.9%	Defined
Osaic Advisory Services, LLC	14,774	$218,359	92.1%	Defined

Closed-End Fund Advisors, Inc.

$233,819

1.37%

15,820

Noble Wealth Management PBC

$222,459

1.30%

15,342

STIFEL FINANCIAL CORP

$220,591

1.29%

14,925

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	14,925	$220,591	100.0%	Defined

Apollon Wealth Management, LLC

$199,530

1.17%

13,500

LPL Financial LLC

$195,701

1.15%

13,241

&PARTNERS

$183,242

1.07%

12,398

Capital Investment Advisors, LLC

$181,055

1.06%

12,250

HIGHLINE WEALTH PARTNERS LLC

$14,780

0.09%

1,000

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$7,390

0.04%

500

Clear Street Group Inc.

$5,010

0.03%

339

Key facts CIK 1790177 CUSIP 76883H104 13F (30d) 9 filings 9 filers Visit website