SF · Stifel Financial Corp · Insider Trading
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Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-23 | Brown Maryam S. |
Director |
Sell↓
|
Common Stock
|
2,500 |
| 2026-07-23 | Brown Maryam S. |
Director |
Sell↓
|
Common Stock
|
2,200 |
| 2026-06-09 | Grady Robert Edward |
Director |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest quarterly over a one year period. No expiration date for these Units |
Phantom Stock Units
|
2,450 |
| 2026-06-09 | Nesi Victor |
Director |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest quarterly over a one year period. No expiration date for these Units |
Phantom Stock Units
|
2,450 |
| 2026-06-09 | Berlew Adam T. |
Director |
Award↑
Filing footnotes — Phontom Stock Unit (Direct)
Units vest quarterly over a one year period. No expiration date for these Units |
Phontom Stock Unit
|
2,450 |
| 2026-06-09 | Kavanaugh James P. |
Director |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest quarterly over a one year period. No expiration date for these Units |
Phantom Stock Units
|
2,450 |
| 2026-06-09 | Brown Maryam S. |
Director |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest quarterly over a one year period. No expiration date for these Units |
Phantom Stock Units
|
2,450 |
| 2026-06-09 | BROWN MICHAEL W |
Director |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest quarterly over a one year period. No expiration date for these Units |
Phantom Stock Units
|
2,450 |
| 2026-06-09 | PEACOCK DAVID A |
Director |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest quarterly over a one year period. No expiration date for these Units |
Phantom Stock Units
|
2,450 |
| 2026-06-09 | ZIMMERMAN MICHAEL J |
Director |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest quarterly over a one year period. No expiration date for these Units |
Phantom Stock Units
|
2,450 |
| 2026-06-09 | Markus Maura A. |
Director |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest quarterly over a one year period. No expiration date for these Units |
Phantom Stock Units
|
2,450 |
| 2026-06-09 | Carnoy Lisa Landau |
Director |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest quarterly over a one year period. No expiration date for these Units |
Phantom Stock Units
|
2,450 |
| 2026-06-04 | Berlew Adam T. |
Director |
Other↓
Filing footnotes — Phontom Stock Unit (Direct)
Currently exercisable. No expiration date for these Units |
Phontom Stock Unit
|
2,812 |
| 2026-06-04 | PEACOCK DAVID A |
Director |
Convert↓
Filing footnotes — Phantom Stock Units (Direct)
Currently exercisable. No expiration date for these Units |
Phantom Stock Units
|
2,812 |
| 2026-06-04 | Markus Maura A. |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Common Stock
|
2,812 |
| 2026-06-04 | Brown Maryam S. |
Director |
Convert↓
Filing footnotes — Phantom Stock Units (Direct)
Currently exercisable. No expiration date for these Units |
Phantom Stock Units
|
2,812 |
| 2026-06-04 | Carnoy Lisa Landau |
Director |
Convert↓
Filing footnotes — Phantom Stock Units (Direct)
Currently exercisable. No expiration date for these Units |
Phantom Stock Units
|
2,812 |
| 2026-06-04 | BROWN MICHAEL W |
Director |
Convert↓
Filing footnotes — Phantom Stock Units (Direct)
Currently exercisable. No expiration date for these Units |
Phantom Stock Units
|
2,812 |
| 2026-06-04 | Markus Maura A. |
Director |
Convert↓
Filing footnotes — Phantom Stock Units (Direct)
Currently exercisable. No expiration date for these Units |
Phantom Stock Units
|
2,812 |
| 2026-06-04 | PEACOCK DAVID A |
Director |
Convert↑
Filing footnotes — Common Stock (Indirect)
This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Common Stock
(I)
|
2,812 |
| 2026-06-04 | BROWN MICHAEL W |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Common Stock
|
2,812 |
| 2026-06-04 | Berlew Adam T. |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Common Stock
|
2,812 |
| 2026-06-04 | ZIMMERMAN MICHAEL J |
Director |
Convert↓
Filing footnotes — Phantom Stock Units (Direct)
Currently exercisable. No expiration date for these Units |
Phantom Stock Units
|
2,812 |
| 2026-06-04 | ZIMMERMAN MICHAEL J |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Common Stock
|
2,812 |
| 2026-06-04 | Kavanaugh James P. |
Director |
Other↓
Filing footnotes — Phantom Stock Units (Direct)
Currently exercisable. No expiration date for these Units |
Phantom Stock Units
|
2,812 |
| 2026-06-04 | Carnoy Lisa Landau |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Common Stock
|
2,812 |
| 2026-06-04 | Brown Maryam S. |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Common Stock
|
2,812 |
| 2026-06-04 | Kavanaugh James P. |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Common Stock
|
2,812 |
| 2026-03-09 | Raymond Charles Bradford |
Insider |
Convert↑
|
Common Stock
|
53,241 |
| 2026-03-09 | Raymond Charles Bradford |
Insider |
Award↑
Filing footnotes — Phantom Stock Unit (Direct)
These units are being issued based on the PRSU award granted in 2022. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year. No expiration date for these Units |
Phantom Stock Unit
|
60,673 |
| 2026-03-09 | Raymond Charles Bradford |
Insider |
Convert↓
Filing footnotes — Phantom Stock Unit (Direct)
Currently exercisable. No expiration date for these Units |
Phantom Stock Unit
|
53,241 |
| 2026-03-09 | Raymond Charles Bradford |
Insider |
Tax↓
|
Common Stock
|
29,443 |
| 2026-02-27 | Rubulotta David |
Insider |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest in 10% increments over a 10 year period. No expiration date for these Units This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Phantom Stock Units
|
13,504 |
| 2026-02-27 | KRUSZEWSKI RONALD J |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest in 10% increments over a 10 year period. No expiration date for these Units This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Phantom Stock Units
|
27,009 |
| 2026-02-27 | ZEMLYAK JAMES M |
President |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest in 10% increments over a 10 year period. No expiration date for these Units This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Phantom Stock Units
|
13,504 |
| 2026-02-27 | Michaud Thomas B. |
Senior Vice President |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest in 20% increments over a five year period. No expiration date for these Units This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Phantom Stock Units
|
17,623 |
| 2026-02-27 | Raymond Charles Bradford |
Insider |
Award↑
Filing footnotes — Phantom Stock Unit (Direct)
Units vest in 20% increments over a five year period. No expiration date for these Units This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Phantom Stock Unit
|
12,694 |
| 2026-02-27 | ZEMLYAK JAMES M |
President |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest in 20% increments over a five year period. No expiration date for these Units This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Phantom Stock Units
|
25,388 |
| 2026-02-27 | KRUSZEWSKI RONALD J |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest in 20% increments over a five year period. No expiration date for these Units This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Phantom Stock Units
|
39,163 |
| 2026-02-27 | Fisher Mark P |
Senior VP & General Counsel |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest in 20% increments over a five year period. No expiration date for these Units This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Phantom Stock Units
|
9,723 |
| 2026-02-27 | SLINEY DAVID D |
Chief Operating Officer |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest in 20% increments over a five year period. No expiration date for these Units This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Phantom Stock Units
|
12,424 |
| 2026-02-27 | McDuffie Brantley |
Insider |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest in 20% increments over a five year period. No expiration date for these Units This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Phantom Stock Units
|
10,533 |
| 2026-02-27 | Rubulotta David |
Insider |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest in 20% increments over a five year period. No expiration date for these Units This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Phantom Stock Units
|
10,533 |
| 2026-02-27 | SLINEY DAVID D |
Chief Operating Officer |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest in 10% increments over a 10 year period. No expiration date for these Units This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Phantom Stock Units
|
5,402 |
| 2026-02-27 | Marischen James M |
Chief Financial Officer |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest in 20% increments over a five year period. No expiration date for these Units This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Phantom Stock Units
|
9,723 |
| 2026-02-27 | REICHERT CHRISTOPHER K |
CEO of Stifel Bank & Trust |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest in 20% increments over a five year period. No expiration date for these Units This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Phantom Stock Units
|
5,402 |
| 2026-02-27 | Fisher Mark P |
Senior VP & General Counsel |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest in 10% increments over a 10 year period. No expiration date for these Units This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Phantom Stock Units
|
5,402 |
| 2026-02-27 | McDuffie Brantley |
Insider |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest in 10% increments over a 10 year period. No expiration date for these Units This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Phantom Stock Units
|
13,504 |
| 2026-02-27 | Marischen James M |
Chief Financial Officer |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest in 10% increments over a 10 year period. No expiration date for these Units This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Phantom Stock Units
|
5,402 |
| 2026-02-27 | REICHERT CHRISTOPHER K |
CEO of Stifel Bank & Trust |
Award↑
Filing footnotes — Phantom Stock Units (Direct)
Units vest in 10% increments over a 10 year period. No expiration date for these Units This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Phantom Stock Units
|
4,051 |