8-K/A
Sound Financial Bancorp, Inc. (SFBC)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) June 23, 2020
| SOUND FINANCIAL BANCORP, INC. | ||
|---|---|---|
| (Exact name of registrant as specified in its charter) | ||
| Maryland | 001-35633 | 45-5188530 |
| --- | --- | --- |
| (State or other jurisdiction<br><br> <br>of incorporation) | (Commission File No.) | (IRS Employer<br><br> <br>Identification No.) |
| 2400 3rd Avenue, Suite 150, Seattle, Washington | 98121 | |
| --- | --- | |
| (Address of principal executive offices) | (Zip Code) | |
| Registrant's telephone number, including area code: (206) 448-0884 | ||
| --- | ||
| Not Applicable | ||
| --- | ||
| (Former name or former address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| □ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| □ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| □ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| □ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
|---|---|---|
| Common Stock, $0.01 par value | SFBC | The NASDAQ Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter).
Emerging growth company □
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. □
Explanatory Note
This Amendment No. 1 on Form 8-K/A (this “Form 8-K/A”) is an amendment to the Current Report on Form 8-K of Sound Financial Bancorp, Inc. (the “Company”), filed on June 26, 2020 (the “Original Form 8-K”). This Form 8-K/A amends the Original Form 8-K to correct the Item number from an Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers to an Item 8.01 – Other Events and to provide some additional clarifying information.
Item 8.01. Other Event
On June 26, 2020, Sound Community Bank (the “Bank”), the wholly owned operation subsidiary of the Company, issued a press release announcing the hiring of Charles L. Turner to serve as Senior Vice President, Chief Credit Officer of the Bank. Laurie Stewart, the President and Chief Executive Officer of the Company and the Bank had previously assumed those responsibilities upon the retirement of the Bank’s prior Chief Credit Officer. A copy of the press release is filed as Exhibit 99.1 to this report and incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits: The following exhibits are filed herewith:
| Exhibit 99.1 | Press Release announcing Charles L.<br> Turner as the Bank’s Senior Vice President and Chief Credit Officer |
|---|
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
| SOUND FINANCIAL BANCORP, INC. | |||
|---|---|---|---|
| Date: | August 6, 2020 | By: | /s/ Laura Lee Stewart |
| Laura Lee Stewart, President and CEO |
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Exhibit 99.1
FOR IMMEDIATE RELEASE
Sound Community Bank Welcomes New Chief Credit Officer
Seattle, WA, June 26, 2020 – Sound Community Bank and its Board of Directors welcome a new Chief Credit Officer, Charles (Chuck) L. Turner.
Turner is Senior Vice President and Chief Credit Officer. Turner brings 40 years of community banking experience to Sound Community Bank. He began his career as a teller and first became a chief credit officer in 2002. Most recently he served as Executive Vice President and Chief Credit Officer at Liberty Bank.
During his career, he also managed special assets, assisted a bank through receivership, spent years as a loan officer, a branch manager, and an accounting clerk. Turner is a graduate of the University of Washington and holds many years of community service with Chambers of Commerce, Rotary and other organizations.
Sound Community Bank is a Seattle-based community bank, providing personal and business banking services in King, Pierce, Snohomish, Jefferson and Clallam Counties, and on the web at www.soundcb.com. Sound Community Bank is a subsidiary of Sound Financial Bancorp, Inc. (NASDAQ: SFBC).
For additional information:
Media Contact:
Laurie Stewart
President & CEO
(206) 448-0884 ext. 306