Silver Elephant Mining Corp 6-K, filed Nov 18, 2020
Silver Elephant Mining Corp. (SILEF)
6-K
2020-11-18
For: 2020-11-18
View Original
Added on
July 04, 2026
About this 6-K
Silver Elephant Mining Corp filed this 6-K on November 18, 2020.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form
6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER
THE
SECURITIES EXCHANGE ACT OF 1934
For the
month of November,
2020
Commission
File Number 000-55985
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SILVER ELEPHANT MINING CORP.
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(Translation
of registrant’s name into English)
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Suite 1610 – 409 Granville Street
Vancouver, British Columbia, Canada V6C 1T2
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(Address
of principal executive offices)
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Indicate
by check mark whether the registrant files or will file annual
reports under cover Form 20-F or Form 40-F
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Form
20-F
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☒
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Form
40-F
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☐
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Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1):
☐
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Note: Regulation S-T Rule 101(b)(1) only permits
the submission in paper of a Form 6-K if submitted solely to
provide an attached annual report to security holders.
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Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(7): ☐
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Note: Regulation S-T Rule 101(b)(7) only permits
the submission in paper of a Form 6-K if submitted to furnish
a report or other document that the registrant foreign private
issuer must furnish and make public under the laws of the
jurisdiction in which the registrant is incorporated, domiciled or
legally organized (the registrant’s “home
country”), or under the rules of the home country exchange on
which the registrant’s securities are traded, as long as the
report or other document is not a press release, is not required to
be and has not been distributed to the registrant’s security
holders, and, if discussing a material event, has already been the
subject of a Form 6-K submission or other Commission filing on
EDGAR.
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
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SILVER ELEPHANT MINING CORP.
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Date:
November 18, 2020
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/s/ Brigitte
McArthur
Brigitte McArthur
Corporate Secretary
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-2-
INDEX TO EXHIBITS
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Amendment
to Underwriting Agreement dated November 17, 2020
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-3-
Exhibit 99.1
AMENDMENT
TO UNDERWRITING AGREEMENT
This
amending agreement (this “Amendment”) is entered into as of
November 17, 2020.
Reference is made
to the underwriting agreement dated effective October 26, 2020 (the
“Underwriting
Agreement”) between Mackie Research Capital
Corporation, Canaccord Genuity Corp. and Sprott Capital Partners LP
(collectively, the “Underwriters”) and Silver Elephant
Mining Corp. (the “Corporation”) pertaining to the
offering of up to 20,000,000 common shares of the Corporation at a
price of $0.40 per common share. Capitalized terms used herein but
not otherwise defined shall have the meanings ascribed thereto in
the Underwriting Agreement.
The
Underwriters and the Corporation hereby amend the definitions of
“Closing Date”, “Final Prospectus Date” and
“Latest Closing Date” in the Underwriting Agreement as
follows:
“Closing Date” means the fifth
Business Day following the day on which the receipt is issued for
the Final Prospectus, or such earlier or later date as the
Underwriters may designate for the closing of the Offering,
provided that in no event (unless otherwise agreed to be the
Corporation) shall such date be later than the Latest Closing
Date;
“Final Prospectus Date” means the
date on which the Final Prospectus is filed, which shall be no
later than November 17, 2020 or such other date as the Corporation
and the Underwriters may determine;
“Latest Closing Date” means the
tenth Business Day after the day on which the receipt is issued for
the Final Prospectus;
Except
as provided above, the Underwriting Agreement remains unamended and
in full force and effect in accordance with its terms.
This
Amendment may be executed in any number of counterparts and by
facsimile or electronic copy, and each of such counterparts and
facsimile or electronic copy shall for all purposes be deemed to be
an original, and all such counterparts shall together constitute
one and the same instrument.
[Signature Page Follows]
IN
WITNESS WHEREOF this Amendment has been executed by the parties as
of the date first above written.
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SILVER
ELEPHANT MINING CORP.
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Per: |
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(Signed) "John Lee" |
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Name: John
Lee
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Title:
Executive Chairman
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MACKIE
RESEARCH CAPITAL CORPORATION
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| Per: |
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(Signed) "David Greifenberger" |
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Name:
David Greifenberger
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Title:
Managing Director, Investment Banking
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CANACCORD
GENUITY CORP.
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| Per: |
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(Signed) "Earle McMaster" |
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Name: Earle
McMaster
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Title:
Director, Investment Banking
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SPROTT
CAPITAL PARTNERS LP, by its general partner, SPROTT CAPITAL
PARTNERS GP INC.
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(Signed) "David Wargo" |
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Name: David
Argo
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Title:
Managing Director and Head of Investment Banking
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[Signature Page to the Amendment to Underwriting
Agreement]