Alaunos Therapeutics, Inc 8-K, filed Aug 20, 2025
Alaunos Therapeutics, Inc. (TCRT)
About this 8-K
Alaunos Therapeutics, Inc filed this 8-K on August 20, 2025, reporting on events of August 19, 2025.
Items reported
- Item 8.01: Other events
UNITED STATES
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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Item 8.01. Other Events.
On August 19, 2025, Alaunos Therapeutics, Inc. (the “Company”) was notified by Listing Qualifications staff of The Nasdaq Stock Market LLC (“Nasdaq”) that the Company has regained compliance with the continued listing requirements of the Nasdaq Capital Market.
As previously disclosed, on April 7, 2025, the Company received a notice from the Listing Qualifications staff of Nasdaq (the “Notice”) stating that the Company did not comply with the continued listing requirements of the Nasdaq Capital Market under Nasdaq Listing Rules 5550(b)(1), 5550(b)(2), or 5550(b)(3), which require, respectively, a minimum of (i) $2.5 million in stockholders’ equity, (ii) $35 million in market value of listed securities, or (iii) $500,000 of net income from continuing operations. In its Annual Report on Form 10-K for the year ended December 31, 2024, the Company reported stockholders’ equity of $2.06 million, which did not satisfy the Rule 5550(b)(1) requirement.
The Notice had no immediate effect on the Company’s listing, and the Company submitted a compliance plan within 45 calendar days, as permitted under Nasdaq rules. Based on the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2025, evidencing stockholders’ equity of $3.66 million, the Listing Qualifications staff of Nasdaq has determined that the Company complies with the Nasdaq Listing Rules and has confirmed the matter is now closed.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Alaunos Therapeutics, Inc. |
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Date: |
August 20, 2025 |
By: |
/s/ Holger Weis |
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Name: |
Holger Weis |
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Title: |
Chief Executive Officer |
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