TDF · Templeton Dragon Fund Inc · Shareholders & Ownership
Market Cap
$227.04M
Shares
25.08M
Volume · Oct 27
8735
Avg daily vol (3M)
60K
Every disclosed holder of TDF in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns TDF
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 18,104,284 | — |
| Insiders (Forms 3, 4, 5) | 0 | — |
| 13D/G-only blocks | 1,287,580 | — |
| Registered funds (N-PORT, not summed) | 768,782 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of TDF
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13F
CIK 1034546 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
8,889,445 | ||
| 2 |
LAZARD ASSET MANAGEMENT LLC
13F
CIK 1207017 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,912,569 | ||
| 3 |
Allspring Global Investments Holdings, LLC
13F
CIK 1890906 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,889,456 | ||
| 4 |
|
1,287,580 | ||
| 5 |
Karpus Management, Inc.
13F
CIK 1048703 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
871,955 | ||
| 6 |
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO
13F
CIK 1007280 · Pension or benefit plan · Jun 30, 2026
carried, not yet filed for the newest quarter
|
603,658 | ||
| 7 |
Uncommon Cents Investing LLC
13F
CIK 1729754 · Registered investment adviser · Sep 30, 2026
|
545,850 | ||
| 8 |
Saba Capital Management, L.P.
13F
CIK 1510281 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
539,260 | ||
| 9 |
The Emerging Markets Portfolio
Fund
S000022579 · Registered fund · Jun 30, 2026
HC Capital Trust, not summed
|
379,397 | ||
| 10 |
Matisse Capital
13F
CIK 1668256 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
341,875 | ||
| 10.1 |
Matisse Discounted Closed-End Fund Strategy
Fund
S000038548 · Registered fund · Jun 30, 2026
Starboard Investment Trust, not summed
|
210,000 | ||
| 11 |
1607 Capital Partners, LLC
13F
CIK 1436866 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
341,657 | ||
| 12 |
180 WEALTH ADVISORS, LLC
13F
CIK 1730817 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
329,251 | ||
| 13 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
326,089 | ||
| 14 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
324,507 | ||
| 15 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
285,273 | ||
| 16 |
Shaker Financial Services, LLC
13F
CIK 1511794 · Registered investment adviser · Sep 30, 2026
|
180,423 | ||
| 17 |
Cohen & Steers Closed-End Opportunity Fund, Inc.
Fund
· Registered fund · Jun 30, 2026
Cohen & Steers Closed-End Opportunity Fund, Inc., not summed
|
108,960 | ||
| 18 |
COHEN & STEERS, INC.
13F
CIK 1284812 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
108,960 | ||
| 19 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
102,921 | ||
| 20 |
AMERIPRISE FINANCIAL INC
13F
CIK 820027 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
75,992 | ||
| 21 |
Saba Closed-End Funds ETF
Fund
S000056657 · Registered fund · May 31, 2026
Exchange Listed Funds Trust, not summed
|
70,425 | ||
| 22 |
Compound Planning, Inc.
13F
CIK 1978879 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
67,650 | ||
| 23 |
Quantedge Capital Pte Ltd
13F
CIK 1561418 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
54,016 | ||
| 24 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
32,732 | ||
| 25 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
28,606 | ||
| 26 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
23,564 | ||
| 27 |
Baltimore-Washington Financial Advisors, Inc.
13F
CIK 1555486 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
22,865 | ||
| 28 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
13F
CIK 1818604 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,059 | ||
| 29 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,755 | ||
| 30 |
|
18,715 | ||
| 31 |
Dakota Wealth Management
13F
CIK 1631353 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
18,055 | ||
| 32 |
|
17,472 | ||
| 33 |
Integrated Wealth Concepts LLC
13F
CIK 1737109 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,895 | ||
| 34 |
WOLVERINE ASSET MANAGEMENT LLC
13F
CIK 1279891 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,801 | ||
| 35 |
Rathbones Group PLC
13F
CIK 1351991 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,200 | ||
| 36 |
PNC FINANCIAL SERVICES GROUP, INC.
13F
CIK 713676 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,252 | ||
| 37 |
Diversified Enterprises, LLC
13F
CIK 2037264 · Registered investment adviser · Sep 30, 2026
|
11,813 | ||
| 38 |
JTC Employer Solutions Trustee Ltd
13F
CIK 1875645 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7,007 | ||
| 39 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
CIK 1352860 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
5,473 | ||
| 40 |
Clearstead Advisors, LLC
13F
CIK 842775 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
5,078 | ||
| 41 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,937 | ||
| 42 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,747 | ||
| 43 |
BARTLETT & CO. WEALTH MANAGEMENT LLC
13F
CIK 2010186 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,100 | ||
| 44 |
Advocate Investing Services LLC
13F
CIK 2110509 · Unknown · Sep 30, 2026
|
2,000 | ||
| 45 |
Westside Investment Management, Inc.
13F
CIK 1538383 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,865 | ||
| 46 |
Thomas J. Herzfeld Advisors, Inc.
13F
CIK 1509510 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,533 | ||
| 47 |
JONES FINANCIAL COMPANIES LLLP
13F
CIK 815917 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,499 | ||
| 48 |
CoreCap Advisors, LLC
13F
CIK 1902501 · Registered investment adviser · Sep 30, 2026
|
1,200 | ||
| 49 |
Basepoint Wealth LLC
13F
CIK 2088236 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
619 | ||
| 50 |
|
495 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 54 holders
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