TFIN · Triumph Financial, Inc. · Insider Trading

The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Consists of (i) 3,534 shares beneficially owned by reporting person, and (ii) 12,000 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Consists of (i) 19,294 shares beneficially owned by reporting person, and (ii) 4,461 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Consists of (i) 6,434 shares beneficially owned by reporting person, and (ii) 12,000 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

The reported price in Column 4 represents the weighted average purchase price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Consists of (i) 17,402 shares beneficially owned by reporting person, and (ii) 5,402 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Shares represented by time-vested restricted stock units that vest one year from date of award.

Consists of 209,086 shares of common stock of Issuer beneficially owned by reporting person, (ii) 1,628 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements, and (iii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.

Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

Consists of (i) 146,071 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 23,232 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock units and performance awards.

Consists of (i) 9,334 shares beneficially owned by the reporting person, and (ii) 12,000 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock units and performance awards.

Consists of (i) 23,044 shares beneficially owned by reporting person, and (ii) 4,461 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Shares represented by time-vested restricted stock units that vest one year from date of award.

Consists of (i) 9,176 shares beneficially owned by reporting person, and (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Shares represented by time-vested restricted stock units that vest one year from date of award.

Consists of (i) 115,229 shares of Common Stock of Issuer beneficially owned by reporting person, (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements, and (iii) 12,741 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Kimberly Anderson.

Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

This Form 4/A amends the Form 4 filed on May 5, 2026 to correct the number of shares reported in Box 4 from 2,710 shares to 2,017 shares.

Shares represented by time-vested restricted stock units that vest one year from date of award.

Consists of (i) 7,279 shares beneficially owned by reporting person. and (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

Shares represented by time-vested restricted stock units that vest one year from date of award.

This Form 4/A amends the Form 4 filed on May 5, 2026 to correct the number of shares reported in Box 4 from 1,528 shares to 1,258 shares.

Consists of (i) 20,909 shares of common stock of Issuer beneficially owned by reporting person, (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements, and (iii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda Rafferty.

Shares represented by time-vested restricted stock units that vest one year from date of award.

Consists of (i) 613 shares beneficially owned by reporting person. and (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Shares represented by time-vested restricted stock units that vest one year from date of award.

Consists of (i) 49,499 shares beneficially owned by reporting person, and (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Shares represented by time-vested restricted stock units that vest one year from date of award.

Consists of (i) 8,301 shares beneficially owned by reporting person, and (ii) 1,258 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock units and performance awards.

Consists of (i) 10,525 shares beneficially owned by the reporting person, and (ii) 5,471 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock units and performance awards.

Consists of (i) 10,402 shares beneficially owned by reporting person, and (ii) 5,402 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Consists of (i) 7,729 shares beneficially owned by reporting person, and (ii) 5,028 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

The reported transaction reflects the open market purchase of shares of the Issuer's common stock by the reporting person. The shares were purchased in multiple transactions on the transaction date.

The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Consists of (i) 127,647 shares beneficially owned by reporting person, and (ii) 21,535 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Consists of (i) 20,768 shares beneficially owned by reporting person, and (ii) 4,064 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Represents a gift by the reporting person to a 501(c)(3) charitable organization

Represents a gift by the reporting person to a 501(c)(3) charitable organization

Consists of (i) 115,229 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 12,741 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Kimberly Anderson

Represents a gift by the reporting person to 501(c)(3) charitable organizations.

Consists of (i) 118,698 shares beneficially owned by reporting person, and (ii) 21,535 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Consists of (i) 2,891 shares beneficially owned by the reporting person, and (ii) 15,028 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Consists of (i) 23,768 shares beneficially owned by reporting person, and (ii) 4,064 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Consists of (i) 123,023 shares beneficially owned by reporting person, and (ii) 21,535 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Consists of (i) 120,373 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 12,741 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Kimberly Anderson

Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

Consists of (i) 17,740 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 37,540 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis

Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.