Umb Financial Corp 8-K, filed Apr 29, 2022
Umb Financial Corp (UMBF)
About this 8-K
Umb Financial Corp filed this 8-K on April 29, 2022, reporting on events of April 26, 2022.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact name of registrant as specified in its charter)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities Registered Pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders
The annual meeting of shareholders of the Company was held on April 26, 2022. As of the record date, there were a total of 48,418,039 shares outstanding and entitled to vote at the annual meeting. At the annual meeting, 44,411,138 shares were represented in person or by proxy, therefore, a quorum was present. The following proposals were submitted by the Board of Directors to a vote of the shareholders:
1. Election of 12 directors to hold office until the 2023 annual meeting of shareholders. The nominees for the directorships received the following votes:
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Director |
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For |
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Withhold |
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Broker Non-Votes |
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Robin C. Beery |
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41,080,107 |
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624,111 |
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2,706,920 |
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Janine A. Davidson |
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40,442,575 |
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1,261,643 |
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2,706,920 |
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Kevin C. Gallagher |
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41,220,675 |
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483,543 |
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2,706,920 |
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Greg M. Graves |
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37,054,403 |
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4,649,815 |
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2,706,920 |
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Alexander C. Kemper |
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40,858,066 |
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846,152 |
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2,706,920 |
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J. Mariner Kemper |
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40,670,210 |
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1,034,008 |
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2,706,920 |
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Gordon E. Lansford, III |
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41,080,257 |
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623,961 |
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2,706,920 |
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Timothy R. Murphy |
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41,095,725 |
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608,493 |
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2,706,920 |
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Tamara M. Peterman |
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40,931,677 |
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772,541 |
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2,706,920 |
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Kris A. Robbins |
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41,247,998 |
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456,220 |
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2,706,920 |
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L. Joshua Sosland |
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40,802,137 |
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902,081 |
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2,706,920 |
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Leroy J. Williams, Jr. |
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41,098,501 |
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605,717 |
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2,706,920 |
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Based on the votes set forth above, each of the nominees was elected to serve as a director until the annual meeting in 2023.
2. Advisory vote (non-binding) on the compensation paid to our named executive officers.
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For |
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Against |
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Abstain |
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Broker Non-Votes |
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40,785,382 |
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794,421 |
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124,415 |
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2,706,920 |
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3. Ratification of the Corporate Audit Committee's engagement KPMG LLP to serve as the Company's independent registered public accounting firm for 2022. The proposal received the following votes:
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For |
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Against |
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Abstain |
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Broker Non-Votes |
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44,273,594 |
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124,248 |
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13,296 |
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— |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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UMB FINANCIAL CORPORATION |
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By: |
/s/ Ram Shankar |
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Ram Shankar Chief Financial Officer |
Date: April 29, 2022