AAAC · Columbia AAA CLO ETF · Fund Operations ETF
$20.05
+0.01 (+0.05%)
At close · Oct 7
Return incl. dividend (before tax)
Volume · Oct 7
100
Avg daily vol (3M)
80.33K
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover Columbia AAA CLO ETF and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-06-12 | 2026-03-31 | N-1A | 811-22736 | Original | — | — |
| 2026-03-10 | 2025-12-31 | N-1A | 811-22736 | Original | — | — |
| 2026-01-09 | 2025-10-31 | N-1A | 811-22736 | Original | — | — |
| 2025-06-10 | 2025-03-31 | N-1A | 811-22736 | Original | — | — |
| 2025-03-12 | 2024-12-31 | N-1A | 811-22736 | Original | — | — |
| 2025-01-10 | 2024-10-31 | N-1A | 811-22736 | Original | — | — |
| 2024-03-13 | 2023-12-31 | N-1A | 811-22736 | Original | — | — |
| 2024-01-12 | 2023-10-31 | N-1A | 811-22736 | Original | — | — |
| 2023-01-12 | 2022-10-31 | N-1A | 811-22736 | Original | — | — |
| 2022-01-12 | 2021-10-31 | N-1A | 811-22736 | Original | — | — |
| 2021-01-13 | 2020-10-31 | N-1A | 811-22736 | Original | — | — |
| 2020-01-13 | 2019-10-31 | N-1A | 811-22736 | Original | — | — |
Showing 1–12 of 12 filings
Service providers (latest report, filed 2026-06-12)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | Columbia Management Investment Advisers, LLC | — | — |
| Custodian | BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO | MX | — |
| Custodian | Bank Handlowy w Warszawie Spolka Akcyjna | PL | — |
| Custodian | Bank Hapoalim B.M. | IL | — |
| Custodian | BNP Paribas (Athens, Attica, GR, Branch) | GR | — |
| Custodian | Citibank Europe Public Limited Company | IE | — |
| Custodian | Citibank Europe Public Limited Company (Budapest, HU, Branch) | HU | — |
| Custodian | Citibank, National Association (Singapore, SG, Branch) | SG | — |
| Custodian | Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) | NL | — |
| Custodian | Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch) | ID | — |
| Custodian | Euroclear Bank | BE | — |
| Custodian | FirstRand Bank Limited | ZA | — |
| Custodian | Intesa Sanpaolo S.p.A. | IT | — |
| Custodian | Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) | JP | — |
| Custodian | Royal Bank of Canada | CA | — |
| Custodian | Skandinaviska Enskilda Banken AB | SE | — |
| Custodian | Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch) | DK | — |
| Custodian | Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) | FI | — |
| Custodian | Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) | NO | — |
| Custodian | State Street Bank and Trust Company | — | — |
| Custodian | State Street Bank and Trust Company (Edinburgh, GB, Branch) | GB | — |
| Custodian | State Street Bank International GmbH | DE | — |
| Custodian | State Street Trust Company Canada | CA | — |
| Custodian | The Bank of New York Mellon | — | — |
| Custodian | The Hongkong and Shanghai Banking Corporation Limited | HK | — |
| Custodian | The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) | NZ | — |
| Custodian | The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) | AU | — |
| Custodian | UBS Switzerland AG | CH | — |
| Custodian | UniCredit Bank Austria AG | AT | — |
| Transfer Agent | State Street Bank and Trust Company | US | — |
| Transfer Agent | The Bank of New York Mellon Corporation | US | — |
| Administrator | State Street Bank and Trust Company | US | — |
| Administrator | The Bank of New York Mellon Corporation | US | — |
| Pricing Service | Bloomberg Finance L.P. | — | — |
| Pricing Service | BofA Securities, Inc. | — | — |
| Pricing Service | ICE Data Pricing & Reference Data, LLC | — | — |
| Pricing Service | London Stock Exchange Group PLC | GB | — |
| Pricing Service | PricingDirect Inc. | — | — |
| Pricing Service | S&P Global Inc. | — | — |
| Pricing Service | Valuation Research Corporation | — | — |
| Shareholder Servicing Agent | State Street Bank and Trust Company | US | — |
| Shareholder Servicing Agent | The Bank of New York Mellon Corporation | US | Yes |
| Principal Underwriter | ALPS Distributors, Inc. | — | — |
| Independent Public Accountant | PricewaterhouseCoopers LLP | US | — |