CAT · Caterpillar Inc

$813.94 +13.80 (+1.72%) At close · Sep 4

S&P 500 member Russell 1000 member Dow 30 member Rebalance outlook locked

Market Cap

$364.19B

459.67M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 4,067

Total Value: $374,582,334,421

Total Shares: 352,101,456

Showing 1–100 of 4,180 holdings by value · page 1 of 42

Institutional Ownership Trend

26 quarters

Superinvestors Holding CAT

All superinvestors →

Thomas Gayner $349,979,384 Joel Greenblatt $111,922,054 Ray Dalio $7,804,652 Mario Gabelli $7,641,722 Bill Nygren $1,959,416 Tom Russo $282,198

Holder Concentration

Across 4,067 13F filers · Δ vs Mar 31, 2026

Top Holder

10.8%

−0.0 pts

Top 5

36.7%

−0.7 pts

Top 10

48.7%

−0.4 pts

HHI

376

Broadly held−7

Quarterly Activity

vs Mar 31, 2026

New

449

Increased

1,450

Decreased

1,600

Sold Out

160

Unchanged

568

Holder count: +289

Institutional value: +53.7%

Shares held: +2.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega JPMORGAN CHASE & CO	+4,385,152	7,325,731
Mega JANE STREET GROUP, LLC	+2,078,753	5,590,592
Mega FMR LLC	+1,957,676	5,781,969
Mega CITADEL ADVISORS LLC	+1,305,432	5,243,961
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+1,053,068	5,126,810

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega Capital International Investors	−2,008,509	1,450,769
Mega Capital Research Global Investors	−1,002,120	2,198,729
Mega Invesco Ltd.	−565,507	3,284,093
Mega STATE STREET CORP	−488,288	34,392,316
Small GFS Advisors, LLC	−487,590	13,350

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large Winslow Capital Management, LLC	350,774	$373,539,232
Large Nykredit A/S	179,284	$190,919,531
Mega Jupiter Topco LLC	119,462	$127,215,082
Mid OSSIAM	61,630	$65,629,787
Mid CTC LLC	52,771	$56,195,837

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large ALKEON CAPITAL MANAGEMENT LLC	400,000	$283,384,000
Large Holocene Advisors, LP	292,937	$207,534,147
Mid Nearwater Capital Markets, Ltd	152,000	$107,685,920
Large CWM, LLC	130,235	$92,266,288
Mega JANUS HENDERSON GROUP PLC	115,517	$81,839,172

Filter: New 449 Increased 1,450 Reduced 1,600 Sold out 160 Unchanged 568

Showing 100 of 4,180

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$40,457,153,663

10.80%

37,991,505

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	1,282,136	$1,365,346,626	3.4%	Sole
BlackRock Investment Management (Taiwan) Ltd	1,461	$1,555,818	0.0%	Sole
BlackRock Investment Management (Australia) Ltd	404,210	$430,443,229	1.1%	Sole
BlackRock Asset Management Canada Ltd	483,872	$515,275,292	1.3%	Sole
BLACKROCK (SINGAPORE) LTD.	64,367	$68,544,418	0.2%	Sole
BlackRock Asset Management North Asia Ltd	82,800	$88,173,720	0.2%	Sole
BlackRock Investment Management, LLC	1,600,308	$1,704,167,989	4.2%	Sole
BLACKROCK ADVISORS LLC	737,203	$785,047,474	1.9%	Sole
BlackRock Fund Advisors	15,167,098	$16,151,442,660	39.9%	Sole
BlackRock Institutional Trust Company, N.A.	9,745,377	$10,377,851,967	25.7%	Sole
BlackRock Japan Co. Ltd	689,582	$734,335,871	1.8%	Sole
BlackRock Fund Managers Ltd.	766,052	$815,768,774	2.0%	Sole
BlackRock Investment Management (UK) Ltd.	723,744	$770,714,985	1.9%	Sole
BlackRock (Netherlands) B.V.	636,791	$678,118,735	1.7%	Sole
BlackRock International, Ltd.	18,955	$20,185,179	0.0%	Sole
BlackRock Asset Management Ireland Ltd	3,944,377	$4,200,367,067	10.4%	Sole
BlackRock Advisors (UK) Ltd	57,881	$61,637,476	0.2%	Sole
BlackRock Asset Management Deutschland AG	85,156	$90,682,624	0.2%	Sole
BlackRock (Luxembourg) S.A.	274,505	$292,320,374	0.7%	Sole
BlackRock Life Ltd	134,473	$143,200,297	0.4%	Sole
BlackRock Asset Management Schweiz AG	17,665	$18,811,458	0.0%	Sole
Aperio Group, LLC	953,677	$1,015,570,637	2.5%	Sole
SpiderRock Advisors, LLC	119,815	$127,590,993	0.3%	Sole

STATE STREET CORP

$36,624,377,308

9.78%

34,392,316

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. joint	34,392,316	$36,624,377,308	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$32,029,810,883

8.55%

30,077,764

STATE FARM MUTUAL AUTOMOBILE INSURANCE CO

$15,450,957,829

4.12%

14,509,304

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE FARM LIFE INSURANCE CO joint	4,079,454	$4,344,210,564	28.1%	Defined
Held directly	10,429,850	$11,106,747,265	71.9%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$12,806,747,235

3.42%

12,026,244

GEODE CAPITAL MANAGEMENT, LLC

$11,900,782,495

3.18%

11,175,493

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	1,463,288	$1,558,255,391	13.1%	Defined
Held directly	9,712,205	$10,342,527,104	86.9%	Defined

Fisher Asset Management, LLC

$10,587,790,612

2.83%

9,942,521

MORGAN STANLEY

$7,991,463,240

2.13%

7,504,426

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	19,162	$20,405,613	0.3%	Defined
MORGAN STANLEY & CO. LLC	593,374	$631,883,972	7.9%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	622,250	$662,634,025	8.3%	Defined
MORGAN STANLEY AIP GP LP	1,614	$1,718,748	0.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	35,828	$38,153,236	0.5%	Defined
Morgan Stanley Investment Management LTD	36,286	$38,640,961	0.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,930,678	$3,120,879,001	39.1%	Defined
Morgan Stanley Wealth Management Australia Pty Ltd	280	$298,172	0.0%	Defined
Morgan Stanley Bank, N.A.	2,221	$2,365,142	0.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	2,568,613	$2,735,315,983	34.2%	Defined
EATON VANCE MANAGEMENT	145,238	$154,663,946	1.9%	Defined
Calvert Research & Management	64,859	$69,068,349	0.9%	Defined
BOSTON MANAGEMENT & RESEARCH	484,023	$515,436,092	6.4%	Defined

JPMORGAN CHASE & CO

$7,801,170,936

2.08%

7,325,731

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	5,686	$6,055,021	0.1%	Other
JPMorgan Chase Bank, N.A.	1,150,873	$1,225,564,657	15.7%	Other
J.P. Morgan Investment Management Inc.	4,234,200	$4,508,999,579	57.8%	Other
J.P. Morgan Securities LLC	1,177,449	$1,253,865,440	16.1%	Defined
J.P. Morgan Securities plc	138,314	$147,290,578	1.9%	Defined
JPMorgan Asset Management (UK) Ltd	109,233	$116,322,221	1.5%	Defined
JPMorgan Asset Management (Canada) Inc.	12,247	$13,041,830	0.2%	Defined
J.P. Morgan Private Investments Inc.	328,410	$349,723,809	4.5%	Defined
J.P. Morgan (Suisse) SA	1,226	$1,305,567	0.0%	Other
JPMorgan Asset Management (Asia Pacific) Ltd	3,130	$3,333,137	0.0%	Defined
JPMorgan Asset Management (Japan) Ltd	11,728	$12,489,147	0.2%	Defined
55I, LLC	8,839	$9,412,650	0.1%	Other
J.P. Morgan SE	16,657	$17,738,039	0.2%	Defined
J.P. MORGAN MANSART MANAGEMENT Ltd	127,739	$136,029,261	1.7%	Defined

GATES FOUNDATION TRUST

$6,765,963,548

1.81%

6,353,614

PRICE T ROWE ASSOCIATES INC /MD/

$6,572,166,655

1.75%

6,171,628

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	674,236	$717,993,916	10.9%	Defined
T. Rowe Price Australia Limited	591	$629,355	0.0%	Defined
Held directly	5,496,801	$5,853,543,384	89.1%	Sole

FMR LLC

$6,157,218,785

1.64%

5,781,969

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	3,315,640	$3,530,825,036	57.3%	Defined
FIDELITY MANAGEMENT TRUST CO	404,900	$431,178,010	7.0%	Defined
STRATEGIC ADVISERS LLC	1,330,533	$1,416,884,591	23.0%	Defined
Fidelity Institutional Asset Management Trust Co	20,734	$22,079,636	0.4%	Defined
FIAM LLC	694,811	$739,904,233	12.0%	Defined
Fidelity Diversifying Solutions LLC	15,351	$16,347,279	0.3%	Defined

NORTHERN TRUST CORP

$6,031,758,655

1.61%

5,664,155

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	4,276,469	$4,554,011,837	75.5%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	481,705	$512,967,654	8.5%	Defined
Northern Trust Asset Management Australia Pty Ltd	90,213	$96,067,823	1.6%	Defined
Northern Trust Co of Hong Kong Ltd	30,443	$32,418,750	0.5%	Defined
STATE FARM INVESTMENT MANAGEMENT CORP joint	764,691	$814,319,445	13.5%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	20,634	$21,973,146	0.4%	Other

BANK OF AMERICA CORP /DE/

$5,818,150,366

1.55%

5,463,565

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	1,231,679	$1,311,614,967	22.5%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	2,212,712	$2,356,317,008	40.5%	Defined
BOFA SECURITIES, INC.	109,566	$116,676,833	2.0%	Defined
MERRILL LYNCH INTERNATIONAL	15,109	$16,089,574	0.3%	Defined
U.S. TRUST Co OF DELAWARE	9,037	$9,623,501	0.2%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	1,884,225	$2,006,511,202	34.5%	Defined
BofA Securities Europe SA	1,237	$1,317,281	0.0%	Defined

GOLDMAN SACHS GROUP INC

$3,802,217,992

1.02%

3,570,493

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	501,201	$533,728,944	14.0%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	3,017,383	$3,213,211,156	84.5%	Defined
GOLDMAN SACHS INTERNATIONAL	9,458	$10,071,824	0.3%	Defined
GOLDMAN SACHS BANK AG	1,788	$1,904,041	0.1%	Defined
GOLDMAN SACHS WEALTH SERVICES, L.P.	9,652	$10,278,414	0.3%	Defined
Goldman Sachs Trust Company, N.A. joint	31,011	$33,023,613	0.9%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$3,538,430,551

0.94%

3,322,782

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Charles Schwab Trust Co	36	$38,336	0.0%	Other
Held directly	3,322,746	$3,538,392,215	100.0%	Sole

Invesco Ltd.

$3,497,230,629

0.93%

3,284,093

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	1,402,812	$1,493,854,497	42.7%	Defined
Invesco Canada Ltd. joint	1,270	$1,352,423	0.0%	Defined
Invesco Trust Co joint	189,212	$201,491,858	5.8%	Defined
Invesco Hong Kong Limited joint	12,762	$13,590,253	0.4%	Defined
Invesco Asset Management Limited joint	7,048	$7,505,415	0.2%	Defined
Invesco Management S.A.	61,595	$65,592,515	1.9%	Defined
Invesco Asset Management (Japan) Limited joint	11,751	$12,513,639	0.4%	Defined
Invesco Australia Ltd joint	207	$220,434	0.0%	Defined
Invesco Investment Advisers LLC	81,440	$86,725,456	2.5%	Defined
Invesco Capital Management LLC	1,515,735	$1,614,106,201	46.2%	Defined
Invesco Asset Management Singapore Ltd joint	261	$277,938	0.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$3,358,309,100

0.90%

3,153,638

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	410,328	$436,958,286	13.0%	Defined
UBS Asset Management Switzerland AG	1,140,494	$1,214,512,059	36.2%	Defined
UBS Asset Management (UK) Ltd.	1,275,459	$1,358,236,288	40.4%	Defined
UBS Asset Management Life Ltd.	44,151	$47,016,399	1.4%	Defined
Held directly	283,206	$301,586,068	9.0%	Defined

Capital World Investors

$3,259,054,036

0.87%

3,060,432

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	3,060,432	$3,259,054,036	100.0%	Defined

Bank of New York Mellon Corp

$3,192,709,692

0.85%

2,998,131

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	13,407	$14,277,113	0.4%	Defined
Mellon Investments Corporation joint	1,598,849	$1,702,614,297	53.3%	Defined
BNY Mellon Investment Adviser, Inc.	30,667	$32,657,288	1.0%	Defined
BNY Mellon Securities Corporation	677	$720,937	0.0%	Defined
The Bank of New York Mellon	865,953	$922,153,349	28.9%	Defined
BNY Mellon, NA joint	363,470	$387,059,201	12.1%	Defined
BNY Mellon Advisors, Inc. joint	55,632	$59,242,516	1.9%	Other
Newton Investment Management North America, LLC joint	69,474	$73,982,862	2.3%	Defined
Held directly	2	$2,129	0.0%	Defined

JANE STREET GROUP, LLC

$3,004,082,900

0.80%

2,821,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	2,459,500	$2,619,121,550	87.2%	Defined
Jane Street Global Trading, LLC	361,500	$384,961,350	12.8%	Defined

DIMENSIONAL FUND ADVISORS LP

$2,920,152,805

0.78%

2,742,185

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	15,539	$16,547,481	0.6%	Defined
DFA Australia Ltd.	156,107	$166,238,344	5.7%	Defined
Dimensional Fund Advisors Pte. Ltd.	6,387	$6,801,516	0.2%	Defined
Dimensional Ireland Ltd	109,143	$116,226,380	4.0%	Defined
Held directly	2,455,009	$2,614,339,084	89.5%	Sole

CITADEL ADVISORS LLC

$2,908,561,370

0.78%

2,731,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	2,731,300	$2,908,561,370	100.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$2,816,913,946

0.75%

2,645,238

Legal & General Group Plc

$2,783,450,527

0.74%

2,613,814

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	907,753	$966,666,169	34.7%	Defined
Legal & General Investment Management Ltd joint	1,706,061	$1,816,784,358	65.3%	Defined

Nuveen, LLC

$2,769,122,297

0.74%

2,600,359

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	192,964	$205,487,363	7.4%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	1,416,702	$1,508,645,959	54.5%	Defined
TEACHERS ADVISORS, LLC joint	990,693	$1,054,988,975	38.1%	Defined

JANE STREET GROUP, LLC

$2,699,202,030

0.72%

2,534,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	2,346,700	$2,499,000,830	92.6%	Defined
Jane Street Global Trading, LLC	188,000	$200,201,200	7.4%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,688,978,990

0.72%

2,525,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA INVESTMENT GROUP	214,000	$227,888,600	8.5%	Other
SUSQUEHANNA SECURITIES, LLC	2,311,100	$2,461,090,390	91.5%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,549,796,560

0.68%

2,394,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA INVESTMENT GROUP	80,200	$85,404,980	3.3%	Other
SUSQUEHANNA SECURITIES, LLC	2,314,200	$2,464,391,580	96.7%	Other

ROYAL BANK OF CANADA

$2,398,435,926

0.64%

2,252,264

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Global Asset Management Inc.	428,129	$455,914,572	19.0%	Defined
RBC CMA LTD.	168,021	$178,925,562	7.5%	Defined
RBC Capital Markets, LLC	955,202	$1,017,194,609	42.4%	Defined
RBC Dominion Securities Inc.	283,367	$301,757,518	12.6%	Defined
RBC Phillips, Hager & North Investment Counsel Inc.	4,112	$4,378,868	0.2%	Defined
RBC Private Counsel (USA) Inc.	20,361	$21,682,428	0.9%	Defined
ROYAL TRUST CORP OF CANADA/	95	$101,165	0.0%	Defined
RBC Trust Co (Delaware) Ltd	5,976	$6,363,842	0.3%	Defined
CITY NATIONAL BANK	41,271	$43,949,487	1.8%	Defined
RBC Rochdale, LLC	166,318	$177,112,038	7.4%	Defined
RBC Trust Co (International) Ltd	220	$234,278	0.0%	Defined
RBC Europe Ltd	9,855	$10,494,589	0.4%	Defined
BREWIN DOLPHIN WEALTH MANAGEMENT LTD	1,521	$1,619,712	0.1%	Defined
Held directly	167,816	$178,707,258	7.5%	Defined

Capital Research Global Investors

$2,341,426,512

0.63%

2,198,729

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	2,198,729	$2,341,426,512	100.0%	Defined

CITADEL ADVISORS LLC

$2,296,776,320

0.61%

2,156,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	2,156,800	$2,296,776,320	100.0%	Defined

WELLS FARGO & COMPANY/MN

$2,256,192,979

0.60%

2,118,690

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	218,650	$232,840,385	10.3%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	625,213	$665,789,323	29.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,202,705	$1,280,760,554	56.8%	Defined
WELLS FARGO DELAWARE TRUST CO, N.A.	909	$967,994	0.0%	Defined
Wells Fargo Securities, LLC	3	$3,194	0.0%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	71,210	$75,831,529	3.4%	Defined

Amundi

$2,196,191,187

0.59%

2,062,345

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management joint	1,875,242	$1,996,945,203	90.9%	Defined
CPR Asset Management	187,103	$199,245,984	9.1%	Defined

BARCLAYS PLC

$1,890,836,440

0.50%

1,775,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	1,525,600	$1,624,611,440	85.9%	Defined
BARCLAYS CAPITAL INC.	250,000	$266,225,000	14.1%	Defined

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$1,861,718,876

0.50%

1,748,257

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MFS Institutional Advisors, Inc.	129,681	$138,097,296	7.4%	Defined
MFS Investment Management CO (LUX) S.A.R.L.	41,167	$43,838,738	2.4%	Defined
MFS International (U.K.) Ltd.	12,110	$12,895,939	0.7%	Defined
MFS Investment Management K.K.	6,618	$7,047,508	0.4%	Defined
MFS Heritage Trust CO	101,163	$107,728,478	5.8%	Defined
MFS INVESTMENT MANAGEMENT CANADA LTD	54,523	$58,061,542	3.1%	Defined
MFS International Australia Pty Ltd	1,159	$1,234,219	0.1%	Defined
Held directly	1,401,836	$1,492,815,156	80.2%	Sole

UBS Group AG

$1,810,558,951

0.48%

1,700,215

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	641,060	$682,664,794	37.7%	Defined
UBS AG	713,595	$759,907,315	42.0%	Defined
UBS Switzerland AG	345,419	$367,836,692	20.3%	Defined
UBS Brasil Administradora de Valores Mobiliarios Ltda	141	$150,150	0.0%	Defined

Capital International Investors

$1,544,923,908

0.41%

1,450,769

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	1,450,769	$1,544,923,908	100.0%	Defined

Mitsubishi UFJ Asset Management Co., Ltd.

$1,467,386,409

0.39%

1,377,957

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	1,377,957	$1,467,386,409	100.0%	Defined

VOYA INVESTMENT MANAGEMENT LLC

$1,466,413,090

0.39%

1,377,043

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	1,377,043	$1,466,413,090	100.0%	Defined

DEUTSCHE BANK AG\

$1,452,538,501

0.39%

1,364,014

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	15,239	$16,228,011	1.1%	Defined
DWS Investment GmbH	217,725	$231,855,352	16.0%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	114,224	$121,637,137	8.4%	Defined
Deutsche Bank (Suisse) SA	30,592	$32,577,420	2.2%	Defined
DEUTSCHE BANK NATIONAL TRUST Co	1,035	$1,102,171	0.1%	Defined
Deutsche Bank Trust Co Delaware	565	$601,667	0.0%	Defined
DEUTSCHE BANK TRUST COMPANY, NATIONAL ASSOCIATION	18,776	$19,994,561	1.4%	Defined
DWS Investments UK Ltd	678,589	$722,629,426	49.7%	Defined
DBX Advisors LLC	71,446	$76,082,845	5.2%	Defined
Deutsche Bank S.p.A	18,147	$19,324,740	1.3%	Defined
DWS International GmbH	151,729	$161,576,212	11.1%	Defined
DB UK Bank Ltd	3,407	$3,628,114	0.2%	Defined
Deutsche Bank Luxembourg S.A.	14,128	$15,044,907	1.0%	Defined
Held directly	28,412	$30,255,938	2.1%	Sole

Swiss National Bank

$1,397,553,462

0.37%

1,312,380

Sumitomo Mitsui Trust Group, Inc.

$1,392,814,657

0.37%

1,307,930

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUMITOMO MITSUI TRUST BANK Ltd	1,307,930	$1,392,814,657	100.0%	Defined

CITIGROUP INC

$1,284,199,115

0.34%

1,205,934

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	30,601	$32,587,004	2.5%	Defined
Citigroup Financial Products Inc. joint	1,175,333	$1,251,612,111	97.5%	Defined

Capital Wealth Planning, LLC

$1,275,596,854

0.34%

1,197,856

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amplify Investments, LLC	480,680	$511,876,132	40.1%	Other
Held directly	717,176	$763,720,722	59.9%	Sole

LPL Financial LLC

$1,258,871,535

0.34%

1,182,150

WELLINGTON MANAGEMENT GROUP LLP

$1,219,097,518

0.33%

1,144,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	1,068,341	$1,137,676,330	93.3%	Defined
Wellington Managment Canada LLC	15,240	$16,229,076	1.3%	Defined
Wellington Management Hong Kong Ltd	2,835	$3,018,991	0.2%	Defined
Wellington Management International Ltd	105	$111,814	0.0%	Defined
Wellington Trust Company, NA joint	55,390	$58,984,811	4.8%	Defined
Wellington Management Australia Pty Ltd	2,889	$3,076,496	0.3%	Defined

RAYMOND JAMES FINANCIAL INC

$1,124,215,992

0.30%

1,055,701

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	623,765	$664,247,348	59.1%	Defined
Raymond James Financial Services Advisors, Inc.	356,894	$380,056,420	33.8%	Defined
ClariVest Asset Management LLC joint	4	$4,259	0.0%	Defined
EAGLE ASSET MANAGEMENT INC	22,045	$23,475,720	2.1%	Defined
CHARTWELL INVESTMENT PARTNERS, LLC joint	34,004	$36,210,859	3.2%	Defined
RAYMOND JAMES TRUST N.A.	18,989	$20,221,386	1.8%	Defined

National Pension Service

$1,075,678,917

0.29%

1,010,122

Vanguard Global Advisers, LLC

$1,057,808,830

0.28%

993,341

California Public Employees Retirement System

$1,028,235,493

0.27%

965,570

HSBC HOLDINGS PLC

$1,001,470,293

0.27%

940,436

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Bank USA, N.A.	197,990	$210,839,550	21.1%	Defined
HSBC Global Asset Management (Hong Kong) Ltd	517	$550,553	0.1%	Defined
HSBC Global Asset Management (UK) Ltd	551,050	$586,813,145	58.6%	Defined
HSBC GLOBAL ASSET MANAGEMENT (FRANCE)	448	$477,075	0.0%	Defined
HSBC Trinkaus & Burkhardt AG, Germany	14,570	$15,515,593	1.5%	Defined
Hang Seng Investment Management Ltd	1,648	$1,754,955	0.2%	Defined
HSBC BANK PLC	171,184	$182,293,841	18.2%	Defined
HSBC GLOBAL ASSET MANAGEMENT (MEXICO), SA DE CV, SOCIEDAD OPERADORA DE FONDOS DE INVERSION, GRUPO FINANCIERO HSBC	621	$661,302	0.1%	Defined
HSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH	1,248	$1,328,995	0.1%	Defined
HSBC SECURITIES USA INC	160	$170,384	0.0%	Defined
Held directly	1,000	$1,064,900	0.1%	Defined

AMERIPRISE FINANCIAL INC

$994,919,028

0.27%

934,284

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	481,258	$512,491,644	51.5%	Defined
Threadneedle Asset Management Holdings LTD	3,163	$3,368,278	0.3%	Defined
Ameriprise Financial Services, LLC joint	393,763	$419,318,217	42.1%	Defined
Ameriprise Bank, FSB	1,977	$2,105,307	0.2%	Defined
Columbia Threadneedle Management Ltd	54,123	$57,635,582	5.8%	Defined

BARCLAYS PLC

$976,533,531

0.26%

917,019

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	717,526	$764,093,437	78.2%	Defined
BARCLAYS CAPITAL INC.	10,297	$10,965,275	1.1%	Defined
BARCLAYS CAPITAL SECURITIES LTD	175,944	$187,362,765	19.2%	Defined
Barclays Bank (Suisse) SA	25	$26,622	0.0%	Defined
Barclays Capital Luxembourg SaRL	12,000	$12,778,800	1.3%	Defined
Barclays Investment Solutions Ltd	1,227	$1,306,632	0.1%	Defined

CANADA PENSION PLAN INVESTMENT BOARD

$965,896,247

0.26%

907,030

ALLIANCEBERNSTEIN L.P.

$933,898,131

0.25%

876,982

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	876,982	$933,898,131	100.0%	Defined

PRIMECAP MANAGEMENT CO/CA/

$928,273,330

0.25%

871,700

FRANKLIN RESOURCES INC

$898,469,969

0.24%

843,713

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	33,540	$35,716,746	4.0%	Defined
Fiduciary Trust Co International of Pennsylvania	19,692	$20,970,010	2.3%	Defined
FIDUCIARY TRUST Co OF CANADA	50	$53,245	0.0%	Defined
Fiduciary Trust International of California	18,926	$20,154,297	2.2%	Defined
Fiduciary Trust International of the South	3,342	$3,558,895	0.4%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	13,616	$14,499,678	1.6%	Defined
FRANKLIN ADVISERS INC	297,820	$317,148,518	35.3%	Defined
FRANKLIN ADVISORY SERVICES LLC	55,609	$59,218,024	6.6%	Defined
Franklin Templeton International Services S.a r.l	8,399	$8,944,095	1.0%	Defined
PUTNAM INVESTMENT MANAGEMENT LLC	247,252	$263,298,654	29.3%	Defined
PUTNAM ADVISORY CO LLC	145,367	$154,801,317	17.2%	Other
Held directly	100	$106,490	0.0%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$889,190,435

0.24%

834,999

RHUMBLINE ADVISERS

$867,208,769

0.23%

814,357

NEUBERGER BERMAN GROUP LLC

$862,953,428

0.23%

810,361

BANK OF MONTREAL /CAN/

$760,466,384

0.20%

714,120

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Asset Management Inc.	284,146	$302,587,075	39.8%	Defined
BMO Bank N.A.	152,815	$162,732,693	21.4%	Defined
BMO Delaware Trust Co	3,528	$3,756,967	0.5%	Defined
BMO Family Office, LLC	18,953	$20,183,049	2.7%	Defined
BMO NESBITT BURNS INC.	132,352	$140,941,644	18.5%	Defined
BMO PRIVATE INVESTMENT COUNSEL INC.	4,435	$4,722,831	0.6%	Defined
BMO NESBITT BURNS SECURITIES LTD.	4,205	$4,477,904	0.6%	Defined
Stoker Ostler Wealth Advisors, Inc.	3,940	$4,195,706	0.6%	Defined
Held directly	109,746	$116,868,515	15.4%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$747,331,911

0.20%

701,786

BNP PARIBAS ARBITRAGE, SA

$730,244,526

0.19%

685,740

PRINCIPAL FINANCIAL GROUP INC

$705,746,500

0.19%

662,735

Bank Julius Baer & Co. Ltd, Zurich

$649,822,213

0.17%

610,219

FIFTH THIRD BANCORP

$634,622,895

0.17%

595,946

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	595,946	$634,622,895	100.0%	Defined

STIFEL FINANCIAL CORP

$629,461,322

0.17%

591,099

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	406,530	$432,913,797	68.8%	Defined
EquityCompass Investment Management	1,663	$1,770,928	0.3%	Defined
Stifel Independent Advisors, LLC	532	$566,526	0.1%	Defined
1919 Investment Counsel, LLC	169,584	$180,590,001	28.7%	Defined
Stifel Trust Company, N.A.	10,627	$11,316,692	1.8%	Defined
Stifel Trust Co Delaware, N.A.	1,439	$1,532,391	0.2%	Defined
Held directly	724	$770,987	0.1%	Defined

DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main

$615,307,736

0.16%

577,808

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DZ PRIVATBANK AG joint	153,159	$163,099,018	26.5%	Defined
UNION ASSET MANAGEMENT HOLDING AG joint	424,232	$451,764,655	73.4%	Defined
Held directly	417	$444,063	0.1%	Sole

HighTower Advisors, LLC

$601,593,957

0.16%

564,930

Aberdeen Group plc

$581,486,514

0.16%

546,048

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
abrdn Investment Management Ltd	444,292	$473,126,550	81.4%	Defined
abrdn Investments Ltd	101,756	$108,359,964	18.6%	Defined

BESSEMER GROUP INC

$573,657,366

0.15%

538,696

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER INVESTMENT MANAGEMENT LLC	45,308	$48,248,489	8.4%	Defined
BESSEMER TRUST CO	16,518	$17,590,018	3.1%	Defined
BESSEMER TRUST Co NATIONAL ASSOCIATION	360,111	$383,482,203	66.8%	Defined
Bessemer Trust Co of California, N.A.	712	$758,208	0.1%	Defined
Bessemer Trust CO of Delaware, N.A.	39,201	$41,745,144	7.3%	Defined
BESSEMER TRUST Co OF FLORIDA	75,457	$80,354,159	14.0%	Defined
Bessemer Trust Co of Nevada, National Association	1,389	$1,479,145	0.3%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$562,058,479

0.15%

527,804

PRUDENTIAL FINANCIAL INC

$560,227,915

0.15%

526,085

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	525,422	$559,521,887	99.9%	Defined
Prudential Trust Co	663	$706,028	0.1%	Defined

AMERICAN CENTURY COMPANIES INC

$546,224,481

0.15%

512,935

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	512,935	$546,224,481	100.0%	Defined

CIBC Bancorp USA Inc.

$544,712,323

0.15%

511,515

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	255,636	$272,226,776	50.0%	Defined
CIBC National Trust Co	56,779	$60,463,957	11.1%	Defined
CIBC WORLD MARKETS CORP	199,100	$212,021,590	38.9%	Defined

Corient Private Wealth LLC

$538,689,248

0.14%

505,859

AQR CAPITAL MANAGEMENT LLC

$537,795,793

0.14%

505,020

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	135	$143,761	0.0%	Other
KEB ASSET MANAGEMENT, LLC	4	$4,259	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	6	$6,389	0.0%	Other
Prism Planning Partners LLC	102	$108,619	0.0%	Other
Compound Planning, Inc.	14	$14,908	0.0%	Other
Arax Advisory Partners	2,281	$2,429,036	0.5%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,740	$1,852,926	0.3%	Other
Stokes Family Office, LLC	132	$140,566	0.0%	Other
NATIONAL MUTUAL FUNDS MANAGEMENT LTD	22,146	$23,583,275	4.4%	Other
Held directly	478,460	$509,512,054	94.7%	Defined

TD Asset Management Inc

$533,571,339

0.14%

501,053

VICTORY CAPITAL MANAGEMENT INC

$512,336,168

0.14%

481,112

US BANCORP \DE\

$504,649,719

0.13%

473,894

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	470,171	$500,685,097	99.2%	Defined
U.S. BANCORP ASSET MANAGEMENT INC	2,488	$2,649,471	0.5%	Defined
U.S. BANCORP ADVISORS, LLC	1,235	$1,315,151	0.3%	Defined

SCHRODER INVESTMENT MANAGEMENT GROUP

$484,449,631

0.13%

454,925

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management Limited	447,218	$476,242,448	98.3%	Sole
Schroder Investment Management North America Limited	7,686	$8,184,821	1.7%	Sole
Schroder Wealth Management (US) Limited	21	$22,362	0.0%	Sole

AVIVA PLC

$453,622,907

0.12%

425,977

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AVIVA INVESTORS GLOBAL SERVICES LTD	425,977	$453,622,907	100.0%	Defined

NATIXIS ADVISORS, LLC

$442,095,364

0.12%

415,152

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers, L.P.	415,152	$442,095,364	100.0%	Defined

MILLENNIUM MANAGEMENT LLC

$434,053,240

0.12%

407,600

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$415,797,659

0.11%

390,457

Eurizon Capital SGR S.p.A.

$407,097,426

0.11%

382,287

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Intesa Sanpaolo S.p.A.	382,287	$407,097,426	100.0%	Other

Creative Planning

$404,345,723

0.11%

379,703

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	35,122	$37,401,417	9.2%	Defined
Held directly	344,581	$366,944,306	90.8%	Sole

ENVESTNET ASSET MANAGEMENT INC

$394,163,150

0.11%

370,141

ProShare Advisors LLC

$393,169,599

0.10%

369,208

MILLENNIUM MANAGEMENT LLC

$393,161,080

0.10%

369,200

ADAGE CAPITAL PARTNERS GP, L.L.C.

$391,567,989

0.10%

367,704

MACKENZIE FINANCIAL CORP

$387,520,304

0.10%

363,903

NOMURA ASSET MANAGEMENT CO LTD

$384,916,622

0.10%

361,458

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nomura Asset Management Malaysia Sdn. Bhd.	11,048	$11,765,015	3.1%	Sole
Nomura Asset Management U.K. Ltd	2,945	$3,136,130	0.8%	Sole
Held directly	347,465	$370,015,477	96.1%	Sole

Quantinno Capital Management LP

$382,074,406

0.10%

358,789

CITADEL ADVISORS LLC

$378,956,378

0.10%

355,861

NEW YORK STATE TEACHERS RETIREMENT SYSTEM

$378,475,044

0.10%

355,409

Winslow Capital Management, LLC

$373,539,232

0.10%

350,774

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA joint	350,774	$373,539,232	100.0%	Defined

Pictet Asset Management Holding SA

$367,027,369

0.10%

344,659

Korea Investment CORP

$359,364,348

0.10%

337,463

Key facts CIK 18230 CUSIP 149123101 13F (30d) 1772 filings 1692 filers Visit website Investor relations