DJUL · FT Vest U.S. Equity Deep Buffer ETF - July ETF

$51.31 -0.10 (-0.19%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 77

Total Value: $141,458,262

Total Shares: 3,416,042

Institutional Ownership Trend

17 quarters

Holder Concentration

Across 77 13F filers · Δ vs Jun 30, 2024

Top Holder

22.6%

−1.0 pts

Top 5

55.6%

+4.9 pts

Top 10

73.9%

+4.5 pts

HHI

966

Broadly held+111

Quarterly Activity

vs Jun 30, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +4

Institutional value: +15.3%

Shares held: +10.8%

Top Buyers

vs Jun 30, 2024

Institution	Added	Now Holds
Large OSAIC HOLDINGS, INC.	+276,951	553,728
Mega ENVESTNET ASSET MANAGEMENT INC	+189,702	231,448
Large TRUIST FINANCIAL CORP	+128,512	169,187
Large MML INVESTORS SERVICES, LLC	+63,275	83,532
Large Kestra Advisory Services, LLC	+52,312	103,036

Top Sellers

vs Jun 30, 2024

Institution	Sold	Now Holds
Small First Heartland Consultants, Inc.	−156,992	15,894
Micro Smart Money Group LLC	−14,035	171,982
Mid HARBOUR INVESTMENTS, INC.	−10,221	20,513
Large AE Wealth Management LLC	−7,539	111,959
Mid AVANTAX ADVISORY SERVICES, INC.	−6,096	17,462

Top New Positions

vs Jun 30, 2024

Institution	Acquired	Value (USD)
Large Janney Montgomery Scott LLC	159,063	$6,586,798
Small StoneX Group Inc.	27,944	$1,157,161
Micro Lunt Capital Management, Inc.	22,576	$934,872
Small SILVER OAK SECURITIES, INCORPORATED	22,576	$934,872
Small BEACON FINANCIAL GROUP	21,836	$904,228

Top Sold-Out Positions

vs Jun 30, 2024

Institution	Previously Held	Last Value (USD)
Small Ignite Planners, LLC	199,333	$7,932,656
Large Raymond James Financial Services Advisors, Inc.	120,411	$4,791,876
Mega RAYMOND JAMES & ASSOCIATES	106,920	$4,254,988
Mid Spire Wealth Management	49,333	$1,963,256
Large COMMONWEALTH EQUITY SERVICES, LLC	43,409	$1,727,504

Filter: New 28 Increased 29 Reduced 12 Sold out 24 Unchanged 8

Showing 77 of 77

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

OGOREK ANTHONY JOSEPH /NY/ /ADV DJUL

$32,032,829

22.64%

773,553

OSAIC HOLDINGS, INC. DJUL

$22,929,875

16.21%

553,728

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	524,611	$21,724,141	94.7%	Defined
ARBOR POINT ADVISORS, LLC	2,958	$122,490	0.5%	Defined
American Portfolios Advisors	26,159	$1,083,244	4.7%	Sole

ENVESTNET ASSET MANAGEMENT INC DJUL

$9,584,261

6.78%

231,448

Smart Money Group LLC DJUL

$7,121,774

5.03%

171,982

TRUIST FINANCIAL CORP DJUL

$7,006,033

4.95%

169,187

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	169,187	$7,006,033	100.0%	Defined

Commonwealth Financial Services, LLC DJUL

$6,954,685

4.92%

167,947

Janney Montgomery Scott LLC DJUL

$6,586,798

4.66%

159,063

AE Wealth Management LLC DJUL

$4,636,222

3.28%

111,959

Kestra Advisory Services, LLC DJUL

$4,266,720

3.02%

103,036

MML INVESTORS SERVICES, LLC DJUL

$3,459,060

2.45%

83,532

Cetera Investment Advisers DJUL

$3,282,819

2.32%

79,276

Cambridge Investment Research Advisors, Inc. DJUL

$2,425,093

1.71%

58,563

Ameritas Advisory Services, LLC DJUL

$2,144,085

1.52%

51,777

SUSQUEHANNA INTERNATIONAL GROUP, LLP DJUL

$1,922,707

1.36%

46,431

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	46,431	$1,922,707	100.0%	Defined

Sunbelt Securities, Inc. DJUL

$1,815,994

1.28%

43,854

LPL Financial LLC DJUL

$1,264,619

0.89%

30,539

Rockefeller Capital Management L.P. DJUL

$1,177,203

0.83%

28,428

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	28,428	$1,177,203	100.0%	Defined

StoneX Group Inc. DJUL

$1,157,161

0.82%

27,944

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
StoneX Advisors Inc.	27,944	$1,157,161	100.0%	Defined

Clear Creek Financial Management, LLC DJUL

$1,024,483

0.72%

24,740

SILVER OAK SECURITIES, INCORPORATED DJUL

$934,872

0.66%

22,576

Lunt Capital Management, Inc. DJUL

$934,872

0.66%

22,576

BEACON FINANCIAL GROUP DJUL

$904,228

0.64%

21,836

Integrity Financial Corp /WA DJUL

$897,851

0.63%

21,682

HARBOUR INVESTMENTS, INC. DJUL

$849,443

0.60%

20,513

Pinnacle Wealth Planning Services, Inc. DJUL

$839,049

0.59%

20,262

Sequent Planning LLC DJUL

$810,103

0.57%

19,563

HighTower Advisors, LLC DJUL

$809,979

0.57%

19,560

CITADEL ADVISORS LLC DJUL

$740,907

0.52%

17,892

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	17,892	$740,907	100.0%	Defined

AVANTAX ADVISORY SERVICES, INC. DJUL

$723,101

0.51%

17,462

NewEdge Advisors, LLC DJUL

$691,878

0.49%

16,708

First Heartland Consultants, Inc. DJUL

$658,170

0.47%

15,894

Mutual Advisors, LLC DJUL

$581,934

0.41%

14,053

EPG Wealth Management LLC DJUL

$538,330

0.38%

13,000

Strategic Blueprint, LLC DJUL

$521,848

0.37%

12,602

Mariner, LLC DJUL

$464,330

0.33%

11,213

Spectrum Asset Management, Inc. (NB/CA) DJUL

$454,267

0.32%

10,970

TOWNSQUARE CAPITAL LLC DJUL

$426,853

0.30%

10,308

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIAT WEALTH MANAGEMENT	570	$23,603	5.5%	Other
Held directly	9,738	$403,250	94.5%	Sole

Comprehensive Financial Consultants Institutional, Inc. DJUL

$416,087

0.29%

10,048

Certified Advisory Corp DJUL

$414,100

0.29%

10,000

Bouchey Financial Group Ltd DJUL

$414,017

0.29%

9,998

Schwallier Wealth Management LLC DJUL

$394,637

0.28%

9,530

LVZ, Inc. DJUL

$357,699

0.25%

8,638

STEPHENS INC /AR/ DJUL

$355,504

0.25%

8,585

ARBOR CAPITAL MANAGEMENT INC /ADV DJUL

$343,868

0.24%

8,304

CENTAURUS FINANCIAL, INC. DJUL

$329,954

0.23%

7,968

FOUNDERS FINANCIAL SECURITIES LLC DJUL

$323,536

0.23%

7,813

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Horizon Investments, LLC	7,813	$323,536	100.0%	Sole

Envestnet Portfolio Solutions, Inc. DJUL

$312,479

0.22%

7,546

Atria Wealth Solutions, Inc. DJUL

$312,479

0.22%

7,546

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CUSO Financial Services L.P. /CA	7,546	$312,479	100.0%	Defined

Advisory Services Network, LLC DJUL

$306,641

0.22%

7,405

Orion Portfolio Solutions, LLC DJUL

$282,416

0.20%

6,820

CreativeOne Wealth, LLC DJUL

$272,560

0.19%

6,582

Mayfair Advisory Group, LLC DJUL

$265,065

0.19%

6,401

NATIONS FINANCIAL GROUP INC, /IA/ /ADV DJUL

$258,274

0.18%

6,237

JIM SAULNIER & ASSOCIATES, LLC DJUL

$253,884

0.18%

6,131

Cambridge Advisors Inc. DJUL

$250,447

0.18%

6,048

MTM Investment Management, LLC DJUL

$248,460

0.18%

6,000

WMG Financial Advisors, LLC DJUL

$233,593

0.17%

5,641

Essex Financial Services, Inc. DJUL

$230,446

0.16%

5,565

Meridian Wealth Management, LLC DJUL

$215,746

0.15%

5,210

Legacy Capital Wealth Partners, LLC DJUL

$212,723

0.15%

5,137

Per Stirling Capital Management, LLC. DJUL

$208,664

0.15%

5,039

Larson Financial Group LLC DJUL

$143,775

0.10%

3,472

Ameritas Investment Partners, Inc. DJUL

$99,301

0.07%

2,398

UBS Group AG DJUL

$68,574

0.05%

1,656

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	20	$828	1.2%	Defined
UBS Securities LLC	1,636	$67,746	98.8%	Defined

SOA Wealth Advisors, LLC. DJUL

$58,926

0.04%

1,423

CoreCap Advisors, LLC DJUL

$44,764

0.03%

1,081

Jaffetilchin Investment Partners, LLC DJUL

$41,824

0.03%

1,010

Avior Wealth Management, LLC DJUL

$41,410

0.03%

1,000

BARCLAYS PLC DJUL

$39,505

0.03%

954

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	954	$39,505	100.0%	Sole

CREATIVE FINANCIAL DESIGNS INC /ADV DJUL

$34,867

0.02%

842

Glen Eagle Advisors, LLC DJUL

$28,987

0.02%

700

NFSG Corp DJUL

$26,088

0.02%

630

Steward Partners Investment Advisory, LLC DJUL

$10,476

0.01%

253

PRINCIPAL SECURITIES, INC. DJUL

$9,110

0.01%

220

MORGAN STANLEY DJUL

$8,489

0.01%

205

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	205	$8,489	100.0%	Defined

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO DJUL

$7,536

0.01%

182

DHJJ Financial Advisors, Ltd. DJUL

$6,915

0.00%

167