Hartford Financial Management Inc.

Registered adviser

CIK

1352526

Location

WEST HARTFORD, CT

Portfolio Value

Small $422,230,728

Diversification

Diversified

Filing Date

Global Rank

#4,124 / 8,827 ▲ 20 · as of Jun 2026

Top Industry

Semiconductors 11.6%

Period ended 38 days ago

Filed Oct 21, 2026 · 17d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 105039

Roster of Nov 1, 2026

Regulatory AUM

$699,604,643

Main clients

Individuals and high net worth (70% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$699,604,643	Individuals and high net worth (70%)
Feb 2025 to Mar 2026	$712,971,742	Individuals and high net worth (63%)
Apr 2024 to Jan 2025	$684,903,097	Individuals and high net worth (61%)
May 2023 to Mar 2024	$715,720,593	Individuals and high net worth (53%)
Apr 2023	$715,720,593	Individuals and high net worth (53%)
Apr 2022 to Mar 2023	$848,487,503	Individuals and high net worth (53%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 49.3%, 20.1 effective positions, active share 62.8% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

15.5% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 21.6 quarters (12+), a floor since 68.0% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 62.8%; sector active share 30.8% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

345 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

18.6%

+0.3 pts

Top 5

38.5%

+2.9 pts

Top 10

52.6%

+3.4 pts

HHI

532

Diversified+33

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	39.4%	$166,329,212	69
Technology	23.1%	$97,396,385	43
Financial Services	8.0%	$33,716,405	34
Industrials	7.4%	$31,071,189	34
Communication Services	5.2%	$21,835,166	16
Energy	4.5%	$19,135,232	21
Healthcare	3.8%	$15,947,125	46
Consumer Defensive	3.8%	$15,924,371	23
Consumer Cyclical	3.3%	$13,920,932	25
Real Estate	0.8%	$3,245,884	4
Basic Materials	0.5%	$2,019,257	18
Utilities	0.4%	$1,689,570	12

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
JPST	JPMorgan Ultra-Short Income ETF	+25,097	134,583	$6,778,945
—		+5,861	265,393	$0
RIG	Transocean Ltd.	+5,000	6,000	$31,440
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	+3,254	50,524	$5,499,032
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	+3,239	125,273	$6,883,751
JPSE	JPMorgan Diversified Return U.S. Small Cap Equity ETF	+2,674	324,968	$18,302,197
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+2,122	195,376	$24,552,901
NFLX	Netflix Inc	+1,897	31,644	$2,201,789
—		+1,481	143,729	$0
QXO	QXO, Inc.	+1,300	3,500	$40,915
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	+1,252	17,712	$2,983,055
JTEK	JPMorgan U.S. Tech Leaders ETF	+1,192	70,380	$7,403,624
RYN	Rayonier Inc	+1,111	55,871	$1,025,791
RYAM	Rayonier Advanced Materials Inc.	+1,000	9,000	$71,730
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	+341	5,264	$878,982
TJX	Tjx Companies Inc	+284	18,076	$2,391,635
DIS	Walt Disney Co	+248	27,667	$2,902,268
PLD	Prologis, Inc.	+194	15,461	$2,007,456
MDLZ	Mondelez International, Inc.	+180	34,313	$1,983,977
FCX	Freeport-Mcmoran Inc	+180	18,147	$1,270,290
NVDA	Nvidia Corp	+157	73,058	$16,684,986
EL	Estee Lauder Companies Inc	+140	10,787	$1,000,709
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+112	20,737	$1,861,353
PLTR	Palantir Technologies Inc.	+100	2,030	$379,711
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	+95	96	$14,899
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JMUB	JPMorgan Municipal ETF	−16,161	241,018	$11,467,636
PAAA	PGIM AAA CLO ETF	−7,195	197,587	$10,134,237
JCPB	JPMorgan Core Plus Bond ETF	−3,888	764,646	$34,240,847
ABEV	Ambev S.A.	−3,227	38,038	$111,070
KO	Coca Cola Co	−2,166	6,682	$575,186
XLF	State Street Corp	−1,000	1,789	$0
MSFT	Microsoft Corp	−842	31,860	$16,340,994
APA	APA Corp	−772	160	$6,646
GPC	Genuine Parts Co	−750	7,747	$974,107
KMB	Kimberly Clark Corp	−749	4,016	$391,278
GLW	Corning Inc	−675	20,871	$3,209,124
ABT	Abbott Laboratories	−579	15,773	$1,558,845
DDEC	FT Vest U.S. Equity Deep Buffer ETF - December	−495	121,015	$5,880,227
OTIS	Otis Worldwide Corp	−489	4,988	$320,828
DAUG	FT Vest U.S. Equity Deep Buffer ETF - August	−478	161,771	$7,692,178
ADP	Automatic Data Processing Inc	−467	14,286	$3,686,645
HONA	Honeywell Aerospace Inc.	−458	5,598	$867,522
XCEM	Columbia EM Core ex-China ETF	−391	35	$1,799
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	−361	94	$14,821
ORCL	Oracle Corp	−345	13,050	$1,791,765
HON	Honeywell International Inc	−332	5,011	$1,057,020
AAPL	Apple Inc.	−311	64,342	$21,427,172
PG	PROCTER & GAMBLE Co	−241	4,241	$616,132
RSP	Victory Portfolios II	−239	3,140	$0
JPM	Jpmorgan Chase & Co	−221	28,421	$9,402,519
No positions match the current search.

New Positions

Positions the filer opened this quarter

7 positions

Ticker	Company	Shares	Value
SPCX	Space Exploration Technologies Corp	300	$45,258
CELH	Celsius Holdings, Inc.	1,000	$27,350
BSX	Boston Scientific Corp	350	$15,277
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	95	$14,995
STRL	Sterling Infrastructure, Inc.	12	$5,901
SAN	Banco Santander, S.A.	308	$4,259
BEPC	Brookfield Renewable Corp	121	$3,414
No positions match the current search.

Sold Out

Positions the filer fully exited

10 positions

Ticker	Company	Shares	Value
—		665	$97,362
—		900	$68,778
—		469	$49,760
IEF	iShares 7-10 Year Treasury Bond ETF	521	$49,270
SRVR	Pacer Data & Infrastructure Real Estate ETF	952	$30,245
YUMC	Yum China Holdings, Inc.	500	$20,435
FIX	Comfort Systems USA Inc	8	$15,855
IEI	iShares 3-7 Year Treasury Bond ETF	132	$15,503
AIVL	WisdomTree U.S. AI Enhanced Value Fund	54	$7,081
NKE	NIKE, Inc.	53	$2,175
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

345 tracked positions · $422,230,728 total · filing declares 347 positions · $448,127,328 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 345 positions by value · page 1 of 7

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
JCPB	JPMorgan Core Plus Bond ETF	Reduced	764,646	-3,888	$34,240,847	−5.1%	8.11%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	195,376	+2,122	$24,552,901	+6.3%	5.82%
AAPL	Apple Inc. Technology	Reduced	64,342	-311	$21,427,172	+14.5%	5.07%
NVDA	Nvidia Corp Technology	Added	93,058	+20,157	$21,252,586	+45.7%	5.03%
JPSE	JPMorgan Diversified Return U.S. Small Cap Equity ETF	Added	324,968	+2,674	$18,302,197	−5.6%	4.33%
MSFT	Microsoft Corp Technology	Reduced	31,860	-842	$16,340,994	+34.0%	3.87%
AMAT	Applied Materials Inc Technology	Added	28,245	+6	$14,443,928	−29.3%	3.42%
JMUB	JPMorgan Municipal ETF	Reduced	241,018	-16,161	$11,467,636	−12.0%	2.72%
PAAA	PGIM AAA CLO ETF	Reduced	197,587	-7,195	$10,134,237	−3.5%	2.40%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	28,421	-221	$9,402,519	+0.3%	2.23%
GOOG	Alphabet Inc. Communication Services	Added	25,370	+19	$8,644,573	−3.5%	2.05%
DAUG	FT Vest U.S. Equity Deep Buffer ETF - August	Reduced	161,771	-478	$7,692,178	+1.2%	1.82%
JTEK	JPMorgan U.S. Tech Leaders ETF	Added	70,380	+1,192	$7,403,624	−4.1%	1.75%
FBT	First Trust NYSE Arca Biotechnology Index Fund	Reduced	26,710	-111	$7,272,064	+9.4%	1.72%
COST	Costco Wholesale Corp Consumer Defensive	Added	7,916	+21	$7,206,251	−2.4%	1.71%
CAT	Caterpillar Inc Industrials	Added	8,493	+41	$6,886,039	−23.5%	1.63%
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	Added	125,273	+3,239	$6,883,751	+3.3%	1.63%
JPST	JPMorgan Ultra-Short Income ETF	Added	134,583	+25,097	$6,778,945	+22.4%	1.61%
DDEC	FT Vest U.S. Equity Deep Buffer ETF - December	Reduced	121,015	-495	$5,880,227	+2.1%	1.39%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	22,576	-134	$5,624,810	+3.9%	1.33%
CSX	Csx Corp Industrials	Added	119,635	+68	$5,564,223	−2.1%	1.32%
V	Visa Inc. Financial Services	Added	15,345	+5	$5,513,918	+4.8%	1.31%
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	Added	50,524	+3,254	$5,499,032	−0.8%	1.30%
META	Meta Platforms, Inc. Communication Services	Added	7,430	+34	$5,388,087	+29.3%	1.28%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	10,971	+10	$5,004,860	−4.4%	1.19%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	10,039	+61	$4,998,920	+0.1%	1.18%
XOM	ExxonMobil Holdings Corp Energy	Reduced	30,325	-57	$4,935,393	+18.8%	1.17%
RTX	RTX Corp Industrials	Reduced	23,921	-33	$4,440,933	−2.3%	1.05%
ADP	Automatic Data Processing Inc Technology	Reduced	14,286	-467	$3,686,645	+11.6%	0.87%
UNP	Union Pacific Corp Industrials	Reduced	12,746	-50	$3,468,568	−0.3%	0.82%
CME	Cme Group Inc. Financial Services	Added	13,093	+45	$3,430,104	+19.0%	0.81%
BAC	Bank Of America Corp Financial Services	Added	59,382	+75	$3,232,162	−4.4%	0.77%
GLW	Corning Inc Technology	Reduced	20,871	-675	$3,209,124	−41.7%	0.76%
MPC	Marathon Petroleum Corp Energy	Added	8,113	+1	$3,208,042	+54.7%	0.76%
KLAC	Kla Corp Technology	Added	16,163	+83	$3,150,653	−35.1%	0.75%
CVX	Chevron Corp Energy	Reduced	14,974	-53	$3,057,840	+22.8%	0.72%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	17,712	+1,252	$2,983,055	+14.2%	0.71%
GS	Goldman Sachs Group Inc Financial Services	Held	3,300	0	$2,971,188	−11.0%	0.70%
DIS	Walt Disney Co Communication Services	Added	27,667	+248	$2,902,268	+10.0%	0.69%
EWJV	iShares MSCI Japan Value ETF	Held	58,790	0	$2,851,902	+10.3%	0.68%
JNJ	Johnson & Johnson Healthcare	Reduced	9,373	-32	$2,481,408	+3.9%	0.59%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	8,624	-119	$2,453,441	−20.4%	0.58%
TJX	Tjx Companies Inc Consumer Cyclical	Added	18,076	+284	$2,391,635	−11.3%	0.57%
IGV	iShares Expanded Tech-Software Sector ETF	Held	21,317	0	$2,269,834	+17.5%	0.54%
MRK	Merck & Co., Inc. Healthcare	Reduced	15,564	-190	$2,261,604	+11.7%	0.54%
NFLX	Netflix Inc Communication Services	Added	31,644	+1,897	$2,201,789	+3.7%	0.52%
WMB	Williams Companies, Inc. Energy	Added	31,481	+52	$2,139,763	−8.4%	0.51%
TXN	Texas Instruments Inc Technology	Reduced	7,551	-26	$2,114,959	−6.4%	0.50%
GOOGL	Alphabet Inc. Communication Services	Held	6,048	0	$2,080,995	−3.7%	0.49%
UNH	Unitedhealth Group Inc Healthcare	Added	5,653	+50	$2,075,103	−10.9%	0.49%

Showing the top 50 of 345 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.