DAUG · FT Vest U.S. Equity Deep Buffer ETF - August · Holdings ETF

$47.92 +0.17 (+0.35%) At close · Oct 21

Volume · Oct 21 9029 Avg daily vol (3M) 33.38K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 28

Total Value: $41,523,706

Total Shares: 873,268

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 28 13F filers · Δ vs Jun 30, 2026

Top Holder

24.6%

+13.7 pts

Top 5

62.1%

+27.6 pts

Top 10

77.8%

+27.0 pts

HHI

1,156

Broadly held+788

Who Holds DAUG

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 118 filers, like-for-like change +2.9%; actively managed books +2.9%; index-like books 0.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	73.1%	84	+2.8%	5	4
Adviser	1.3%	1	-2.5%	0	0
Bank	1.4%	4	+73.0%	0	1
Broker-dealer	5.8%	1	+23.3%	0	0
Holding company	3.5%	2	+2.3%	0	0
Unknown	14.9%	26	-6.0%	6	1

Style	Share	Filers	Change	New	Exited
Index-like	0.0%	1	0.0%	0	0
Concentrated	13.3%	29	-1.8%	3	0
Diversified active	86.7%	88	+4.3%	8	5
Systematic-like	0.0%	0	-100.0%	0	1
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	75.4%	73	+6.4%	5	4
Medium turnover	19.1%	31	-6.1%	3	1
High turnover	1.1%	3	-41.9%	1	1
Unknown	4.4%	11	+7.0%	2	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	3.3%	8	+10.4%	3	0
Medium horizon	15.3%	32	-1.6%	4	2
Long horizon	80.9%	76	+3.6%	4	4
Unknown	0.6%	2	+7.5%	0	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	32.4%	46	-4.9%	5	2
$1B to $10B	22.0%	44	+9.7%	6	2
$10B to $100B	30.7%	20	-2.6%	0	0
$100B or more	14.9%	8	+27.3%	0	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	67.6%	78	+7.2%	5	3
Registered funds and BDCs	2.5%	1	-42.7%	0	0
Pension and profit sharing plans	0.3%	1	0.0%	0	0
Corporations	1.9%	1	-0.1%	0	0
Other investment advisers	0.6%	2	-2.8%	0	0
Diversified	0.3%	1	-1.4%	0	0
Pooled investment vehicles	0.0%	0	-100.0%	0	1
Insurance companies	0.0%	0	—	0	0
Unknown	26.9%	34	+3.0%	6	2

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.1%	2	-34.3%	0	1
Private equity funds	1.8%	1	-4.2%	0	0
Other private funds	1.1%	3	+2.4%	0	0
Private funds, type not stated	0.6%	1	-6.3%	0	0
No private funds	68.4%	77	+4.1%	5	3
Unknown	26.9%	34	+3.0%	6	2

Location	Share	Filers	Change	New	Exited
United States	99.9%	117	+2.8%	11	5
Outside the US	0.1%	1	+41.0%	0	1

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

118 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

42.4% of filers hold it in their top 10

Mar 31, 2026: 49

Holders above 5%

median weight 0.018%

Mar 31, 2026: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

50.8%

of 13F shares, Herfindahl 0.037

Active holders

+2.9%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 14.8 quarters

Under 1 year 11.3% 1 to 3 years 33.0% 3 years or more 55.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$44.99

estimated per share

Mar 31, 2026: $44.10

Quarter-end price

$46.85

implied by 13F values

Estimated gain or loss

+4.1%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 7.95% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of DAUG by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	0	0
Active ETFs	3,351,396	1
Active funds	0	0
Unclassified	0	0
All registered funds	3,351,396	1

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -90

Institutional value: -73.0%

Shares held: -73.4%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small Ignite Planners, LLC	+25,080	53,816
Small MinichMacGregor Wealth Management, LLC	+2,026	214,771
Mid AlphaStar Capital Management, LLC	+1,893	13,191
Small Sage Capital Advisors,llc	+757	62,516

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Mid Sowell Financial Services LLC	−11,870	11,805
Small Commonwealth Financial Services, LLC	−5,985	4,354
Small LifeWealth Investments, LLC	−2,525	34,565
Mid Atria Investments, Inc	−1,678	16,477
Small Foguth Wealth Management, LLC.	−1,539	27,045

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small PRECEDENT WEALTH PARTNERS, LLC	26,628	$1,266,156
Small Comprehensive Financial Consultants Institutional, Inc.	22,297	$1,060,217
Small CASCADE INVESTMENT GROUP, INC.	17,021	$809,345
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	12,657	$601,837

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Mid AdvisorNet Financial, Inc	650	$30,450

Filter: New 4 Increased 4 Reduced 12 Sold out 1 Unchanged 8

Holder type: Registered adviser 23 Unknown 5

Showing 28 of 28

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Small MinichMacGregor Wealth Management, LLC Registered adviser DAUG	$10,212,318	24.59%	214,771	—	+2,026 +1.0%	Shares	2026-10-14
Small Hartford Financial Management Inc. Registered adviser DAUG	$7,692,178	18.52%	161,771	—	-478 -0.3%	Shares	2026-10-21
Small Sage Capital Advisors,llc Registered adviser DAUG	$2,972,623	7.16%	62,516	—	+757 +1.2%	Shares	2026-10-13
Small Ignite Planners, LLC Registered adviser DAUG	$2,558,940	6.16%	53,816	—	+25,080 +87.3%	Shares	2026-10-14
Small Mission Financial Group, LLC Registered adviser DAUG	$2,330,748	5.61%	49,017	—	0 0.0%	Shares	2026-10-21
Small LifeWealth Investments, LLC Registered adviser DAUG	$1,643,558	3.96%	34,565	—	-2,525 -6.8%	Shares	2026-10-21
Small Foguth Wealth Management, LLC. Registered adviser DAUG	$1,285,984	3.10%	27,045	—	-1,539 -5.4%	Shares	2026-10-19
Small PRECEDENT WEALTH PARTNERS, LLC DAUG	$1,266,156	3.05%	26,628	—	New	Shares	2026-10-21
Small MIRAMONTES CAPITAL, LLC Registered adviser DAUG	$1,212,567	2.92%	25,501	—	-315 -1.2%	Shares	2026-10-19
Mid C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Registered adviser DAUG	$1,119,179	2.70%	23,537	—	0 0.0%	Shares	2026-10-14
Small Grantvest Financial Group LLC DAUG	$1,092,599	2.63%	22,978	—	-1,456 -6.0%	Shares	2026-10-21
Small Comprehensive Financial Consultants Institutional, Inc. Registered adviser DAUG	$1,060,217	2.55%	22,297	—	New	Shares	2026-10-15
Small CASCADE INVESTMENT GROUP, INC. Registered adviser DAUG	$809,345	1.95%	17,021	—	New	Shares	2026-10-13
Mid Atria Investments, Inc Registered adviser DAUG	$783,478	1.89%	16,477	—	-1,678 -9.2%	Shares	2026-10-15
Micro TopTier Wealth Management, LLC DAUG	$744,106	1.79%	15,649	—	0 0.0%	Shares	2026-10-16
Mid AlphaStar Capital Management, LLC Registered adviser DAUG	$627,229	1.51%	13,191	—	+1,893 +16.8%	Shares	2026-10-16
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC DAUG	$601,837	1.45%	12,657	—	New	Shares	2026-10-13
Mid Sowell Financial Services LLC Registered adviser DAUG	$561,325	1.35%	11,805	—	-11,870 -50.1%	Shares	2026-10-20
Mid IFP Advisors, Inc Registered adviser DAUG	$499,795	1.20%	10,511	—	-371 -3.4%	Shares	2026-10-16
Large Farther Finance Advisors, LLC Registered adviser DAUG	$480,348	1.16%	10,102	—	-1,022 -9.2%	Shares	2026-10-08
Small Mayfair Advisory Group, LLC Registered adviser DAUG	$415,109	1.00%	8,730	—	0 0.0%	Shares	2026-10-20
Mid Sound Income Strategies, LLC Registered adviser DAUG	$394,853	0.95%	8,304	—	0 0.0%	Shares	2026-10-09
Mid McKinley Carter Wealth Services, Inc. Registered adviser DAUG	$289,102	0.70%	6,080	—	0 0.0%	Shares	2026-10-16
Mid First Heartland Consultants, Inc. Registered adviser DAUG	$233,517	0.56%	4,911	—	-74 -1.5%	Shares	2026-10-08
Small Commonwealth Financial Services, LLC Registered adviser DAUG	$207,031	0.50%	4,354	—	-5,985 -57.9%	Shares	2026-10-20
Small Noble Wealth Management PBC DAUG	$190,199	0.46%	4,000	—	0 0.0%	Shares	2026-10-01
Small Triumph Capital Management Registered adviser DAUG	$187,441	0.45%	3,942	—	0 0.0%	Shares	2026-10-14
Mid CoreCap Advisors, LLC Registered adviser DAUG	$51,924	0.13%	1,092	—	-118 -9.8%	Shares	2026-10-08
Mid AdvisorNet Financial, Inc Registered adviser DAUG	$30,450	0.07%	650	—	Sold Out	Shares	2026-07-23
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