FMF · First Trust Managed Futures Strategy Fund · Holdings ETF

$51.70 -0.20 (-0.39%)

Volume · Oct 21 8312 Avg daily vol (3M) 32.07K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 16

Total Value: $23,755,401

Total Shares: 454,587

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 16 13F filers · Δ vs Jun 30, 2026

Top Holder

50.6%

+21.8 pts

Top 5

86.8%

+29.9 pts

Top 10

98.5%

+21.9 pts

HHI

3,021

Highly concentrated+1,878

Who Holds FMF

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 82 filers, like-for-like change -1.2%; actively managed books -3.7%; index-like books +38.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	68.5%	53	+18.9%	10	7
Adviser	5.4%	1	+4.8%	0	0
Bank	0.2%	4	-86.3%	3	2
Broker-dealer	5.7%	1	-60.5%	0	0
Holding company	9.5%	2	+78.4%	0	0
Unknown	10.7%	21	-37.3%	2	6

Style	Share	Filers	Change	New	Exited
Index-like	8.3%	1	+38.0%	0	1
Concentrated	10.2%	16	-38.7%	6	3
Diversified active	81.5%	65	+3.8%	9	11
Systematic-like	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	64.0%	51	-27.1%	8	8
Medium turnover	34.7%	23	+175.5%	5	5
High turnover	1.1%	3	+105.9%	1	0
Unknown	0.2%	5	-77.4%	1	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	5.7%	5	+3817.0%	2	2
Medium horizon	13.1%	27	-11.7%	3	2
Long horizon	78.4%	48	-6.1%	9	9
Unknown	2.8%	2	+2.5%	1	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	18.1%	29	-10.3%	5	5
$1B to $10B	11.1%	28	-2.8%	5	5
$10B to $100B	24.3%	14	-19.1%	2	4
$100B or more	46.5%	11	+17.4%	3	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	38.2%	48	-10.2%	9	5
Registered funds and BDCs	27.2%	1	+442.8%	0	0
Pension and profit sharing plans	1.1%	2	+3.7%	0	0
Other investment advisers	1.3%	1	+2.1%	0	1
Diversified	0.7%	1	new	1	0
Banks and thrifts	0.0%	0	-100.0%	0	1
Unknown	31.5%	29	-27.8%	5	8

Private funds	Share	Filers	Change	New	Exited
Hedge funds	27.2%	1	+442.8%	0	0
Venture capital funds	0.1%	1	0.0%	0	0
Other private funds	0.2%	1	+3.1%	0	0
No private funds	40.9%	49	-8.0%	10	6
Private equity funds	0.1%	1	-4.5%	0	0
Liquidity funds	0.0%	0	-100.0%	0	1
Unknown	31.5%	29	-27.8%	5	8

Location	Share	Filers	Change	New	Exited
United States	99.9%	80	-1.2%	14	15
Outside the US	0.1%	2	+47.8%	1	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

82 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.012%

Mar 31, 2026: 0

Crowding

—

no cover-page share count is dated within about a year of the quarter end

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

no cover-page share count is dated within about a year of the quarter end

Top 10 holders

75.8%

of 13F shares, Herfindahl 0.105

Active holders

-3.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 13.8 quarters

Under 1 year 6.07% 1 to 3 years 24.0% 3 years or more 69.9% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$49.31

estimated per share

Mar 31, 2026: $48.04

Quarter-end price

$47.30

implied by 13F values

Estimated gain or loss

-4.1%

price against the estimated cost

Estimated at a loss

37.6%

of costed 13F value

Estimated cost covers 79.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -68

Institutional value: -87.6%

Shares held: -88.7%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small TCP Asset Management, LLC	+4,465	229,996
Small Center For Asset Management LLC	+3,019	79,973
Mid Signal Advisors Wealth, LLC	+1,544	6,272
Small Fermata Advisors, LLC	+971	21,072
Small Balboa Wealth Partners	+705	12,069

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Mid IFP Advisors, Inc	−28,670	34,207
Large Concurrent Investment Advisors, LLC	−17,026	16,687
Mid Beacon Capital Management, Inc.	−721	29,310
Mid First Heartland Consultants, Inc.	−158	7,716

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small Bison Wealth, LLC	10,295	$538,016
Small Professional Financial Advisors, LLC	3,840	$200,678
Mid CX Institutional	25	$1

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small IAMS WEALTH MANAGEMENT, LLC	17,819	$893,088
Small HBW ADVISORY SERVICES LLC	15,072	$755,408
Small NOVEM GROUP	7,653	$383,568
Small Asset Allocation Strategies LLC	6,891	$345,376
Small PRIVATE CLIENT SERVICES, LLC	5,617	$281,524

Filter: New 3 Increased 6 Reduced 4 Sold out 7 Unchanged 3

Holder type: Registered adviser 11 Adviser 1 Unknown 4

Showing 16 of 16

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Small TCP Asset Management, LLC Registered adviser	$12,019,590	50.60%	229,996	—	+4,465 +2.0%	Shares	2026-10-14
Small Center For Asset Management LLC	$4,179,388	17.59%	79,973	—	+3,019 +3.9%	Shares	2026-10-16
Mid IFP Advisors, Inc Registered adviser	$1,787,657	7.53%	34,207	—	-28,670 -45.6%	Shares	2026-10-16
Mid Beacon Capital Management, Inc. Registered adviser	$1,531,740	6.45%	29,310	—	-721 -2.4%	Shares	2026-10-13
Small Fermata Advisors, LLC	$1,101,222	4.64%	21,072	—	+971 +4.8%	Shares	2026-10-13
Large Concurrent Investment Advisors, LLC Registered adviser	$872,062	3.67%	16,687	—	-17,026 -50.5%	Shares	2026-10-16
Small Balboa Wealth Partners	$630,725	2.66%	12,069	—	+705 +6.2%	Shares	2026-10-20
Small Bison Wealth, LLC Registered adviser	$538,016	2.26%	10,295	—	New	Shares	2026-10-13
Mid First Heartland Consultants, Inc. Registered adviser	$403,238	1.70%	7,716	—	-158 -2.0%	Shares	2026-10-08
Mid Signal Advisors Wealth, LLC	$327,774	1.38%	6,272	—	+1,544 +32.7%	Shares	2026-10-13
Small Professional Financial Advisors, LLC Adviser	$200,678	0.84%	3,840	—	New	Shares	2026-10-13
Mid CoreCap Advisors, LLC Registered adviser	$138,593	0.58%	2,652	—	+483 +22.3%	Shares	2026-10-08
Small GILPIN WEALTH MANAGEMENT, LLC Registered adviser	$11,288	0.05%	216	—	0 0.0%	Shares	2026-10-09
Large Farther Finance Advisors, LLC Registered adviser	$10,608	0.04%	203	—	0 0.0%	Shares	2026-10-08
Small Cape Investment Advisory, Inc. Registered adviser	$2,821	0.01%	54	—	0 0.0%	Shares	2026-10-13
Mid CX Institutional Registered adviser	$1	0.00%	25	—	New	Shares	2026-10-02
Small IAMS WEALTH MANAGEMENT, LLC Registered adviser	$893,088	3.76%	17,819	—	Sold Out	Shares	2026-07-16
Small HBW ADVISORY SERVICES LLC Registered adviser	$755,408	3.18%	15,072	—	Sold Out	Shares	2026-07-16
Small NOVEM GROUP	$383,568	1.61%	7,653	—	Sold Out	Shares	2026-07-21
Small Asset Allocation Strategies LLC Registered adviser	$345,376	1.45%	6,891	—	Sold Out	Shares	2026-08-17
Small PRIVATE CLIENT SERVICES, LLC Registered adviser	$281,524	1.19%	5,617	—	Sold Out	Shares	2026-07-06
Mid PFG Advisors Registered adviser	$207,246	0.87%	4,135	—	Sold Out	Shares	2026-07-16
Mid Blue Trust, Inc.	$1,052	0.00%	21	—	Sold Out	Shares	2026-07-21
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