FTSM · First Trust Enhanced Short Maturity ETF · Fund Operations ETF
$59.65
-0.01 (-0.02%)
At close · Oct 20
Return incl. dividend (before tax)
Volume · Oct 20
663.3K
Avg daily vol (3M)
711.17K
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover First Trust Exchange-Traded Fund IV and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-10-13 | 2026-07-31 | N-1A | 811-22559 | Original | — | — |
| 2026-01-13 | 2025-10-31 | N-1A | 811-22559 | Original | — | — |
| 2025-10-10 | 2025-07-31 | N-1A | 811-22559 | Original | — | — |
| 2025-01-10 | 2024-10-31 | N-1A | 811-22559 | Original | — | — |
| 2024-10-15 | 2024-07-31 | N-1A | 811-22559 | Original | — | — |
| 2024-01-12 | 2023-10-31 | N-1A | 811-22559 | Original | — | — |
| 2023-01-13 | 2022-10-31 | N-1A | 811-22559 | Original | — | — |
| 2022-01-13 | 2021-10-31 | N-1A | 811-22559 | Original | — | — |
| 2021-01-13 | 2020-10-31 | N-1A | 811-22559 | Original | — | — |
| 2020-01-14 | 2019-10-31 | N-1A | 811-22559 | Original | — | — |
Showing 1–10 of 10 filings
Service providers (latest report, filed 2026-10-13)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | First Trust Advisors L.P. | US | — |
| Custodian | The Bank of New York Mellon | US | — |
| Transfer Agent | The Bank of New York Mellon | US | — |
| Administrator | The Bank of New York Mellon | US | — |
| Pricing Service | Bloomberg L.P. | US | — |
| Pricing Service | ICE Data Pricing & Reference Data, LLC | US | — |
| Pricing Service | LSEG Pricing Service | GB | — |
| Shareholder Servicing Agent | The Bank of New York Mellon | US | — |
| Principal Underwriter | First Trust Portfolios L.P. | US | Yes |
| Independent Public Accountant | Deloitte & Touche LLP | US | — |